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Wednesday, February 1, 2012
Certain directions are also given to the Law Commission which are as follows: a) Since the Law Commission itself is seized with the problem and is making investigation having regard to its terms of reference specially clause `H', thereof, this Court requests the Law Commission, which is headed by a distinguished retired judge of this Court, to undertake an enquiry and submit its recommendation in relation to the following matters:- I. Keeping in view that timely justice is an important facet to access to justice, the immediate measures that need to be taken by way of creation of additional courts and other allied matters (including a rational and scientific definition of "arrears" and delay, of which continued notice needs to be taken), to help in elimination of delays, speedy clearance of arrears and reduction in costs. It is trite to add that the qualitative component of justice must not be lowered or compromised; and II. Specific recommendations whenever considered necessary on the above aspects in relation to each State be made as a product of consultative 4
REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NOS.254-262 OF 2012
(@ SLP(Crl.) Nos. 1581-1598/2009)
Imtiyaz Ahmad .....Appellant(s)
- Versus -
State of Uttar Pradesh & Ors. ....Respondent(s)
O R D E R
GANGULY, J.
Leave granted.
1. Heard learned counsel for the parties, including
the learned Amicus Curiae.
2. In these appeals, this Court is concerned with a
case where orders were passed by the High Court on
several dates after the registration of FIR and on
1
stay order being granted, investigation, and
framing of charges or trial thereafter in the
matter remained pending in the High Court for a
long period of time. The stay order dated 9.4.03
and several orders dated 29.4.03, 30.4.03,
10.10.03, 7.5.04, 26.5.05, 19.9.06, 27.9.06,
6.10.06 & 18.12.08 of the High Court passed
thereafter have been impugned in these appeals.
3. The questions which crop up in this case are of
serious magnitude and transcend the immediate
facts in the appeal and are of great national
importance.
4. These appeals are directed against a batch of
interlocutory orders passed by a learned Single
Judge of Allahabad High Court in Criminal Writ
Petition No. 1786/2003 pending before the learned
Judge.
2
5. It appears that by order dated 9.4.2003, the
learned Single Judge admitted the writ petition
filed by respondent Nos. 2 and 3 herein and also
stayed the order dated 7.12.2002 passed by the
Additional Chief Judicial Magistrate, Gautam Budh
Nagar whereby direction had been given for
registration of case against the said respondents.
Thereafter, the matter has been listed on various
days before the High Court but the matter was
getting adjourned. As on the date of filing of the
SLP, the writ petition had been kept pending for
six years.
6. The SLP came up for hearing before this Court on
8.1.2010. This Court was very greatly concerned
about the manner in which criminal investigation
and trial have been stayed by the High court and
also being aware of the fact that similar cases
are happening in several High Courts in India
wanted a serious consideration of the issues and
appointed Mr. Gopal Subramanium, Senior Advocate
3
(at that time Solicitor General of India) to
assist the Court as Amicus Curiae.
7. The Court also issued a direction dated 8.1.2010
to the Registrars General/Registrars of all the
High Courts in the country to furnish a report
containing statistics of cases pending in the
respective High Courts in which the proceedings
have been stayed at the stage of registration of
FIR, investigation, framing of charges and/or
trial in exercise of power under Article 226 of
the Constitution or Sections 482 and/or 397 of the
Code of Criminal Procedure. The report was to deal
with the following types of cases:
a) murder,
b) rape,
c) kidnapping, and
d) dacoity.
8. In response to the above direction, most of the
High Courts submitted their reports. Two High
4
Courts, Sikkim and Himachal Pradesh, reported that
they do not have any such pending criminal cases
of the types mentioned above. The reports
submitted by different High Courts disclosed that
altogether there were large number of such cases
pending. Such pendency of cases was analyzed by
the Amicus Curiae with the valuable assistance of
Dr. Pronab Sen, Secretary and Dr. G.C. Manna,
Deputy Director in the Ministry of Statistics and
Programme Implementation.
9. The important findings arrived at after the
analysis of the data are as under:
a) Out of the four categories of cases, murder
cases were found to be the most common type,
accounting for 45% of all the cases.
b) About one-fourth of all the cases pending are
for 2 to 4 years from the date of stay order.
5
Nearly 8% of the cases are, however, pending for
6 years or more.
c) In most of the cases in different High Courts,
the duration for which the case is pending
varies from 1 to 4 years. It is seen that 34 out
of 201 cases in Patna High Court and 33 out of
653 cases in Allahabad High Court are pending
for 8 years or more.
10. About total pendency, in the report dated 12.4.10
filed by the Amicus, the following position
emerges. Table 1 below shows the total number of
cases pending in each High Court and the
percentage share of the total pendency.
TABLE 1: TOTAL PENDENCY
High Court Number of criminal cases by type % share
of High
Court in
total
number of
cases
Murder Rape Kidnapping Dacoity All
(1) (2) (3) (4) (5) (6) (7)
6
Allahabad 144 100 341 68 653 28.6
Andhra Pradesh 46 8 2 4 60 2.6
Bihar 92 36 42 31 201 8.8
Bombay 14 5 4 6 29 1.3
Chhattisgarh 4 0 0 1 5 0.2
Delhi 4 5 2 0 11 0.5
Gauhati 6 5 2 8 21 0.9
Gujarat 56 9 34 16 115 5.0
J & K 4 4 6 0 14 0.6
Jharkhand 18 11 12 0 41 1.8
Karnataka 11 4 4 3 22 1.0
Kerala 12 2 5 1 20 0.9
Kolkata 431 209 21 48 709 31.1
Madhya Pradesh 10 14 1 5 30 1.3
Madras 0 1 2 0 3 0.1
Orissa 111 40 26 10 187 8.2
Punjab & Haryana 17 9 5 1 32 1.4
Rajasthan 23 11 17 5 56 2.5
Uttarakhand 18 19 24 10 71 3.1
All 1021 492 550 217 2280 100
11. It may be seen that the Hon'ble Calcutta High
Court has the highest percentage share (31.1%) in
total number of cases. It is followed by the
Hon'ble High Courts of Allahabad (28.6%), Patna
7
(8.8%) and Orissa (8.2%). Thus, these four High
Courts taken together account for 76.9% of all the
pendency.
12. Table 2 gives the distribution of all cases and
the period for which the cases are pending in each
High Court.
