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Monday, February 27, 2012
"It is settled law that vacancies cannot be filled up over and above the number of vacancies advertised as recruitment of the candidates in excess of the notified vacancies is a denial being violative of Articles 14 and 16(1) of the Constitution of India."
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO. 2511 OF 2012
(Arising out of SLP (C) No. 16289 of 2011)
Smt. K. Lakshmi ...Appellant
Versus
State of Kerala & Ors. ...Respondents
J U D G M E N T
T.S. THAKUR, J.
1. Leave granted.
2. Recruitment to public services often gets embroiled in
legal complications and resultant litigation consequently
delaying the process of filling up of the vacancies, a feature
hardly conducive to public interest. What is disturbing is
that recruitment process for appointment to the District
Judiciary in the States is also not immune to this
phenomenon no matter recruitments are made in
consultation with the High Court on the administrative side
1
and at times monitored by them. The present appeal that
arises out of an order passed by the High Court of Kerala is
one such case where the recruitment process for the post
of District and Sessions Judges in the Kerala State Higher
Judicial Service was the subject-matter of multiple rounds
of litigation. The genesis of the present lis lies in a
notification issued by the High Court of Kerala for
appointment to the six vacancies in the cadre of District
and Sessions Judges by direct recruitment from the Bar.
Notification dated 16th April, 2007 inviting applications
against those vacancies was followed by a written
examination conducted in October 2007 in which as against
960 candidates who applied, only 443 candidates actually
took the written examination conducted between 27th to
29th October, 2007. Surprisingly enough only seven
candidates qualified in the written examination by securing
the minimum qualifying marks specified in paragraph 4 of
the recruitment Notification. Out of the seven, one
belonged to Scheduled Castes category, three to OBCs and
the remaining candidates were from the open merit
category.
2
3. Looking to the number of candidates who had qualified
for interview, the Recruitment Committee comprising five
senior-most Judges of the High Court was of the view that
sufficient number of candidates may not be available to fill
up the notified vacancies. The Committee, therefore,
resolved to award 20 marks by way of moderation in all the
three papers of the written examination to all the
candidates who appeared for the examination so that a
larger number of candidates qualified in the written
examination and became eligible for consideration. Merit
list after giving such benefit was prepared and approved by
the Recruitment Committee. The result was that against the
seven candidates who had previously qualified, 45
candidates became eligible for the viva-voce examination.
Two of these candidates namely, Muhammed Raees M and
Minu Mathews were, however, excluded from the selection
process on the ground that they had secured employment
during the interregnum. The exclusion was successfully
challenged by the said candidates who were then permitted
to participate in the viva-voce examination as well.
3
4. Interviews for the eligible candidates were held in
December 2008 and based on the merit so determined, the
High Court published a final selection list containing the
names of 29 candidates. The select list was prepared by
excluding candidates who were less than 35 years of age or
more than 45 years as on 1st January, 2007. The age bar, it
is noteworthy, was introduced by the amending Kerala Sate
Higher Judicial Services Rules which amendment came in
June 2008 i.e. after the selection process has commenced.
Those who were excluded from consideration on the basis
of the amended rules challenged their exclusion in Writ
Petition(C) No.2021 of 2009 and connected petitions which
were allowed by a Division Bench of the High Court of
Kerala with a direction that the selection process be
conducted in accordance with the rules as the same were
on the date of the issue of the notification inviting
applications from the eligible candidates. A revised merit
list was accordingly issued comprising 45 names.
5. The Recruitment Committee considered the revised
merit list and found that two open category candidates and
one reserved category candidate who stood appointed shall
4
have to be elbowed out of service in view of the revised
select list. The Committee appears to have suggested a
solution that would avoid such a situation. The High Court
on the basis of the recommendations made by the
Committee recommended to the Government to invoke its
power under Rule 39 of the K.S. & S.S.R. to protect the
said three candidates whose services were otherwise very
satisfactory. The recommendation suggested utilisation of
four vacancies that had occurred subsequent to the issue of
the recruitment Notification in addition to the six already
notified. The recommendation sent to the State
Government accordingly contained names of nine
candidates while one was kept unfilled in view of the
pendency of Special Leave Petition (C) No.4203 of 2009.
With the dismissal of the Special Leave Petition, the said
slot was recommended to be filled up by appointing
Muhammed Raees M. against 10th vacancy. Writ Petition
(C) Nos.16206 of 2010 and 16207 of 2010 were then filed
by C. Jayachandran and Minu Mathews whereby the award
of grace marks by way of moderation to other three
candidates included in the said list was challenged. The
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said petitions were finally allowed by the High Court of
Kerala by its order dated 13th September, 2010 holding that
the award of grace marks by way of moderation was not
legally permissible and was contrary to the decision of this
Court in Umesh Chandra Shukla v. Union of India and
Ors. (1985) 3 SCC 721. The High Court observed:
"....................................................................................................
