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Thursday, December 6, 2012

“It is settled law that on the basis of plea bargaining the court cannot dispose of the criminal cases. The Court has to decide it on merits. If the accused confesses his guilt, an appropriate sentence is required to be imposed. Further, the approach of the court in appeal or revisions should be to find out whether the accused is guilty or not on the basis of the evidence on record. If he is guilty, an appropriate sentence is required to be imposed or maintained. If the appellant or his counsel submits that he is not challenging the order of conviction, as there is sufficient evidence to connect the accused with the crime, then also the court's conscience must be satisfied before passing the final order that the said concession is based on the evidence on record. In such cases, sentence commensurating with the crime committed by the accused is required to be imposed. Mere acceptance or admission of the guilt should not be a ground for reduction of sentence. Nor can the accused bargain with the court that as he is pleading guilty the sentence be reduced.”= At this juncture, we are obliged to state that when a convicted person prefers an appeal, he has the legitimate expectation to be dealt with by the Courts in accordance with law. He has intrinsic faith in the criminal justice dispensation system and it is the sacred duty of the adjudicatory system to remain alive to the said faith. That apart, he has embedded trust in his counsel that he shall put forth his case to the best of his ability assailing the conviction and to do full justice to the case. That apart, a counsel is expected to assist the Courts in reaching a correct conclusion. Therefore, it is the obligation of the Court to decide the appeal on merits and not accept the concession and proceed to deal with the sentence, for the said mode and method defeats the fundamental purpose of the justice delivery system. We are compelled to note here that we have come across many cases where the High Courts, after recording the non- challenge to the conviction, have proceeded to dwell upon the proportionality of the quantum of sentence. We may clearly state that the same being impermissible in law should not be taken resort to. It should be borne in mind that a convict who has been imposed substantive sentence is deprived of his liberty, the stem of life that should not ordinarily be stenosed, and hence, it is the duty of the Court to see that the cause of justice is subserved with serenity in accordance with the established principles of law. 22. Ex consequenti, the appeal is allowed and the judgment and order passed by the High Court are set aside and the appeal is remitted to the High Court to be decided on merits in accordance with law. As the appellants were on bail during the pendency of the appeal before the High Court and are presently in custody, they shall be released on bail on the said terms subject to the final decision in the appeal.


                                                   Reportable
                        IN THE SUPREME COURT OF INDIA
                       CRIMINAL APPELLATE JURISDICTION


                 CRIMINAL APPEAL NO.                 OF 2012
             (Arising out of S.L.P. (Criminal) No. 8234 of 2012


Jeetu @ Jitendera & Ors.                             ... Appellants
                                   Versus
State of Chhattisgarh                          ...Respondent


                               J U D G M E N T

Dipak Misra, J.


      Leave granted.

     2. The present  appeal  by  special  leave  is  directed  against  the
        judgment of conviction and order of sentence  passed  by  the  High
        Court of Chattisgarh at Bilaspur in Criminal Appeal No. 639 of 2009
        whereby the High Court affirmed the conviction of the appellant for
        offences punishable under Sections 147 and 327/149  of  the  Indian
        Penal Code (for short “the I.P.C.”), but reduced the sentence  from
        three years rigorous imprisonment on the second score to  one  year
        and maintained the sentence  of  rigorous  imprisonment  for  three
        months in respect of the offence on the first  score  i.e.  Section
        147, I.P.C.  Be it noted, both the sentences were  directed  to  be
        concurrent.