TABLE 2: DURATION OF PENDENCY
High Court Duration for which pending
Nil <6m 6m-1y 1-2y 2-4y 4-6y 6-8y >8y All
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Allahabad 1 38 126 190 158 90 17 33 653
Andhra Pradesh 0 16 16 17 11 0 0 0 60
Bihar 70 14 11 33 27 8 4 34 201
Bombay 0 1 6 8 6 3 2 3 29
Chhattisgarh 0 1 0 0 0 1 2 1 5
Delhi 0 1 2 4 0 3 1 0 11
Gauhati 0 3 5 4 3 0 6 0 21
Gujarat 0 8 6 34 46 20 1 0 115
J & K 0 5 2 3 4 0 0 0 14
Jharkhand 0 7 4 2 9 3 9 7 41
Karnataka 9 4 3 5 0 1 0 0 22
Kerala 0 1 0 1 5 13 0 0 20
Kolkata 7 40 104 135 209 176 38 0 709
8
Madhya Pradesh 0 2 6 2 12 6 1 1 30
Madras 0 1 0 1 1 0 0 0 3
Orissa 0 9 37 52 60 18 4 7 187
Punjab & 0 10 9 4 6 1 1 1 32
Haryana
Rajasthan 0 8 8 11 22 6 0 1 56
Uttarakhand 0 7 10 9 21 20 3 1 71
All 87 176 355 515 600 369 89 89 2280
13. The category wise distribution is as follows:
TABLE 3: CATEGORYWISE DISTRIBUTION
Type of Case Duration for which pending
(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)
Nil <6m 6m-1y 1-2y 2-4y 4-6y 6-8y >8y All
Murder 25 65 132 182 309 211 43 54 1021
Rape 25 46 83 111 127 68 21 11 492
Kidnapping 16 51 120 156 116 67 12 12 550
Dacoity 21 14 20 66 48 23 13 12 217
All 87 176 355 515 600 369 89 89 2280
14. It is clear from the above that out of the four
categories, murder cases account for nearly 45% of
the total pendency. This share increases if only
the oldest pending cases are considered. Out of
9
the 178 cases pending for 6 years or more, 97 are
murder cases - i.e. a share of almost 55%.
15. In that report indications were also given about
the frequency of listing of cases by different
High Courts.
16. On the hypothesis that if a case is listed
frequently, it indicated that the matter was being
actively considered by the High court, data was
also called for on the number of times the case
was listed after the grant of the stay order.
17. The following table gives the average number of
times a matter was listed for hearing after the
grant of stay order.
High Court Total number of cases Average number of times the
matter was listed per case
Allahabad 653 4.0
1
Andhra Pradesh 60 3.4
Bihar 201 21.7
Bombay 29 5.1
Chhattisgarh 5 4.3
Delhi 11 12.2
Gauhati 21 17.0
Gujarat 115 13.4
J & K 14 7.7
Jharkhand 41 3.5
Karnataka 22 5.0
Kerala 20 11.4
Kolkata 709 N/A
Madhya Pradesh 30 3.0
Madras 3 2.3
Orissa 187 5.8
Punjab & Haryana 32 8.8
Rajasthan 56 7.9
Uttarakhand 71 3.1
All 2280 6.1
18. However, the above analysis was not pursued any
further, since there was no way of ascertaining
which of the hearings were effective and which
were non-effective. Hence, it could be misleading
to draw any conclusions from this data.
1
19. On the basis of the aforesaid data it is clear
that problems which the administration of justice
faces today is of serious dimensions. Pendency is
merely a localized problem, in the sense that it
affects some High Courts far more than others. As
seen above, just four High Courts in this country
amount for 76.9% of the pendency. This may well be
because of various social, political and economic
factors, which are beyond the scope of the current
enquiry by this Court.
20. It is a matter of serious concern that 41% of the
cases have been pending for 2-4 years, and 8%
(approximately 1 out of every 12 cases) have been
pending for more than six years.
21. After considering the first report by the Amicus,
this Court passed the following order on
3.5.2010:-
1
"The suggestions given by the Solicitor
General have been considered. But before
passing any order, we deem it proper to
request learned counsel representing
Allahabad High Court to place before the
Court total number of cases in which power
under Article 226 of the Constitution of
India or Section 482 of the Code of Criminal
Procedure has been exercised and the
proceedings of the criminal case have been
stayed at the stage of investigation or
trial."
22. Pursuant to the above order, the Allahabad High
Court furnished information of a total of 10,541
cases where power under Article 226 of the
Constitution of India or Section 482 of the Code
of Criminal Procedure has been exercised and the
proceedings of the criminal case have been stayed
at the stage of investigation or trial. Pursuant
to a request of the Amicus Curiae, the Allahabad
High Court also furnished the above data in
electronic form.
23. The data was then analyzed by the Amicus Curiae
with the help of Dr. T.C.A. Anant (the current
Secretary) and Dr. G.C. Manna, Deputy Director
1
General in the Ministry of Statistics and
Programme Implementation. Then a second report
was prepared and placed for the consideration of
this Court.
24. Important findings from the second report are:-
"Out of the data for 10,541 cases received,
data for 10,527 cases could be meaningfully
analysed (as the rest had some missing
elements). The important findings in respect
of these are:
(a) As high as 9% of the cases have
completed-more than twenty years since the
date of stay order.
(b) Roughly 21 % of the cases have completed
more than ten years.
1
(c) Average pendency per case (counted from
the date of stay order till July 26, 2010)
works out to be around 7.4 years.
(d) Charge-sheet was found to be the most
prominent stage where the cases were stayed
with almost 32% of the cases falling under
this category. The next two prominent stages
are found to be "appearance" and "summons",
with each comprising 19% of the total number
of cases. (If "appearance" and "summons" are
considered interchangeable, then they would
collectively account for the maximum of stay
orders."
25. Table below gives the duration for which cases
have been pending since the date of the stay
order:
No. of years Number of cases Percentage of cases
passed
1
0 763 7.2
1 1250 11.9
2 1272 12.1
3 1024 9.7
4-5 2003 19.0
6-7 1125 10.7
8-10 920 8.7
11-15 577 5.5
16-20 648 6.2
21-25 631 6.0
More than 25 314 3.0
All 10527 100.0
26. A perusal of that information reveals that
shockingly thirty-two cases have been pending for
thirty years or more.
27. The data was also analyzed to ascertain the stage
of the proceedings at which stay order was
granted. Table below may be seen:-
Stage at which Number of cases Percentage of cases
proceeding
stayed
1
Chargesheet 3365 32.0
Appearance 2016 19.2
Summons 1951 18.5
"Further 563 5.3
proceedings
stayed"
Before charge 380 3.6
Trial 330 3.1
Evidence 323 3.1
Complaints 315 3.0
Cognizance 245 2.3
Disposal 237 2.3
Issue of notice 178 1.7
Others 624 5.9
All 10527 100.0
28. As stated in the First Report and Second Report,
the fact-finding exercise directed by this court
has revealed a problem of serious concern. It is
respectfully submitted that it is simply
unacceptable for a case to remain pending for
three decades under any circumstances, and more so
when the pendency is a consequence of the stay
proceedings granted by the High Court.
1
29. Thereafter, vide Order dated 26.08.2010, this
Court was of the view that the existing
infrastructure in the High Court's and District
Court's must be improved and had directed that a
comprehensive exercise should be undertaken to
prepare the system in which all the cases
instituted in the Court are listed for hearing
without undue delay and some arrangement be made
for monitoring of the listing and disposal of the
cases. As a pilot project, the system is to be
first implemented in the Allahabad High Court.
