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Wednesday, August 10, 2011

HOW TO PREPARE SENIORITY LIST = The law is clear that seniority is an incidence of service and where the service rules prescribe the method of its computation, it is squarely governed by such rules. In the absence of a provision ordinarily the length of service is taken into account


                                                       REPORTABLE





                IN THE SUPREME COURT OF INDIA

                 CIVIL APPELLATE JURISDICTION





                 CIVIL APPEAL NOs.7002 OF 2004





D.P. Das                                          ..Appellant(s)





                             - Versus -





Union of India and Ors.                         ..Respondent(s)





                         J U D G M E N T




GANGULY, J.





1.    This   appeal   has   been   preferred   from   the   final



      judgment   and   order   passed   by   the   High   Court   of



      Madhya   Pradesh   at   Jabalpur   in   Writ   Petition



      No.5238 of 2000 dated 30th June, 2003.





                                  1


2. The   facts   and   circumstances   giving   rise   to   this



  appeal are that in the year 1983, the first batch



  of   the   Specialist   Medical   Officer   (SMO)   in   the



  Ordnance   Factories   Organization   was   recruited   in



  the   category   of   Obstetrics,   Gynecology,   Medicine



  and   Surgery.   The   appellant   was   one   of   the   five



  recruited persons and he belonged to the category



  of Surgery.





3. In   the   year   1991,   on   the   recommendation   of   the



  Fourth   Pay   Commission,   one   post   in   the   Indian



  Ordnance   Factories   Health   Services   (Group   A,



  grade of Rs.5900-6700) was sanctioned for filling



  up   amongst  the   SMOs  cadre.   The  specialists   cadre



  was in different disciplines and hence, there was



  necessity   of   preparing   a   combined   gradation   list



  in   the   SMOs   cadre.   The   respondent   No.1   referred



  the   matter   to   the   UPSC   for   preparation   of   the



  common   seniority   list.   Further,   the   SMOs   were



  recommended by the UPSC by three different lists,



  two   of   which   were   made   on   the   same   date   and




                               2


  therefore   the   UPSC   was   requested   to   furnish   the



  relative order of seniority of those SMOs who are



  recommended on the same date.





4. Accordingly,   the   seniority   list   of   SMOs   in   the



  grade   of   Rs.4500-5700/-   was   prepared   on   1.7.1992



  and   published  vide   order  dated   21.8.1992.  In   the



  seniority   list   respondent   Nos.   4,   5   and   6   were



  placed above the appellant.





5. As         the         appellant         felt         aggrieved         by         the



  publication   of   the   said   seniority   list,   he   made



  representations   in   the   year   1992,   1993   and   1995



  before the respondent No.1. However, no reply was



  received   by   the   appellant   from   the   respondent



  No.1.





6. Being   aggrieved,   the   appellant   preferred   an



  original   application   (O.A.No.457   of   1995)   before



  the   Central   Administrative   Tribunal,   Jabalpur



  Bench   (`the   Tribunal')   and   prayed   to   quash   the




                                            3


said   seniority   list   and   also   for   maintenance   of



discipline wise seniority list initially prepared



by   the  UPSC   and  for   keeping  Confidential   Reports



as   criteria   for   selection   to   the   next   higher



grade and also to rearrange the seniority of the



candidates   on   the   basis   of   age   of   candidates   by



placing   the   oldest   candidate   on   top   of   the



seniority   list   followed   by   juniors   in   age.   The



appellant   contended,   inter   alia,   before   the



Tribunal that the:





  a)     The   relative   seniority   of   SMOs   was

         not  determined by UPSC, at the time of

         selection



  b)     The   Department   should   have   requested

         the  UPSC   to   recommend   candidates   for

         such       posts   on   the   basis   of   a                

         consolidated             order of merit               and

         not  subject wise



  c)     The   Department   never   requested   the

         UPSC       to         prepare         a         combined    

         seniority list as                per  merit   on   the

         basis of performance in the interview.