     3. The facts as has been exposited are that
 on the basis of an  F.I.R.
        lodged by the informant, Aarif Hussain, PW-10,  at  11.50  P.M.  on
        16.4.2008 alleging that about 10.00 P.M. when he was going  towards
        Telibandha P.S., the accused persons met him near Telibandha  chowk
        and demanded Rs.500/- for liquor and on his refusal they  took  him
        towards Awanti Vihar railway  crossing  in  an  auto  rickshaw  and
        assaulted  him,  Crime  Case  No.  129/2008  was  registered  under
        Sections 327, 366 and 323 read with Section 34 of the I.P.C. at the
        concerned police station.
 After  the  criminal  law  was  set  in
        motion, said Aarif Hussain was medically examined by Dr. Vishwanath
        Ram Bhagat, PW-1, and as per the injury report, Exhbt. P-1, he  had
        sustained four injuries on his person.  The investigating  officer,
        after completing the investigation,  placed  the  charge  sheet  on
        6.8.2008 against the accused persons for offences punishable  under
        Sections 147, 327, 364-A, 323 and  34  of  the  I.P.C.  before  the
        learned trial Magistrate who committed the matter to the  court  of
        Sessions.

     4. The learned Additional Sessions Judge, considering the material  on
        record, framed charges for offences punishable under Sections  148,
        329/149 and 364/149 of the I.P.C.

     5.  The  accused  persons  abjured  their  guilt  and  pleaded   false
        implication in the crime in question.

     6. The prosecution, in  order  to  substantiate  its  stand,  examined
        eleven witnesses and exhibited number of documents. The defence, in
        support of its plea, chose not to adduce any evidence.

     7. The learned trial judge, on the basis of the ocular and documentary
        evidence brought on record, came to hold that the  accused  persons
        were not guilty of the offences under  Sections  148,  329/149  and
        364/149 of the I.P.C. but found them guilty  for  the  offences  as
        mentioned  earlier  and  sentenced  them   as   has   been   stated
        hereinbefore.

     8. Being aggrieved by the aforesaid decision of conviction  and  order
        of sentence, the accused-appellant preferred  Criminal  Appeal  No.
        639 of 2009.  Before the High Court, the learned  counsel  for  the
        appellants did not press the appeal as far as the conviction aspect
        is concerned and confined the submissions as regards the imposition
        of sentence highlighting certain mitigating circumstances.

     9. At this juncture, we think it seemly to reproduce what the  learned
        single Judge has recorded  about  the  submission  of  the  learned
        counsel for the accused-appellants: -

        “Learned counsel appearing for the appellants submits  that  he  is
        not pressing this appeal as far as it relates to conviction part of
        the impugned  judgment  and  would  confine  his  argument  to  the
        sentence part thereof only.  He submits that the incident had taken
        place more than four years back, there was no premeditation and  on
        the spur of moment the incident had taken place, appellant Nos.  1,
        4 & 5 have already remained in jail for 23 days and appellant No. 2
        for 166 days whereas appellant No. 3 is in jail for last  about  18
        months, all the  appellants  are  young  boys  having  no  criminal
        antecedents against them, therefore, the sentence imposed  on  them
        may be reduced to the period already undergone by them.”

10.   Be it noted, the learned counsel for the State resisted the  aforesaid
submission and contended that  regard  being  had  to  the  gravity  of  the
offence, no leniency should be shown to the appellants.

11.   The learned single Judge did not address himself with  regard  to  the
legal sustainability of the conviction.  He  took  note  of  the  submission
advanced at the bar and reduced the rigorous imprisonment to one  year  from
three years.  As a  consequence  of  the  reduction  in  sentence,  all  the
accused-appellants barring appellant No. 3 therein were sent to  custody  to
suffer  the  remaining  part  of  the  sentence  imposed  on  them.    Being
dissatisfied, the present appeal has been preferred by  accused  Nos.  1,  4
and 5.

12.   We have heard Mr. C.N. Sreekumar, learned counsel for  the  appellant,
and Mr. C.D. Singh, learned counsel for the respondent State.