30. Thereafter, meetings were held between the
officers of NIC, the Ministry of Statistics, the
Allahabad High Court and the Amicus Curiae and
efforts were made to develop the comprehensive
system that the Court has directed. Another Report
was filed by the Amicus Curiae setting out the
steps taken by the Allahabad High Court, the
Central Government and also certain suggestions
1
given by Dr. G.C. Manna, Director General,
Ministry of Statistics, who had been requested to
visit the High Court to interact with the
officials there to see how a better system of
listing and tracking cases could be developed.
31. Thereafter, vide Orders dated 14.07.2011 and
17.08.2011, this Court again called for status
reports from all the High Courts as to what steps
had been taken specifically in the context of this
case, in order to expeditiously dispose of matters
where proceedings are stayed at the stage of
registration of FIR, investigation, framing of
charges or trial. Status reports were furnished by
some of the High Courts and reports from other
High Courts were awaited.
32. Then, vide Order dated 29.09.2011, this Court
observed that considering the larger issues which
are involved in this case which virtually have a
direct impact on administration of justice, it was
1
fit and proper to implead the Central Government
in this proceeding.
33. It is submitted that the issues being considered
in this case have far reaching implications for
maintaining of rule of law. Where
investigation/trial is stayed for a long time,
even if the stay is ultimately vacated, the
subsequent investigation/trial may not be very
fruitful for the simple reason, that evidence may
no longer be available. Witnesses may not be able
to recall the events properly, and some may have
moved away or even died. Even the parties to the
litigation may not survive. Unduly long delay has
the effect of bringing about blatant violation of
the rule of law and adverse impact on the common
man's access to justice. A person's access to
justice is a guaranteed fundamental right under
the Constitution and particularly Article 21.
Denial of this right undermines public confidence
in the justice delivery system and incentivises
2
people to look for short-cuts and other fora where
they feel that justice will be done quicker. In
the long run, this also weakens the justice
delivery system and poses a threat to Rule of Law.
34. It may not be out of place to highlight that
access to justice must not be understood in a
purely quantitative dimension. Access to justice
in an egalitarian democracy must be understood to
mean qualitative access to justice as well. Access
to justice is, therefore, much more than improving
an individual's access to courts, or guaranteeing
representation. It must be defined in terms of
ensuring that legal and judicial outcomes are just
and inequitable (See United Nations Development
Programme, Access to Justice - Practice Note
(2004)].
35. The present case discloses the need to reiterate
that 'Access to Justice' is vital for the Rule of
Law, which by implication includes the right of
2
access to an Independent Judiciary. It is
submitted that the stay of investigation or trial
for significant periods of time runs counter to
the principle of Rule of Law, wherein the rights
and aspirations of citizens are intertwined with
expeditious conclusion of matters. It is further
submitted that delay in conclusion of criminal
matters signifies a restriction on the right of
access to justice itself, thus amounting to a
violation of the citizens' rights under the
Constitution, in particular under Article 21.
36. In a very important address to the Virginia Bar
Association in 1908, William H. Taft observed that
one reason for delay in the lower courts is the
disposition of judges to wait an undue length of
time in the writing of their opinions or
judgments. [See William H. Taft, The Delays of the
Law, Yale Law Journal. Vo1.18. No.1 (Nov., 1908),
pp.28-39)]. The Judge should deliver the judgment
immediately upon the close of the argument. It is
2
almost of as much importance that the court of
first instance should decide promptly as that it
should decide right. It should be noted that
everything which tends to prolong or delay
litigation between individuals, or between
individuals and State or Corporation, is a great
advantage for that litigant who has the longer
purse. The man whose rights are involved in the
decision of the legal proceeding is much
prejudiced in a fight through the courts, if his
opponent is able, by reason of his means, to
prolong the litigation and keep him for years out
of what really belongs to him.
37. Dispatch in the decision making process by Court
is one of the great expectations of the common man
from the judiciary. A sense of confidence in the
Courts is essential to maintain a fabric of order
and liberty for a free people. Delay in disposal
of cases would destroy that confidence and do
incalculable damage to the society; that people
2
would come to believe that inefficiency and delay
will drain even a just judgment of its value; that
people who had long been exploited in the small
transactions of daily life come to believe that
courts cannot vindicate their legal rights against
fraud and overreaching; that people would come to
believe that the law - in the larger sense cannot
fulfil its primary function to protect them and
their families in their homes, at their work place
and on the public streets. [See Belekar Memorial
Lecture Series, organized by High Court Bar
Association, Nagpur. Lecture delivered on August
31, 2002]
38. Merely widening the access to justice is not
enough to secure redress to the weaker sections of
the community. Post Independence, it was evident
that litigation in India was getting costlier and
there was agonizing delay in the process. After
the adoption of the Constitution and creation of a
Welfare State, the urgency of some structural
2
changes in the justice delivery system was
obviously a major requirement. In the 14th Report
of the Law Commission under the Chairmanship of
the first Attorney General for India, Shri M.C.
Setalvad, it was observed as under:-
"In so far as a person is unable to obtain
access to a court of law for having his
wrongs redressed.... Justice becomes unequal
and laws which are meant for his protection
fail in their purpose."
39. In a very important discourse Roscoe Pound argued
that by responding to the doctrine of social
justice, the concept of justice has advanced
through various stages. [See Roscoe Pound, Social
Justice and Legal Justice (Address delivered to
the Allegheny County Bar Association, April 5,
1912]. At the first stage justice was equated
with dispute settlement. At the second stage
justice was equated with maintenance of harmony
and order. In the third stage, justice was equated
with individual freedom. Pound argued that a
fourth stage had developed in society, but had not
2
yet been fully reflected in the courts, and that
was what Pound called 'social justice'. That is
the ideal form of justice where the needs of the
people are satisfied, apart from ensuring that
they have freedom.
40. Despite complicated social realities, it is
submitted that Rule of Law, independence of the
judiciary and access to justice are conceptually
interwoven. All the three bring to bear upon the
quality of aspirations which are guaranteed under
our Constitution. In order to fulfil the
aspiration, it is important that the system must
be a successful legal and judicial system. This
would involve improvement of better techniques to
manage courts more efficiently, cutting down costs
and duration of proceedings and to ensure that
there is no corruption in the judiciary and the
establishment of the judiciary and would also
require regular judicial training and updating.
2
41. The memorable words of Lord Devlin (as quoted by
D.M. Dharmadhikari, J.) are pertinent to note:
"... The prestige of the judiciary and their
reputation for stark impartiality is not at
the disposal of any government; it is an
asset that belongs to the whole nation ... "
[See Justice D.M. Dharmadhikari, Nature of
Judicial Process, (2002) 6 SCC (Jour) 1.
42. Under the principle of the Rule of Law, adequate
protection of the law must be given to all persons
and to give meaning to it, there must exist an
unimpeded right of access to justice. In the
'Words of Lord Bingham:
"It would seem to be an obvious implication
of the principle that everyone is bound by
and entitled to the protection of law that
people should be able, in the last resort,
to go to court to have their civil rights
and claims determined. An unenforceable
right or claim is a thing of little value to
anyone."