         It was     therefore not                   possible   for

         the UPSC to  prepare                  a         combined    

         seniority list in the year 1992.





                                  4


7. The   UPSC   before   the   Tribunal   contended,   inter



  alia,         that         the         interview                   for          different



  disciplines   viz   specialists   I   medicine,   surgery



  and gynecology in Ordnance Factories Organization



  were   conducted   on   different   dates.   Before   the



  Tribunal UPSC further contended that:





(i)        As  far as  the Specialist  (Obstetrics

           and  Gynecologist)   is   concerned   the

           date of advertisement was 13.11.1982,

           date of  interview   was   28.2.1983   and

           date of UPSC recommendation letter was

           16.3.1983.



(ii)       Insofar   as   the   Specialist   (Medicine)

           is concerned the date of advertisement

           was    6.11.1983, date of interview was

           15/16.03.1983   and   date   of   UPSC                                  

           recommendation letter was 14.4.1983.



(iii)      And so far as the Specialist (Surgery)

           is     concerned,                       the         date         of      

           advertisement was                              13.11.1982,   date

           of     interview   was   22/24.03.1983   and

           date   of   UPSC   recommendation   letter

           was  14.4.1983.





8. The   UPSC   also   filed   the   extracts   of   its   file



  which contain the note sheets from Page 2 to Page



  13. From those extracts the basis of arriving at




                                              5


  the   methodology   adopted   for   fixing   the   seniority



  of         two                        different                            disciplines,                       whose



  recommendations   were   made   on   the   same   date   were



  available.





9. By   a   judgment   and   order   dated   26.7.2000,   the



  Tribunal   dismissed   the   O.A.457   of   1995   and   in



  paragraph 8.4 held as under:





    "8.4                It              is              fact                 that             date          of

    recommendation                                 of             the             applicant                who

    belongs   to   surgery   discipline   and   the

    private   respondents   belonging   to   medicine

    discipline   was   same   i.e.14.4.1983.     Also

    that   the   rules   provide   for   fixing   the

    seniority                           based                     on         the              date          of

    recommendations   of   the   UPSC   maintaining

    inter   se   merit   as   per   the   recommendation.

    It   is   also   fact   that   respondent   did   not

    approach the UPSC for preparing a combined

    merit   list   of   such   specialist   which   they

    should have done as per DOPTs instructions

    for   seeing   future   promotion   prospects   for

    these   specialists   and   also   the   fact   that

    separate   seniority   list   for   number   of

    specialist                          disciplines                                    and         separate

    promotion   prospects   thereof   were   not

    feasible.   From   the   extract   of   note   sheet

    filed   by   the   respondent,   it   is   seen   that

    the                Commission,                           based                      on         detailed

    examination   decided   to   fix   the   seniority

    in   such   case,   based   on   date   of   interview

    i.e.   candidates   interviewed   on   an   early


                                                                  6


    date   to  be   senior  to   those  interviewed   on

    a   later   date.   The   contention   of   learned

    counsel for applicant that their seniority

    should   have   been   fixed   based   on   the   date

    of         birth         cannot         be         accepted         since

    presuming   this   criteria   was   to   be   adopted

    then   very   purpose   of   preparation   of   merit

    list of the candidates, will get defeated.

    The   reckoning   of   seniority   based   on   age

    may   be   relevant   in   cases   of   recruitment

    where   no   merit   list   is   made   and   the

    selection   criteria   is   for   qualifying   the

    test   along   or   where   the   recommendations

    are only as `fit' of `unfit'."





10.Being   aggrieved,   the   appellant   filed   a   writ



  petition before the High Court of Madhya Pradesh.





11.By   the   impugned   judgment   dated   30.6.2003,   the



  High Court dismissed the writ petition, affirming



  the   methodology   adopted   by   the   UPSC   for   fixing



  the   seniority   of   two   different   disciplines   whose



  recommendations were made on the same date.