The present two writ petitioners were among the seven
successful candidates in the written examination who
secured the cut off marks in each of the papers as
stipulated by the notification. In view of the decision of
the selection committee to award moderation though
the writ petitioners still continued to be the successful
candidates in the written examination, many more
candidates artificially became eligible for being called
for the viva-voce resulting in a heavier competition for
the petitioners at the second stage of selection process,
i.e. viva-voce. In the above extracted passage of the
judgment (1985) 3 SCC 721, the Supreme Court held
that the candidates who secured the minimum
qualifying marks in the written examination acquire the
right to be included in the list of the candidates to be
called for viva-voce examination and such a right
cannot be defeated by enlarging the said list including
certain other candidates who are otherwise ineligible."
6. The High Court accordingly declared the grant of
moderation marks and all steps taken pursuant to the said
decision bad in law. The High Court observed:
"In the result, we are of the opinion that the decision of
the Selection Committee to grant moderation is
unsustainable in law. Therefore, all further steps
pursuant to the said decision would be unsustainable.
The resultant situation is that only the seven
6
candidates who were initially found eligible on the basis
of their having secured the cut off marks in the
examination should have been subjected to the viva-
voce examination and an appropriate decision
regarding their suitability to fill up the originally
advertised 6 posts should have been taken by the 1st
respondent in accordance with law."
7. In compliance with the above direction, the merit list
was revised again and the appellant placed at serial no.6 in
the open merit category. Since there were only three
vacancies in the said category which had been allotted to
three candidates with higher merit than the appellant, the
appellant could not be appointed. Out of three vacancies
meant for reserved category candidates one was filled up
while the remaining two vacancies meant for OBC
candidates remained unfilled for want of candidates in the
said category.
8. It was in the above backdrop that Writ Petition No.
20683 of 2009 filed by the appellant to challenge the
selection process came up for hearing before a Single
Bench of the High Court of Kerala and was dismissed by a
short order stating that since the appellant was not one of
the candidates who figured in the list of seven successful
candidates qualified for consideration there was no question
7
of issuing any direction for appointment. The learned Single
Judge observed:
"................The selection now stands narrowed down to
only seven persons. The petitioners in these writ
petitions are not among them. That being so, there is
no point in considering these writ petitions on merits.
Accordingly, they are closed leaving open the other
contentions in these writ petitions, which have not been
considered by the Division Bench in Jayachandran's
case (supra) to be raised and agitated appropriately, if
occasion arises in future."
9. Aggrieved by the above order the appellant filed a writ
appeal before the Division Bench of the High Court which
too failed and was dismissed by the High Court. The High
Court was of the view that the contention urged in support
of the challenge to the selection process did not have any
foundation in the pleadings of the parties and even
assuming that the challenge on the grounds urged before it
was maintainable the fact that the writ petition had itself
been filed nearly two years from the date of the issue of the
notification was sufficient for the High Court to decline
interference. The present appeal questions the correctness
of the above order before us.
10. Appearing for the appellant Mr. P.U. Dinesh, learned
counsel strenuously argued that the High Court had failed
8
to consider the effect of the order passed by it in Writ
Petition No.16206 of 2010 in Jayachandran's case. It was
contended that the High Court had by the said decision
clearly directed that ten vacancies had to be filled up from
out of seven candidates found eligible in terms of the select
list. Heavy reliance was, in support of that contention,
placed by the learned counsel upon the following passage
appearing in the said judgment:
"However, in view of the subsequent decision of the 1st
respondent to fill up 10 posts, the 1st respondent may
now proceed with the selection from out of the 7
abovementioned candidates in accordance with law by
recasting the select list. In view of the fact that some
of the 10 posts sought to be filled up are required to be
filled up by candidates belonging to reserved
categories, if on such an exercise any of the vacancies
of the abovementioned 10 posts sought to be filled up
cannot be filled up for lack of a suitable candidate, the
respondents should now resort to the procedure
contemplated under Rule 15(a) of the K.S. & S.S.R. It
goes without saying that it should be open to the
respondents to prescribe such cut off marks as the
minimum qualifying marks in such limited recruitment
as they deem fit and proper in the circumstances. Both
the writ petitions are allowed as above."
11. In as much as the High Court had remained oblivious
of the above direction it had according to the learned
counsel fallen in a palpable error that deserved to be
corrected. Alternatively, it was contended that even if the
number of vacancies to be filled up were restricted to only
9
six the appellant was entitled to an appointment against
one out of the two unfilled vacancies meant for the
reserved category candidates having regard to the
provisions of the Rules which according to the learned
counsel entitled him to such an appointment by diversion of
the unfilled vacancies to the open merit category.