[See Tom Bingham, The Rule of Law, p. 85]
43. The right of access to justice has been recognised
as one of the fundamental and basic human rights
in various international covenants and charters.
2
[See Article 14(3) of the International Covenant
on Civil and Political Rights (ICCPR)]
44. The right of access to justice is also recognised
under Article 67 of the Statute of the
International Criminal Court (Rome Statute).
45. In the context of the European Union, Article 47
of the European Charter on Fundamental Rights
provides for the right to an effective remedy and
to fair trial. With respect to the Council of
Europe, the European Convention on Human Rights
and Fundamental Freedoms, Article 6 significantly
protects this right to access justice.
46. The European Court of Human Rights has held that a
broader interpretation must be given to Article
6(1) of the ECHR laying emphasis on 'right to a
fair administration of justice' in the case of
Delcourt v. Belgium.
2
"...In a democratic society within the meaning
of the Convention, the right to a fair
administration of justice hold such a
prominent place that a restrictive
interpretation of Article 6(1) would not
correspond to the aim and purpose of that
provision."
[See [1970] ECHR 1.]
47. Article 8 of the Universal Declaration of Human
Rights provides that:
"Everyone has the right to an effective
remedy by the competent national tribunals
for acts violating the fundamental rights
granted him by the constitution or by law."
48. Article 16 of the Principles of Freedom from
Arbitrary Arrest and Detention provides that:
"To ensure that no person shall be denied
the possibility of obtaining provisional
release on account of lack of means, other
forms of provisional release than upon
financial security shall be provided."
49. The principle of 'Access to Justice or Courts' is
recognized as a right in South Africa's
Constitution as well:
"Access to Courts.
34. Everyone has the right to have any
dispute that can be resolved by the
application of law decided in a fair public
hearing before a court or, where
2
appropriate, another independent and
impartial tribunal or forum."
50. The learned Amicus urged that having regard to the
paramount importance of the right to access, the
Court which he argues is a basic fundamental right
specially the Central Government and the State
Governments have a duty to ensure speedy disposal
of cases for proper maintenance of rule of law and
for sustaining peoples' faith in the judicial
system. He further argued that with the present
infrastructure it is not possible for Courts,
whether it is District Courts or the State High
Courts or this Court to effectively dispose of
cases by just and fair orders within a reasonable
timeframe. The learned Amicus also urged that the
problem is huge and the considerations are
momentous. To understand the magnitude of the
problem, the Government must appoint a permanent
commission to make continuous recommendation on
measures which are necessary to streamline the
existing justice delivery system. In support of
3
his submission, he referred to the Report of Lord
Woolf submitted to Lord Chancellor in England:
"...It will not only assist in streamlining
and improving our existing systems and
process; it is also likely, in due course,
itself to be a catalyst for radical change
as well..."
[Final Report to the Lord Chancellor on the
Civil Justice System in England and Wales
(Lord Woolf's Report), 1996, Chapter 21,
para 1]
51. The learned Amicus submitted that this huge
pendency of cases operates as a burden on the
mindset of a Judge. He submitted rightly that the
inner charter of the judge is constantly under a
pressure to somehow decide the case and the
quality of justice suffers. Therefore, according
to him, it is the constitutional duty of both the
Central Government and the State Government to
provide adequate infrastructure to the judiciary
and only an independent commission which functions
on a permanent basis can assess the necessity of
the required infrastructure and make
recommendations to the Government for providing
3
necessary steps which the Government should take
to make the Constitutional promise of justice a
reality. The learned Amicus developed his
argument by referring to various decisions of this
Court and also various provisions of the
Constitution. He further submitted that the plea
of the Government that in view of financial crunch
it cannot provide the necessary infrastructure
cannot be countenanced by this Court and in
support of the said submission he referred to the
decision of this Court in the case of R.
Ramachandra Rav v. State of Karnataka, reported in
(2002) 4 SCC 578. The relevant observations made
in the said judgment are as follows:-
"...The law does not permit any government to
deprive its citizens of constitutional
rights on a plea of poverty or
administrative inability..."
52. As the Central Government has been impleaded in
this proceeding it was represented by Mr. Harin P.
Raval, the learned ASG.
3
53. The learned ASG very fairly submitted that the
questions debated in this case, by and large, are
not adversarial. The learned ASG submitted that
the Government also accepts that right of access
to Court is a fundamental and constitutional
right. The learned ASG also accepted that if
right to access justice is denied to the citizens
then most of the rights given under the
Constitution virtually become a rope of sand. The
learned ASG submitted that the Government is aware
of the importance of these rights and are taking
several steps to make these rights vibrant. In the
counter affidavit, which has been filed by the
Under Secretary, Ministry of Law and Justice dated
9.1.2012 several steps which have been taken by
the Government to ensure speedy justice and to
reduce delay are as follows:-
I. Appointment of Court Managers in High Courts
and Sub-ordinate Courts.
II. Vision Statement and Action Plan adopted by
the National Consultation for Strengthening
the Judiciary towards Reducing Pendency and
Delays.
3
III. To prepare National Arrear Grid
IV. National Mission for Justice Delivery and
Legal Reforms.
V. National and State Legal Service Authorities
constituted under Legal Service Authorities
Act, 1987.
VI. National Court Management System (as proposed
by Hon'ble Chief Justice of India).
54. The learned ASG referred to the agenda notes and
the minutes of the meeting of the Advisory Council
of the National Commission for Justice Delivery
and Legal Reforms. He submitted that the National
Mission spanning from 2011 to 2016 would focus on
two major goals envisaged in the Vision document,
namely, (i) increasing access by reducing delays
and arrears in the system, and (ii) enhancing
accountability through structural changes and by
setting performance standards and capacities.
55. It was also pointed out that the tentative action
plan covers five strategic initiatives and one of
them is improving infrastructure of the District
3
and Subordinate Courts and creation of special and
additional courts like morning and evening courts
etc. He referred to various pages of the Meeting
of the Advisory Council of the National Mission
held on 18.10.2011 in Vigyan Bhawan, New Delhi to
show that the Government is aware of the problem
and is seeking to address the same. However, in
the course of his arguments the learned ASG took
the leave of this Court and filed another
affidavit dated 18.1.2012 by Dr. S.S. Chahar,
Joint Secretary and Legal Advisor, Ministry of Law
and Justice.
56. By filing the said affidavit the learned ASG
wanted to urge before this Court that even though
the Government is aware of the urgency of the
problem and the immediate necessity of addressing
it, Government is not willing to accept the
suggestion of the learned Amicus for setting-up of
a permanent commission for the purposes suggested
by the learned Amicus.