13.   Questioning the legal substantiality of the  decision  passed  by  the
learned single Judge, it is contended by Mr. Sreekumar that  the  conviction
under Section 327 is not sustainable inasmuch as no charge was framed  under
Section 383 of the IPC.  
It is his further submission that the  prosecution
has miserably failed to establish its case beyond reasonable doubt; and  had
the evidence been appreciated in an apposite manner,  the  conviction  could
not have been sustained.
Alternatively, it is  argued  that  in  any  case,
there could have been a conviction only under Section 323 of the I.P.C.  and
for the said offence, the sentence of  one  year  rigorous  imprisonment  is
absolutely disproportionate and excessive.

14.   Mr. C.D. Singh, learned counsel for the State, per contra,  propounded
that for proving an offence under Section 327  of  the  I.P.C.,  framing  of
charge under Section 383 of the I.P.C is not warranted.  It is urged by  him
that the material brought on record clearly prove the offences to  the  hilt
against the accused-appellants and, therefore, no fault can  be  found  with
the delineation made by the High Court.

15.   The hub of  the  matter,  as  we  perceive,  really  pertains  to  the
justifiability and legal propriety of the manner in  which  the  High  Court
has dealt with the appeal.   It is clear as day that  it  has  recorded  the
proponement of the learned counsel  for  the  appellants  relating  to  non-
assail of the conviction, extenuating factors for reduction of sentence  and
proceeded to address itself with regard to the quantum of sentence.  It  has
not recorded its opinion as regards the correctness of the conviction.

16.   The learned counsel for the appellants has made an effort to  question
the pregnability of the conviction recorded by the learned  trial  Judge  on
many a score. But, a significant one, the conclusion is sans delineation  on
merits. We are required to address whether deliberation on  merits  was  the
warrant despite a concession given in that regard  by  the  learned  counsel
for the appellants.   Section 374 of the Code of  Criminal  Procedure,  1973
(for short “the Code”) deals with appeals from conviction.   Section 382  of
the Code deals with petition of appeal.  Section 384 of the Code deals  with
summary dismissal of appeal.  A three Judge Bench  in  Dagadu  v.  State  of
Maharashtra[1] referred to  the  decisions  in  Govinda  Kadtuji  Kadam  and
others v. The State of Maharashtra[2]  and Sita Ram and others v. The  State
of Uttar Pradesh[3] and thereafter  opined  that  even  if  the  High  Court
chooses to dismiss the appeal summarily, some brief reasons should be  given
so as to enable this Court to judge whether or not  the  case  requires  any
further examination.  If no reasons  are  given,  the  task  of  this  Court
becomes onerous inasmuch as this Court would  be  required  to  perform  the
function of the High  Court  itself  by  reappraising  the  entire  evidence
resulting in serious harassment and expense to the accused.

17.   It is apt to note that  sometimes  the  accused  enters  into  a  plea
bargaining.  Prior to coming into force of Chapter 21 A  dealing  with  plea
bargaining under  Sections 265 A and 265 L by Act 2 of 2006, the concept  of
 plea bargaining was not envisaged  under  the  Code.    In  Thippaswamy  v.
State of  Karnataka[4],  the  accused  pleaded  guilty  and  was  eventually
convicted by the learned Magistrate under Section 304 A of the IPC  and  was
sentenced to pay a sum of Rs.1000/- towards fine.   He  did  not  avail  the
opportunity to defend himself.   On an appeal preferred by  the  State,  the
High  Court  found  him  guilty  maintaining  the  sentence  of   fine   and
additionally imposed a substantive sentence of rigorous imprisonment  for  a
period of one year.   A three-Judge Bench of this Court  took  note  of  the
fact that it was a case  of  plea  bargaining  and  observed  that  had  the
accused known that he would not be let off with a mere sentence of fine  but
would be imprisoned, he would not have pleaded  guilty.   In  that  context,
this Court observed as follows:-


      “It would be clearly violative of Article 21 of  the  Constitution  to
      induce or lead an accused to plead guilty under a promise or assurance
      that he would be let off lightly and then in appeal  or  revision,  to
      enhance the sentence. Of course when we say this,  we  do  not  for  a
      moment wish to suggest that the Court of appeal or revision should not
      interfere where a disproportionately low sentence is  imposed  on  the
      accused as a result of plea-bargaining. But in such a case,  it  would
      not be reasonable, fair just to act on the  plea  of  guilty  for  the
      purpose of enhancing the sentence. The Court  of  appeal  or  revision
      should, in such a case, set aside the conviction and sentence  of  the
      accused and remand the case to the trial court  so  that  the  accused
      can, if he so wishes, defend himself against the charge and if  he  is
      found guilty, proper sentence can be passed against him.”