12. Mr. P.P. Rao, learned counsel for the respondents, on
the other hand, argued that the High Court was perfectly
justified in dismissing the writ petition filed by the appellant
as none of the grounds which were set out in the writ
petition were found to have any merit. He drew our
attention to the writ petition filed by the appellant and the
grounds on which the selection process was challenged to
contend that the challenge urged in support of the present
appeal was never pressed into service or urged before the
High Court. It was not, therefore, argued Mr. Rao, open to
the appellant to make out a new case in his favour before
this Court on which the High Court had no occasion to
express any opinion. It was further contended that reliance
upon the order passed by the High Court in Jayachandran's
case was misplaced for the direction issued by the High
10
Court was limited to filling up of the vacancies "in
accordance with law". This implied that no appointment
against the available vacancies could be made if the same
were not legally permissible. It was argued that subsequent
to the judgment of the High Court in Jayachandran's case,
the High Court had passed a Full Court resolution by which
the recommendations made earlier to the Government for
filling up of the four vacancies that had occurred after issue
of the recruitment notification by resort to Rule 39 of the
K.S. & S.S.R. Rules was withdrawn. Copy of the said
resolution in the consequent letter issued by the High Court
was also placed on record by the learned counsel, in
support of the submission that after the quashing of the
moderation in Jayachandran's case there was no room left
for filling up of the four additional vacancies by taking
resort to Rule 39 of the Rules mentioned above. That was
so, for the obvious reason, that the candidates for whose
benefit the said recommendation had been made had gone
out of service as a consequence of the judgment of the
High Court in Jayachandran's case. There was, therefore,
neither any need nor any occasion for the Government to
11
invoke this power under Rule 39 of the Rules as
recommended by the High Court. The net result then was
that the number of vacancies required to be filled up
continued to be only six, three out of which were to go to
open merit candidates while the remaining would go to the
candidates in the reserved category.
13. The short question that falls for determination in the
above backdrop is whether the number of vacancies to be
filled up was six as claimed by the High Court or ten as
claimed by the appellant. While it is not disputed that the
initial notification confined itself to filling up of six vacancies
only, confusion relating to the said number arose on
account of the High Court recommending invocation of Rule
39 by the Government to avoid a situation where the
candidates who had already been appointed pursuant to the
selection process had to go out of service on account of the
Court directing preparation of a revised merit list on the
basis of the unamended Rules. It is common ground that
the vacancies that had arisen after the issue of the
Notification were sought to be filled up only with the
solitary purpose of somehow saving the three candidates
12
from ouster who were bound to lose their jobs on account
of the re-casting of the merit list. All that the High Court
intended to recommend to the Government was that four
vacancies that were available in the cadre, though the
same had arisen after the issue of the Recruitment
Notification, could be utilised by the Government if it
invoked its power under Rule 39. The candidates facing
ouster could then be continued as an exception to the
general rule. It is also beyond dispute that the said
recommendations could not have been accepted once the
award of additional marks by way of moderation was struck
down by the High Court in Jayachandran's case. The
inevitable consequence flowing from that judgment was
that anyone who had found place in the merit list only
because of the benefit of moderation would have to lose
that place and go out of the list. Once that happened the
question of retaining the services of the three candidates by
invocation of powers vested in the Government under Rule
39 did not arise. The High Court was in the light of the
subsequent development justified in recalling the
recommendations made by it which in turn had the effect of
13
limiting the number of vacancies to those originally notified.
Mr. Rao was, therefore, right in contending that the
proposed utilisation of four vacancies did not ipso facto add
to the number of already notified. The addition was
contingent upon the Government agreeing to exercise its
power under Rules 39. Since the Government did not and
could not possibly exercise the said power as a result of the
quashing of the marks awarded by way of moderation the
proposed addition of the vacancies to the number already
notified became clearly infructuous. The High Court could
and had rightly recalled the recommendations in the light of
the said subsequent development.
14. There is another aspect to which we may advert at
this stage and that relates to the question whether the
Government could at all exercise the powers vested in it
under Rule 39 in a manner that would have had the effect
of depriving candidates otherwise eligible for appointment
against the said vacancies from competing for the same.
Rule 39 reads as under:
"Notwithstanding anything contained in these rules
or in the Special Rules or in any other Rules or
Government Orders the Government shall have power
to deal with the case of any person or persons serving
14
in a civil capacity under the Government of Kerala or
any candidate for appointment to a service in such
manner a may appear to the Government to be just
and equitable:
Provided that where such rules or orders are
applicable to the case of any person or persons, the
case shall not be dealt with in any manner less
favourable to him or them than that provided by those
rules or orders.