3
57. The learned ASG on the other hand submitted in
view of the stand taken by the Central Government
in its affidavit dated 18.1.2012 that the existing
terms of reference of the 19th Law Commission are
wide enough to include within its ambit the
question of setting up additional courts for the
purpose of tackling the arrears so that access to
justice is ensured. In this connection, he
referred to the terms of reference of the 19th Law
Commission. The said terms of reference are as
follows:-
"A. Review/Repeal of obsolete laws:
i. To identify laws which are no longer needed
or relevant and can be immediately repealed.
ii. To identify laws which are in harmony with
the existing climate of economic liberalization
which need no change.
iii. To identify laws which require changes or
amendments and to make suggestions for their
amendment.
iv. To consider in a wider perspective the
suggestions for revision/amendment given by
Expert Groups in various Ministries/Departments
3
with a view to coordinating and harmonizing
them.
v. To consider references made to it by
Ministries/Departments in respect of
legislation having bearing on the working of
more than one Ministry/Department.
vi. To suggest suitable measures for quick
redressal of citizens grievances, in the field
of law.
B. Law and Poverty
i. To examine the Law which affect the poor
and carry out post-audit for socio-economic
legislation.
ii. To take all such measures as may be
necessary to harness law and the legal process
in the service of the poor.
C. To keep under review the system of
judicial administration to ensure that it is
responsive to the reasonable demands of the
times and in particular to secure: -
i. Elimination of delays, speedy clearance of
arrears and reduction in costs so as to secure
quick and economical disposal of cases without
affecting the cardinal principle that decisions
should be just and fair.
ii. Simplification of procedure to reduce and
eliminate technicalities and devices for delay
so that it operates not as an end in itself but
as a means of achieving justice.
iii. Improvement of standards of all concerned
with the administration of justice.
D. To examine the existing laws in the light
of Directive Principles of State Policy and to
3
suggest ways of improvement and reform and also
to suggest such legislation as might be
necessary to implement the Directive Principles
and to attain the objective set out in the
Preamble to the Constitution.
E. To examine the existing laws with a view to
promoting gender equality and suggesting
amendments thereto.
F. To revise the Central Acts of General
Importance so as to simplify them and to remove
anomalies, ambiguities and inequities.
G. To recommend to the Government measure for
bringing the statute book up-to-date by
repealing obsolete laws and enactments or parts
thereof which have outlived their utility.
H. To consider and to convey to the
Government its views on any subject relating to
law and judicial administration that may be
referred to it by the Government through
Ministry of Law and Justice (Department of
Legal Affairs).
I. To consider the requests for providing
research to any foreign countries as may be
referred to it by the Government through
Ministry of Law and Justice (Department of
Legal Affairs).
J. To examine the impact of globalization on
food security, unemployment and recommend
measures for the protection of the interests of
the marginalized.
The Commission shall devote, its time bound
attention to all issues relating to item (A) of
the terms of reference as indicated above,
viz., review/repeal of obsolete laws and shall
make its recommendations to Government for
3
repeal of obsolete laws and for appropriate
amendments in others as may be found necessary
ON TOP PRIORITY basis.
The Commission shall submit its reports in
Hindi and English with sufficient number of
copies for being placed on Tables of both
houses of Parliament. The Law Commission shall
also make its reports available through website
or otherwise as soon as reports are submitted
to the Government.
Various Law Commissions have given about 234
Reports so far. Many of them are made available
on the website of Law Commission. Since many of
the Reports are voluminous it will be difficult
for researchers to read entire Report online.
To facilitate the researchers to choose the
topics of their area and to create awareness
amongst Judges, Lawyers, Law Teachers and
Students on the various recommendations of the
Law Commission, a brief summary of all the
Reports of the Law Commission shall be made
available by the Law Commission, online."
58. The learned ASG submitted that in view of Clause
`H' of the terms of reference of the 19th Law
Commission, the present Law Commission can go into
the question of making a proper research and a
scientific and empirical study to assess the
requirement of setting up additional courts and
making available additional infrastructures for
3
ensuring free access to court and speedier
disposal of cases. The learned ASG submitted that
the pendency of cases cannot be tackled by only
setting up additional courts. Various other
factors are also involved including the
cooperation of the members of the Bar, the quality
of legal education, policy of legislation,
recruitment of quality manpower and such other
issues which the Law Commission should urgently
address and make recommendations on.
59. The learned ASG also submitted that having regard
to the provision of Article 235 of the
Constitution the control over district and
subordinate courts rests with the respective High
Courts in each State. In assessing the requirement
of setting up of additional courts and creating
additional benches, the opinion of the High Court
and the State Government have to be ascertained
including the question of budget allocation to
each State Government. The learned ASG also
4
submitted that since the Government is keenly
interested to address these problems it is open to
any suggestion. It was submitted that any
direction from this Court will help the Government
and the Law Commission to tackle this problem in a
very effective way.
60. The Court, upon a detailed and very anxious
consideration of the aforesaid issues and
specially huge pendency of arrears in different
High Courts and considering the stand of the
Central Government in its affidavit dated
18.1.2012 is giving the following directions.
I. Certain directions are given to the High
Courts for better maintenance of the Rule of Law
and better administration of justice:
While analyzing the data in aggregated
form, this Court cannot overlook the most
important factor in the administration of
justice. The authority of the High Court to
4
order stay of investigation pursuant to
lodging of FIR, or trial in deserving cases is
unquestionable. But this Court is of the view
that the exercise of this authority carries
with it the responsibility to expeditiously
dispose of the case. The power to grant stay
of investigation and trial is a very
extraordinary power given to High Courts and
the same power is to be exercised sparingly
only to prevent an abuse of the process and to
promote the ends of justice. It is therefore
clear that:
(i) such an extraordinary power has to be
exercised with due caution and circumspection.
(ii) Once such a power is exercised, High
Court should not lose sight of the case where
it has exercised its extraordinary power of
staying investigation and trial.
4
(iii) High Court should make it a point of
finally disposing of such proceedings as early
as possible but preferably within six months
from the date the stay order is issued.
61. It is true that this Court has no power of
superintendence over High Court as the High Court
has over District Courts under Article 227 of the
Constitution. Like this Court, High Court is
equally a Superior Court of Record with plenary
jurisdiction. Under our Constitution High Court is
not a Court subordinate to this Court. This Court,
however, enjoys appellate powers over High Court
as also some other incidental powers. But as the
last court and in exercise of this Court's power
to do complete justice which includes within it
the power to improve the administration of justice
in public interest, this Court gives the aforesaid
guidelines for sustaining common man's faith in
the rule of law and the justice delivery system,
both being inextricably linked.
4
II. Certain directions are also given to the Law
Commission which are as follows:
a) Since the Law Commission itself is seized with
the problem and is making investigation having
regard to its terms of reference specially
clause `H', thereof, this Court requests the Law
Commission, which is headed by a distinguished
retired judge of this Court, to undertake an
enquiry and submit its recommendation in
relation to the following matters:-
I. Keeping in view that timely justice is
an important facet to access to
justice, the immediate measures that
need to be taken by way of creation of
additional courts and other allied
matters (including a rational and
scientific definition of "arrears" and
delay, of which continued notice needs
to be taken), to help in elimination of
delays, speedy clearance of arrears and
reduction in costs. It is trite to add
that the qualitative component of
justice must not be lowered or
compromised; and
II. Specific recommendations whenever
considered necessary on the above
aspects in relation to each State be
made as a product of consultative
4
processes involving the High Courts and
other stake holders, including the Bar.
b) In doing so, the Commission may take such
assistance from the Central Government and the
State Governments as it thinks fit and proper.
c) Accordingly, it is directed that on the
Commission's request for assistance both the
Central Government and the State Governments
shall render all possible assistance to the
Commission to enable it to discharge its
functions, as directed by this Court in its
order. The Commission shall at the discretion of
its Chairman be free to co-opt purposes of the
enquiry to be undertaken by it. Such legal &
technical, experts as may be considered
necessary by it for an effective and early
completion of the assignment hereby made.
d) The Commission is requested to submit its report
within six months from the date of this order.