12.The High Court in para 15 held that:





    "15. ..................... What is reasonable to be seen

    in   the   obtaining   factual   matrix   is   that

    under   regrettable   circumstances   the   inter


                                            7


se   merit   list   was   not   available   as   there

was   no   requisition   for   fixing   such

seniority. However, the UPSC had evolved a

base   which   indicates   that   the   date   of

interview would be the criteria for fixing

the   seniority,   in   such   a   case.   Ordinarily

this may look quite peculiar but it has to

be         borne                  in                        mind                     that               peculiar

circumstances                               are                   solved                      by             taking

recourse                   to               innovative                                 methods.                        The

tribunal   in   paragraph   6.1   has   reproduced

the   date  of   advertisement  and   the  date   of

recommendation   letter   of   UPSC.   We   have

also   reproduced   the   same   above.   The   date

of         advertisement                                         for                 the               post             of

Specialist   (Surgery)   was   13.11.1982.   The

date            of          advertisement                                              for             post             of

Specialist                        (Medicine)                                      was              6.11.1983.

Definitely there was advertisement for the

post   of   Specialist   (Surgery)   earlier   than

Specialist (Medicine) but the interview of

Specialist   (Medicine)   was   on   15/16.3.83

whereas                    the               date                     of               interview                        of

Specialist   (Surgery)   was   on   22/24.3.93.

The   Tribunal   has   taken   note   of   the   fact

that   from  the   note  sheets,   which  has   been

produced   by   the   UPSC,   it   was   perceivable

that recommendations were made on the date

of   interview.   Thus,   selection   was   made   on

that            date.                       It              is               noticeable                           that

recommendations were sent on the same date

i.e.            14.4.1983.                                  Thus,                      the             date             of

interview has earned the status of date of

selection. Submission of Mr. Gupta is that

it   can   be   fortuitous   circumstances   as   the

interview   in   one   subject   may   take   place

earlier   than   the   other.   The   aforesaid

submission   may  appear   on  a   first  blush   to

be   quite   attractive   but   on   a   closer

scrutiny   of   the   same   it   has   to   be

repelled.............   The   UPSC   has   determined   the

seniority   on   the   basis   of   the   date   of


                                                             8


    interview   and   the   date   when   selection   had

    taken   place.   In   the   absence   of   any

    document   on   record,   in   the   absence   any

    preparation   of   merit   list,   in   the   absence

    of   drawing   of   the   seniority   list   at   the

    initial   stage   and   taking   note   of   the

    peculiar   facts   and   circumstances   of   the

    case,   we   are   of   the   considered   view   that

    the   UPSC   has   adopted   a   rational   approach

    and   the   Tribunal   has   not   flawed   in

    accepting the same......."





13.It  is  pertinent  to  note  here  that  on  28.8.1946,



  the   Government   of   India,   Department   of   Home



  issued         an         Office         Memorandum         (O.M.)         for



  determination of seniority of direct recruits





14.Clause 2(iv) thereof provides as under:





    "When   a   number   of   vacancies   for   direct


    recruits   are   filled   simultaneously   without


    candidates   first   being   placed   in   order   of


    merit   or   preference,   seniority   should   be


    determined   by   age   provided   a   candidate


    joins within such period not exceeding one


    month   from   the   date   of   appointment   as   may


    be   fixed   by   the   appointing   authority.   A


    candidate   who   does   not   join   within   the



                                      9


       time   so   specified   will   rank   below   those


       who   did   so   join,   and   seniority   among   the


       later   arrivals   will   be   according   to   the


       date of joining.