After so holding, the conviction was set aside and the matter was sent  back
to the trial Magistrate with a direction that the accused shall be  afforded
a proper and adequate opportunity to defend himself.  It was  further  ruled
that if he was guilty as a result of the trial, the judicial Magistrate  may
impose proper sentence upon him and, on the other hand, if he is  not  found
guilty, he may be acquitted.
18.   As is evincible from the impugned judgment, the  learned  counsel  for
the appellants before the High Court did not challenge  the  conviction  but
sought imposition of a lenient sentence.   In  State  of  Uttar  Pradesh  v.
Chandrika[5], the High Court in an appeal  accepted  the  plea  bargain  and
maintained the conviction of the respondent under  Section  304  Part  1  of
I.P.C but   altered the sentence  to  the  period  of  imprisonment  already
undergone and to pay a fine of Rs. 5000/-, in default of payment, to  suffer
R.I. for six months.  Be it noted, the High Court had not stated the  actual
period of imprisonment undergone by  the  respondent  therein.   This  Court
took note of the judgment and order of conviction  and  sentence  passed  by
the learned sessions Judge who had convicted him under Section  304  Part  I
of I.P.C and sentenced him to undergo eight years’ R.I.    At  the  time  of
hearing of appeal, the finding of conviction was not challenged with a  view
to bargain on the question of sentence.  The learned single  Judge  accepted
the bargain and partly allowed the appeal by  altering  the  sentence.   The
legal acceptability of the said judgment  was  called  in  question  by  the
State before this Court.    Taking note of the fact  situation,  this  Court
observed that the concept of  plea  bargaining  is  not  recognized  and  is
against public policy under the criminal justice system.    After  referring
to the decisions in Madanlal Ramchandra Daga  v.  State  of  Maharashtra[6],
Murlidhar Meghraj Loya v. State  of  Maharashtra[7],  Ganeshmal  Jashraj  v.
Govt. of Gujarat[8] and Thippaswamy (supra), a two-Judge Bench ruled thus:-
      “It is settled law that on the basis  of  plea  bargaining  the  court
      cannot dispose of the criminal cases. The Court has to  decide  it  on
      merits. If the accused confesses his guilt, an appropriate sentence is
      required to be imposed. Further, the approach of the court  in  appeal
      or revisions should be to find out whether the accused  is  guilty  or
      not on the basis of the evidence  on  record.  If  he  is  guilty,  an
      appropriate sentence is required to be imposed or maintained.  If  the
      appellant or his counsel submits that he is not challenging the  order
      of conviction, as there is sufficient evidence to connect the  accused
      with the crime, then also the court's  conscience  must  be  satisfied
      before passing the final order that the said concession  is  based  on
      the evidence on record. In such cases,  sentence  commensurating  with
      the crime committed by the accused is required  to  be  imposed.  Mere
      acceptance or admission of the  guilt  should  not  be  a  ground  for
      reduction of sentence. Nor can the accused bargain with the court that
      as he is pleading guilty the sentence be reduced.”
                                                       [ Emphasis Supplied ]
19.   In Padam Singh v. State of U.P.[9],  it  has  been  held  that  in  an
appeal against conviction, the appellate court is under duty and  obligation
to look into the evidence adduced in the case and arrive at  an  independent
conclusion.