4
e) Such recommendations be sent to the Registrar
General of this Court in sealed covers.
62. The matter may appear before the appropriate Bench
after being nominated by the Hon'ble the Chief
Justice on the 7th August, 2012 for further
consideration by this Court of the recommendations
by the Law Commission and if necessary for further
directions to be passed in these appeals.
......................J.
(ASOK KUMAR GANGULY)
.......................J.
New Delhi (T.S. THAKUR)
February 1, 2012
4
"Restorative and Reparative Theories These are not theories of punishment, rather, their argument is that sentences should move away from punishment of the offender towards restitution and reparation, aimed at restoring the harm done and calculated accordingly. Restorative theories are therefore victim-centred, although in some versions they encompass the notion of reparation to the community for the effective crime. They envisage less resort to custody, with onerous community based sanctions requiring offenders to work in order to compensation victims and also contemplating support and counselling for offenders to regenerate them into the community. Such theories therefore tend to act on a behavioural premises similar to rehabilitation, but their political premises is that compensation for victims should be recognised as more important than notions of just punishment on behalf of the State" 27. The provision for payment of compensation has been in existence for a considerable period of time on the statute book in this country. Even so, criminal courts have not, it appears, taken significant note of the said provision or exercised the power vested in them thereunder. The Law Commission in its 42nd Report at para 3.17 refers to this regrettable omission in the following words: 25
REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NO. 1108 OF 2002
Roy Fernandes ...Appellant
Versus
State of Goa and Ors. ...Respondents
J U D G M E N T
T.S. THAKUR, J.
1. This appeal by special leave arises out of an order dated
22nd July 2002 passed by the High Court of Bombay at Goa
whereby the appeal filed by the appellant has been dismissed
and the conviction and sentence awarded to him by the trial
Court for offences punishable under Sections 143, 148, 323,
325 and 302 read with Section 149 IPC upheld.
1
2. Felix Felicio Monteiro aged about 60 years at the time of
the incident was the President of a Chapel at Bastora in Goa.
The Chapel it appears is situated next to the house of one
Rosalina Monteiro. The chapel and the house owned by
Rosalina are accessible from the main road by a path about
20-25 meters in length. A dispute regarding the said path
and resultant litigation was it appears at the bottom of the
incident that culminated in the sad and untimely demise of
Felix Felicio Monteiro.
3. On 11th May, 1997 the deceased Shri Monteiro, his wife
PW1 Sebastiana Monteiro, PW4 Julie Monteiro, her husband
PW6 Salish Monteiro besides a few others went to the
Chapel equipped with the necessary tools and implements
in order to put up a fence around the property. The
prosecution story is that while pits for fixing cement poles
required for the fencing were being dug in front of the
house of Rosalina Monteiro, her daughter named Antonetta
raised an objection and used harsh words against those
engaged in digging the pits work. A few minutes later a
Maruti Van arrived on the spot carrying "5 persons including
the appellant herein", who went to Salish PW6, -
2
and gave him a fist blow on the face and he started
bleeding. He then gave a blow on the face of the deceased
Felix Felicio Monteiro and threw him on the ground. While
the deceased was being helped by his companions to stand
up and move towards the road, Anthony D'Souza one of the
accused persons took out a knife and gave a stab on the
left thigh of the deceased which unfortunately cut one of his
arteries that led to profuse bleeding. The result was that
the injured breathed his last even before he could be
helped by John, his neighbour to rush him to the hospital.
At the hospital, he was declared brought dead. The hospital
all the same informed the Mapusa Police Station. P.I.
Subhash Goltekar-PW22 from the police station recorded
the statement of PW1-Sebastiana Monteiro in which she
named the appellant. The police completed the
investigation which included recovery of the weapon of
offence pursuant to the disclosure made by accused No.2,
Anthony D'Souza and lodged a chargesheet against the
accused persons for offences punishable under Sections
143, 147, 148, 201, 302 and 323 read with Section 149
3
IPC. The Additional Sessions Judge to whom the case was
-
eventually committed charged the accused persons
including the appellant herein with the commission of
offences punishable under Sections 143, 148, 302 read with
Section 149 IPC and Sections 323 and 326 read with
Section 149 IPC and Section 201 read with Section 149
IPC. At the trial the prosecution examined as many as 22
witnesses to prove its case against the accused persons.
The accused persons did not lead any evidence in defence.
4. The Trial Court eventually found all the five accused
guilty of offences punishable under Sections 143, 148, 323,
325 and 302 read with Section 149 IPC and sentenced each
one of them to undergo one month's RI under Section 323
and two months' RI for the offence punishable under
Section 143, three months' RI under Section 148 and one
year RI and a fine of Rs.1000/- each under Section 325
besides imprisonment for life and a fine of Rs.2,000/- for
offence punishable under Section 302 of the IPC.
4
5. Aggrieved by the judgment and order of the Trial Court
the accused persons preferred Criminal Appeal Nos.
69/2000 and 77/2000 before the High Court of Bombay at
-
Goa. By the impugned judgment in this appeal the High
Court upheld the conviction and sentence awarded to the
appellant, Roy Fernandes and Anthony D'Souza while
setting aside the conviction and sentence awarded to the
remaining three accused persons giving them the benefit of
doubt. It is noteworthy that against the judgment of the
High Court Anthony D'Souza who had actually stabbed the
deceased, preferred a special leave petition which was
dismissed by this Court by order dated 15th April, 2011. To
that extent the matter stands concluded. The present
appeal is, in that view, limited to the question whether the
conviction and sentence awarded to the appellant Roy
Fernandes for the offences with which he stood charged, is
in the facts and circumstances of the case, legally
sustainable.