             The   orders   in   this   paragraph   will   be


       of general application. "





15.Vide   an   Office   Memorandum   dated   22.12.1959,   the



  Government   of   India,   Ministry   of   Home   Affairs



  issued   general   principles   for   the   determination



  of seniority in Central Civil Services





16.It   is   pertinent   to   note   that   the   O.M.   dated



  22.12.1959   does   not   supersedes   Office   Memorandum



  of         1946         but         expressly         discontinues         the



  application   of     some   previous   Office   Memorandum



  cited below:





  7    Office   Memorandum   No.   30/44/48-   Apptts,   dated
       the 22nd June, 1949.



  7    Office   Memorandum   No.   65/28/49   -   DGS.(Appts.)
       dated   the   3rd               Feburary,   1950   and   other

       subsequent Office Memorandum regarding fixation





                                         10


       of   seniority   of   ex-employees   of   the   Government

       of Burma



  7    Office   Memorandum   No.   31/223/50   -   DGS,   dated
       the 27th April, 1951 and other subsequent Office

       Memorandum   regarding   fixation   of   seniority   of

       displace Government Servants.



  7    Office   Memorandum   No.   9/59/56   -   RPS   dated   the
       4th August, 1956.



  7    Office   Memorandum   No.   32/10/49   -   CS   dated   the
       31st March, 1950



  7    Office Memorandum No. 32/49/CS(C) dated the 20th
       September, 1952.





17.Para 4 of the Annexure attached to the said O.M.



  dated   22.12.1959   specifically   provides   that   ".....



  the   relative   seniority   of   all   direct   recruits



  shall   be   determined   by   the   order   of   merit   in



  which   they   are   selected   for   such   appointment   on



  the   recommendations   of   the   UPSC   or   other



  selecting   authority,   persons   appointed   as   a



  result of subsequent selection."





18.But   this   circular   fails   to   address   the



  situation,   where   no   combined   merit   list   is





                                11


  prepared   in   the   order   of   merit   in   which   the



  candidates   are   appointed   and   their   date   of



  recommendation   being  the   same,  as   in  the   present



  case.





19.The   learned   counsel   for   the   appellant   contended



  that   the   O.M.   dated   22.12.1959   has   not   repealed



  O.M.   dated   28.8.1946   and   therefore   the   O.M.   of



  1946 shall be applicable in this situation.





20.The         learned         counsel         for         the         respondents



  contended   that   the   intention   of   the   authorities



  was   clear   in   O.M.   of   1959,   so   as   to   repeal   all



  the   prior  O.Ms.   in  relation   to  the   determination



  of seniority, which is expressed in para 2 of the



  O.M. which reads as under:





    ".....It   has   therefore,   been   decided   in

    consultation  with the  UPSC, that  hereafter

    the   seniority   of   all   persons   appointed   to

    the   various   Central   Services   after   the

    date   of   these   instructions   should   be

    determined   in   accordance   with   the   General

    Principles annexed here to."



                                    12


21.However   as   noted   above,   office   memorandum   of



  1959 does not answer the problems arising in this



  case.





22.The  law  is  clear  that  seniority  is  an  incidence



  of   service  and   where  the   service  rules   prescribe



  the   method   of   its   computation,   it   is   squarely



  governed   by   such   rules.   In   the   absence   of   a



  provision   ordinarily   the   length   of   service   is



  taken into account





23. The   Supreme   Court   in  M.B.   Joshi   &   others.  V.



  Satish   Kumar   Pandey   &   Ors.,  AIR   1993   SC   267   has



  laid   down   that   it   is   the   well   settled   principle



  of   service   jurisprudence   then   in   the   absence   of



  any   specific   rule   the   seniority   amongst   persons



  holding similar posts in the same cadre has to be



  determined   on   the   basis   of   the   length   of   the



  service   and   not   on   any   other   fortuitous



  circumstances.




                               13


24.Determination   of   seniority   is   a   vital   aspect   in



   the   service   career   of   an   employee.   His   future



   promotion   is   dependent   on   this.   Therefore,   the



   determination   of  seniority   must  be   based  on   some



   principles, which are just and fair. This is the



   mandate of Articles 14 and 16.