20.   At this stage, we may refer with profit to a two-Judge Bench  decision
in Dilip S. Dahanukar v. Kotak Mahindra Co.  Ltd.  And  Another[10]  wherein
this Court, after referring to the pronouncements in Babu Rajirao Shinde  v.
State  of  Maharashtra[11]  and  Siddanna  Apparao   Patil   v.   State   of
Maharashtra[12], opined thus :-


      “An appeal is indisputably a statutory right and an offender  who  has
      been convicted is entitled to avail  the  right  of  appeal  which  is
      provided for under Section 374 of the Code. Right  of  appeal  from  a
      judgment of conviction affecting the liberty of a  person  keeping  in
      view the expansive definition of Article  21  is  also  a  fundamental
      right. Right of appeal,  thus,  can  neither  be  interfered  with  or
      impaired, nor can it be subjected to any condition.
           xxx         xxx        xxx        xxx
      The right to appeal  from  a  judgment  of  conviction  vis-à-vis  the
      provisions of Section 357 of the Code of Criminal Procedure and  other
      provisions thereof, as  mentioned  hereinbefore,  must  be  considered
      having regard to the fundamental right of an accused  enshrined  under
      Article 21 of the Constitution of  India  as  also  the  international
      covenants operating in the field.”

21.   Tested on the touchstone of the  aforesaid  legal  principles,  it  is
luminescent that the High Court has not  made  any  effort  to  satisfy  its
conscience and accepted the concession given by the  counsel  in  a  routine
manner.
At this juncture, we are obliged to state  that  
when  a  convicted
person prefers an appeal, he has the  legitimate  expectation  to  be  dealt
with by the Courts in accordance with law. 
 He has intrinsic  faith  in  the
criminal justice dispensation system and  it  is  the  sacred  duty  of  the
adjudicatory system to remain alive to the said faith. 
That apart,   he  has
embedded trust in his counsel that he shall put forth his case to  the  best
of his ability assailing the conviction and to do full justice to the  case.
 That apart, a counsel is expected  to  assist  the  Courts  in  reaching  a
correct conclusion.  
Therefore, it is the obligation of the Court to  decide
the appeal on merits and not accept the concession and proceed to deal  with
the sentence, for the said mode and method defeats the  fundamental  purpose
of the justice delivery system.  
We are compelled to note here that we  have
come across many cases where the  High  Courts,  after  recording  the  non-
challenge  to  the  conviction,   have   proceeded   to   dwell   upon   the
proportionality of the quantum of sentence.  
We may clearly state  that  the
same being impermissible in law should not be taken resort  to.  
 It  should
be borne in mind that a convict who has been  imposed  substantive  sentence
is deprived of his liberty, the stem of life that should not  ordinarily  be
stenosed, and hence, it is the duty of the Court to see that  the  cause  of
justice is subserved  with  serenity  in  accordance  with  the  established
principles of law.
22.   Ex consequenti, the appeal is  allowed  and  the  judgment  and  order
passed by the High Court are set aside and the appeal  is  remitted  to  the
High Court to  be  decided  on  merits  in  accordance  with  law.   As  the
appellants were on bail during the pendency of the appeal  before  the  High
Court and are presently in custody, they shall be released on  bail  on  the
said terms subject to the final decision in the appeal.


                                    ……………………………….J.
                                    [K. S. Radhakrishnan]



                                                             ……………………………….J.
                                                        [Dipak Misra]


New Delhi;
December 04, 2012.




-----------------------
[1] AIR 1982 SC 1218
[2] AIR 1970 SC 1033
[3] AIR 1979 SC 745
[4] AIR 1983 SC 747

[5] (1999) 8 SCC 638

[6] AIR 1968 SC 1267
[7] (1976) 3 SCC 684
[8] (1980) 1 SCC 363
[9] 2000 (1) SCJ 143
[10] (2007) 6 SCC 528
[11] (1971) 3 SCC 337
[12] (1970) 1 SCC 547