6. We have heard learned counsel of the parties at
considerable length. It is common ground that the incident
5
in question had taken place on account of a sudden dispute
arising out of the proposed fencing of the Chapel property
which act was apparently seen by Rosalina Monteiro as an
obstruction to the use of the passage/pathway by her for -
the beneficial use of the property. There is evidence on
record to suggest that the pending litigation between the
villagers on the one hand and Rosalina on the other hand
embittered the relationship between the parties including
that with the deceased. Putting up of fence around the
Chapel property thus provided a flash point leading to the
unfortunate incident in which a valuable life was lost for no
worthwhile reason. From the deposition of PW1 Sebastiana
Monteiro, it is further clear that after the exchange of hot
words between the deceased and his companions on the
one hand and Antonetta, daughter of Rosalina on the other,
the latter had made a call to the appellant who had no
connection with the property in question or the dispute
except that he was engaged to get married to Antonetta. As
to what transpired over the telephone between the
appellant and Rosalina is not known. Ms. Subhashini,
learned counsel for the State of Goa fairly conceded that
6
PW1 Sebastiana Monteiro was not a witness to the
telephonic conversation between the two. Looking to the
sequence of events that unfolded on the fateful day what
appears to have happened is that on receiving a telephonic
-
call from Rosalina, the appellant rushed to the spot
alongwith four others to intervene and possibly prevent the
putting up of the fence by the deceased and his
companions, on account of the pending dispute between
the two groups. It is, therefore, reasonable to hold that
when the appellant received a telephonic call from Rosalina
possibly asking for help to prevent the putting up of the
fence, the appellant and his companions rushed to the spot
to do so. In the absence of any evidence leave alone
credible evidence it is not possible for us to hold that the
accused persons had come to the place of occurrence with
the common object of killing the deceased Felix Felicio
Monteiro.
7. That, however, is not the end of the matter. The next
and perhaps an equally important question would be
whether the appellant and his companions at all constituted
7
an unlawful assembly and if they did whether murder of the
deceased Felix Felicio Monteiro by Anthony D'Souza who
was one of the members of the unlawful assembly would in
the facts and circumstances of the case attract the -
provisions of Section 149 so as to make the appellant
herein also responsible for the act.
8. Mr. Luthra made a feeble attempt to argue that the
acquittal of the other three accused persons should be
sufficient to negative the theory of there being an unlawful
assembly of which the appellant was a member. He did
not, however, pursue that argument for long and, in our
opinion, rightly so because the legal position is fairly well-
settled by the decision of this Court in Khem Karan & Ors.
Vs. The State of U.P. & Anr. [1974 (4) SCC 603] where
this Court observed:
"6. xxxxxxxxx the fact that a large number of accused
have been acquitted and the remaining who have been
convicted are less than five cannot vitiate the
conviction under Section 149 read with the substantive
offence if - as in this case the court has taken care to
find - there are other persons who might not have been
identified or convicted but were party to the crime and
together constituted the statutory number."
8
9. To the same effect is the decision of this Court in
Dharam Pal and Ors. Vs. State of U.P. [1975 (2) SCC
596] where this Court observed:
"10. xxxxxxxxx If, for example, only five known
persons are alleged to have participated in an attack
but the Courts find that two of them were falsely
implicated, it would be quite natural and logical to infer
-
or presume that the participants were less than five in
number. On the other hand, if the Court holds that the
assailants were actually five in number, but there could
be a doubt as to the identity of two of the alleged
assailants, and, therefore, acquits two of them, the
others will not get the benefit of doubt about the
identity of the two accused so long as there is a firm
finding based on good evidence and sound reasoning
that the participants were five or more in number."
10. Acquittal of three of the five accused persons
comprising the unlawful assembly does not in the light of
the settled legal position make any material difference. So
long as there were four other persons with the appellant
who had the common object of committing an offence the
assembly would be unlawful in nature acquittal of some of
those who were members of the unlawful assembly by
reason of the benefit of doubt given to them
notwithstanding.
9
11. That leaves us with the question whether the
commission of murder by a member of an unlawful
assembly that does not have murder as its common object
would attract the provisions of Section 149 IPC. Section
149 IPC reads:
"149. Every member of unlawful assembly guilty
of offence committed in prosecution of common
object. - If an offence is committed by any member of
-
an unlawful assembly in prosecution of the common
object of that assembly, or such as the members of
that assembly knew to be likely to be committed in
prosecution of that object, every person who, at the
time of the committing of that offence, is a member of
the same assembly, is guilty of that offence."
12. A plain reading of the above would show that the
provision is in two parts. The first part deals with cases in
which an offence is committed by any member of the
assembly "in prosecution of the common object" of that
assembly. The second part deals with cases where the
commission of a given offence is not by itself the common
object of the unlawful assembly but members of such
assembly `knew that the same is likely to be committed in
prosecution of the common object of the assembly'. As
noticed above, the commission of the offence of murder of
10
Felix Felicio Monteiro was itself not the common object of
the unlawful assembly in the case at hand. And yet the
assembly was unlawful because from the evidence adduced
at the trial it is proved that the common object of the
persons comprising the assembly certainly was to either
commit a mischief or criminal trespass or any other offence
within the contemplation of clause (3) of Section 141 of the
-
IPC, which may to the extent the same is relevant for the
present be extracted at this stage:
"Section 141 : Unlawful Assembly:
An assembly of five or more persons is designated an
"unlawful assembly", if the common object of the
persons composing that assembly is--
First.-- xxxxxxxxxxxxxxxxxxxxxxxx
Second.- xxxxxxxxxxxxxxxxxxxxxxxx
"Third-To commit any mischief or criminal
trespass, or other offence;"
13. From the evidence on record, we are inclined to hold
that even when commission of murder was not the common
object of the accused persons, they certainly had come to
the spot with a view to overawe and prevent the deceased
11
by use of criminal force from putting up the fence in
question. That they actually slapped and boxed the
witnesses, one of whom lost his two teeth and another
sustained a fracture only proves that point.
14. What then remains to be considered is whether the
appellant as a member of the unlawful assembly knew that
the murder of the deceased was also a likely event in
prosecution of the object of preventing him from putting up
-
the fence. The answer to that question will depend upon
the circumstances in which the incident had taken place
and the conduct of the members of the unlawful assembly
including the weapons they carried or used on the spot. It
was so stated by this Court in Lalji and Ors. Vs. State of
U.P. [1989 (1) SCC 437] in the following words:
"8.xxxxxxxxxxxxxxxxxxxxxx
Common object of the unlawful assembly can be
gathered from the nature of the assembly, arms used
by them and the behaviour of the assembly at or
before scene of occurrence. It is an inference to be
deduced from the facts and circumstances of each
case."
12
15. The Court elaborated the above proposition in
Dharam Pal and Ors. Vs. State of U.P. [1975 (2) SCC
596] as :
"11. Even if the number of assailants could have been
less than five in the instant case (which, we think, on
the facts stated above, was really not possible), we
think that the fact that the attacking party was clearly
shown to have waited for the buggi to reach near the
field of Daryao in the early hours of June 7, 1967,
shows pre-planning. Some of the assailants had sharp-
edged weapons. They were obviously lying in wait for
the buggi to arrive. They surrounded and attacked the
occupants shouting that the occupants will be killed. We
do not think that more convincing evidence of a pre-
concert was necessary. Therefore, if we had thought it
necessary, we would not have hesitated to apply
Section 34 IPC also to this case. The principle of
vicarious liability does not depend upon the necessity to
convict a required number of persons. It depends upon
-
proof of facts, beyond reasonable doubt, which makes
such a principle applicable. (See: Yeshwant v. State of
Maharashtra; and Sukh Ram v. State of U.P.). The most
general and basic rule, on a question such as the one
we are considering, is that there is no uniform,
inflexible, or invariable rule applicable for arriving at
what is really an inference from the totality of facts and
circumstances which varies from case to case. We have
to examine the effect of findings given in each case on
this totality. It is rarely exactly identical with that in
another case. Other rules are really subsidiary to this
basic verity and depend for their correct application on
the peculiar facts and circumstances in the context of
which they are enunciated."