This amendment shall be deemed to have come into
force with effect from 17.12.1958."
15. The legal position regarding the power of the
Government to fill up vacancies that are not notified is
settled by several decisions of this Court. Mr. Rao relied
upon some of those decisions to which we shall briefly
refer. In Rakhi Ray v. High Court of Delhi (2010) 2
SCC 637, this Court declared that the vacancies could not
be filled up over and above the number of vacancies
advertised as recruitment of the candidates in excess of the
notified vacancies would amount to denial of equal
opportunity to eligible candidates violative of Article 14 and
16(1) of the Constitution of India. This Court observed:
"It is settled law that vacancies cannot be filled up over
and above the number of vacancies advertised as
recruitment of the candidates in excess of the notified
vacancies is a denial being violative of Articles 14 and
16(1) of the Constitution of India."
15
16. In Hoshiar Singh v. State of Haryana 1993 Supp
4) SCC 377, also this Court held that appointment to an
additional post would deprive candidates who were not
eligible for appointment to the post on the last date of
submission of the applications mentioned in the
advertisement and who became eligible for appointment
thereafter or the opportunity of being considered for such
appointment. This Court observed:
"The appointment on the additional posts on the basis
of such selection and recommendation would deprive
candidates who were not eligible for appointment to the
posts on the last date for submission of applications
mentioned in the advertisement and who became
eligible for appointment thereafter, of the opportunity
of being considered for appointment on the additional
posts."
17. In State of Haryana v. Subhash Chander
Marwaha (1974) 3 SCC 220, this Court held that the
Government had no constraint to make appointments either
because there are vacancies or because a list of candidates
has been prepared and is in existence. So, also this Court
in Shankarsan Dash v. Union of India (1991) 3 SCC
47, UPSC v. Gaurav Dwivedi (1999) 5 SCC 180, All
India SC & ST Employees' Association v. A. Arthur
Jeen (2001) 6 SCC 380 and Food Corporation of India
16
v. Bhanu Lodh (2005) 3 SCC 618, held that mere
inclusion of a name in the select list for appointment does
not create a right to appointment even against existing
vacancies and the State has no legal duty to fill up all or
any of the vacancies.
18. In the light of the above pronouncements the power
vested in the Government under Rule 39 (supra) could not
have been invoked for filling up the vacancies which had
not been advertised and which had occurred after the issue
of the initial advertisement much less could that be done
for purposes of protecting the service of someone who had
found a place in the merit list on account of additional
marks given to him and who was bound to lose that place
by reasons of the judgment of the Court.
19. The upshot of the above discussion is that the number
of vacancies notified for recruitment remained limited to six
and did not get increased to ten as the condition precedent
for such increase had failed not only because no decision
was taken by the Government to invoke its power under
Rule 39 but also because even if a decision had been taken
the same would have had no effect in the face of the
17
judgement in Jayachandran's case. Besides the power
vested in the Government was not exercisable so as to
utilise subsequent vacancies for the purpose of saving
someone who had no legitimate right to continue even after
being removed from the merit list.
20. In the light of the above discussion paragraph 33 of
the judgment in Jayachandran's case does not come to the
rescue of the appellant's to support his claim for
appointment. We fail to see any legal or equitable right in
favour of the appellant to claim one of the four vacancies
that were proposed to be added in terms of the
recommendation made by the High Court, even assuming
that the appellant could urge before us a point which had
never been urged before the High Court.
21. That brings us to the second limb of the submission of
Mr. Dinesh that even if the number of vacancies is taken to
be limited to six, he was entitled to be appointed against
one of the unfilled vacancies meant for reserved category
candidates. That submission, in our opinion, needs notice
only to be rejected. Firstly, because there is no foundation
laid in the writ petition filed by the appellant nor was any
18
such point ever raised before the High Court. The result is
that the unfilled vacancies meant for reserved category
candidates and those that have become available in the
merit category after the issue of the initial recruitment
notification have already been notified. The appellant, it is
not in dispute, has participated in the fresh selection
process initiated by the High Court like many others who
were eligible to apply against the vacancies in the open
merit and the reserved category. It is, therefore, neither
proper nor feasible at this stage for this Court to interfere
with the ongoing selection process. The appellant it goes
without saying would get a fair chance like every other
eligible candidate to compete for an appointment. In the
result this appeal fails and is hereby dismissed but in the
circumstances without any orders as to costs.
............................................J.
(T.S. THAKUR)
.............................................J.
(GYAN SUDHA MISRA)
New Delhi,
February 27, 2012
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