25. In     The   Manager,   Government,   Branch   Press   and



   another  v.  D.B.   Belliappa  reported   AIR   1979   SC



   429, a three-Judge Bench of this Court construing



   Articles   14   and   16   interpreted   the   equality



   clause of the Constitution as follows:-





     "...The          executive,         no         less         than         the

     judiciary,   is   under   a   general   duty   to   act

     fairly.  Indeed, fairness  founded on  reason

     is the essence of the guarantee epitomized

     in   Articles   14   &   16(1)."   (see   para   24   at

     page 434)





26. Another   three-Judge   Bench   of   this   Court   in



   Bimlesh   Tanwar        v.     State   of   Haryana   &   other,




                                       14


  (2003) 5 SCC 604, while dealing with the question



  of   absence   of   a   rule   governing   seniority   held



  that an executive order may be issued to fill up



  the   gap.   Only   in   the   absence   of   a   rule   or



  executive   instructions,   the   court   may   have   to



  evolve   a   fair   and   just   principle   of   seniority,



  which   could   be   applied   in   the   facts   and



  circumstances   of   the   case.   (see   para   47   at   page



  619)





27.In  the  instant  case,  no  record  has  been  brought



  before the Court to ascertain merit wise position



  of   the   persons   who   were   directly   recruited.



  Except   the   office   memorandum   of   1946,   which   is



  still   in   force,   no   other   rule   or   executive



  instruction has been shown to apply to the facts



  of the case.





28.The   appellant   argued   that   the   date   of   interview



  would   have   to   be   considered   as   a   guide   for



  determination   of   seniority.   This   cannot   be




                              15


  accepted   as   such   a   date   is   wholly   fortuitous.



  Accepting   as   guideline,   something   which   is



  absolutely   fortuitous   and   based   on   chance,   is



  inherently unfair and unjust.





29.As in this case there is no rule prescribed for



  the   determination   of   seniority,   this   Court   is



  left   with   only   the   guideline   flowing   from   the



  executive instruction of 1946, in order to evolve



  a just policy, for determination of seniority.





30.From   the   analysis   of   the   executive   instructions



  referred   to   hereinabove,   it   is   clear   that   the



  1946   instruction  has   not  been   superseded  and   the



  same   refers   to   the   acceptance   of   the   age   of   the



  candidate         as         the         determining         factor         for



  seniority. Such a basis is not fortuitous and is



  otherwise just and reasonable.





                                           16


31.In   the   premises   aforesaid   the   seniority   of   the



  officers   who   were   recommended   on   the   same   date



  must be decided by their respective age.





32.The   contrary   view   taken   by   the   High   Court   of



  fixing   seniority   on   the   basis   of   date   of



  interview,   being   wholly   fortuitous,   cannot   be



  accepted.





33. The   reliance   by   the   respondent(s)   on   judgment   of



  this   Court   in  B.   Premanand   and   others  v.  Mohan



  Koikal   and   others,        (2011)   4   SCC   266,   is



  misconceived   in   the   facts   of   the   case.   In   that



  case   this   Court   was   dealing   with   Rule   27(c)   of



  the   Kerala   State   and   Subordinate   Services   Rules,



  1958.   In   the   instant   case   there   is   no   rule.



  Therefore in this case, this Court has to evolve



  a   fair   and   just   basis   of   seniority   on   the   basis



  of the office memorandum discussed herein above.





                               17


34.For   the   reasons   aforesaid   this   Court   holds   that



  for   determination   of   seniority   of   the   officers



  who were recommended on the same date, age is the



  only valid and fair basis as such their seniority



  should   be   decided   on   the   basis   of   age   of   the



  candidates who have been recommended.





35.The   appeal   is,   thus,   allowed.     The   judgment   of



  the High Court which has taken a contrary view is



  set aside.   In the facts of the case, there will



  be no orders as to costs.





                               .......................J.

                               (G.S. SINGHVI)





                               .......................J.

                               (ASOK KUMAR GANGULY)



New Delhi

August 09, 2011





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