16. Coming then to the facts of the present case, the first
and foremost of the notable circumstances is that the
appellant was totally unarmed for even according to the
13
prosecution witnesses he had pushed, slapped and boxed
those on the spot using his bare hands. The second and
equally notable circumstance is that neither the cycle chain
nor the belt allegedly carried by two other members of the
unlawful assembly was put to use by them. Mr. Luthra
argued that the prosecution had failed to prove that the
assembly was armed with a chain and a belt for the seizure
witnesses had not supported the recovery of the said
articles from the accused. Even if we were to accept the
prosecution case that the two of the members of the
unlawful assembly were armed as alleged, the non-use of -
the same is a relevant circumstance. It is common ground
that no injuries were caused by use of those weapons on
the person of the deceased or any one of them was
carrying a knife. The prosecution case, therefore, boils
down to the appellant and his four companions arriving at
the spot, one of them giving a knife blow to the deceased in
his thigh which cut his femoral artery and caused death.
The question is whether the sudden action of one of the
members of the unlawful assembly constitutes an act in
prosecution of the common object of the unlawful assembly
14
namely preventing of erection of the fence in question and
whether the members of the unlawful assembly knew that
such an offence was likely to be committed by any member
of the assembly. Our answer is in the negative.
17. This Court has in a long line of decisions examined the
scope of Section 149 of the Indian Penal Code. We remain
content by referring to some only of those decisions to
support our conclusion that the appellant could not in the
facts and circumstances of the case at hand be convicted
under Section 302 read with Section 149 of the IPC.
-
18. In Chikkarange Gowda & Ors. Vs. State of Mysore
[AIR 1956 SC 731] this Court was dealing with a case
where the common object of the unlawful assembly simply
was to chastise the deceased. The deceased was, however,
killed by a fatal injury caused by certain member of the
unlawful assembly. The court below convicted the other
member of the unlawful assembly under Section 302 read
with Section 149 IPC. Reversing the conviction, this Court
held:
15
"9. It is quite clear to us that on the finding of the High
Court with regard to the common object of the unlawful
assembly, the conviction of the appellants for an
offence under Section 302 read with Section 149 Indian
Penal Code cannot be sustained. The first essential
element of Section 149 is the commission of an offence
by any member of an unlawful assembly; the second
essential part is that the offence must be committed in
prosecution of the common object of the unlawful
assembly, or must be such as the members of that
assembly knew to be likely to be committed in
prosecution of the common object.
In the case before us, the learned Judges of the
High Court held that the common object of the unlawful
assembly was merely to administer a chastisement to
Putte Gowda. The learned Judges of the High Court did
not hold that though the common object was to
chastise Putte Gowda, the members of the unlawful
assembly knew that Putte Gowda was likely to be killed
in prosecution of that common object. That being the
position, the conviction under Section 302 read with
Section 149 Indian Penal Code was not justified in law."
-
19. In Gajanand & Ors. Vs. State of Uttar Pradesh
[AIR 1954 SC 695], this Court approved the following
passage from the decision of the Patna High Court in Ram
Charan Rai Vs. Emperor [AIR 1946 Pat 242]:
"Under Section 149 the liability of the other members
for the offence committed during the continuance of
the occurrence rests upon the fact whether the other
members knew before hand that the offence actually
committed was likely to be committed in prosecution of
the common object. Such knowledge may reasonably
be collected from the nature of the assembly, arms or
behavior, at or before the scene of action. If such
knowledge may not reasonably be attributed to the
other members of the assembly then their liability for
16
the offence committed during the occurrence does not
arise".
20. This Court then reiterated the legal position as under:
"The question is whether such knowledge can be
attributed to the appellants who were themselves not
armed with sharp edged weapons. The evidence on this
point is completely lacking. The appellants had only
lathis which may possibly account for Injuries 2 and 3
on Sukkhu's left arm and left hand but they cannot be
held liable for murder by invoking the aid of Section
149 IPC. According to the evidence only two persons
were armed with deadly weapons. Both of them were
acquitted and Sosa, who is alleged to have had a
spear, is absconding. We are not prepared therefore to
ascribe any knowledge of the existence of deadly
weapons to the appellants, much less that they would
be used in order to cause death."
21. In Mizaji and Anr. Vs. State of U.P. [AIR 1959 SC
572] this Court was dealing with a case where five persons
-
armed with lethal weapons had gone with the common
object of getting forcible possession of the land which was
in the cultivating possession of the deceased. Facing
resistance from the person in possession, one of the
members of the assembly at the exhortation of the other
fired and killed the deceased. This Court held that the
conduct of the members of the unlawful assembly was such
as showed that they were determined to take forcible
17
possession at any cost. Section 149 of IPC was, therefore,
attracted and the conviction of the members of the
assembly for murder legally justified. This Court analysed
Section 149 in the following words:
"6. This section has been the subject matter of
interpretation in the various High Court of India, but
every case has to be decided on its own facts. The first
part of the section means that the offence committed in
prosecution of the common object must be one which is
committed with a view to accomplish the common
object. It is not necessary that there should be a
preconcert in the sense of a meeting of the members of
the unlawful assembly as to the common object; it is
enough if it is adopted by all the members and is
shared by all of them. In order that the case may fall
under the first part the offence committed must be
connected immediately with the common object of the
unlawful assembly of which the accused were
members. Even if the offence committed is not in direct
prosecution of the common object of the assembly, it
may yet fall under section 149 if it can be held that the
-
offence was such as the members knew was likely to
be committed. The expression 'know' does not mean a
mere possibility, such as might or might not happen.
For instance, it is a matter of common knowledge that
when in a village a body of heavily armed men set out
to take a woman by force, someone is likely to be killed
and all the members of the unlawful assembly must be
aware of that likelihood and would be guilty under the
second part of section 149. Similarly, if a body of
persons go armed to take forcible possession of the
land, it would be equally right to say that they have the
knowledge that murder is likely to be committed if the
circumstances as to the weapons carried and other
conduct of the members of the unlawful assembly
18
clearly point to such knowledge on the part of them
all."
22. In Shambhu Nath Singh and Ors. Vs. State of
Bihar [AIR 1960 SC 725], this Court held that members
of an unlawful assembly may have a community of object
upto a certain point beyond which they may differ in their
objects and the knowledge possessed by each member of
what is likely to be committed in prosecution of their
common object may vary not only according to the
information at his command but also according to the
extent to which he shares the community of object. As a
consequence, the effect of Section 149 of the Indian Penal
Code may be different on different members of the same
unlawful assembly. Decisions of this Court Gangadhar -
Behera and Others Vs. State of Orissa [2002 (8) SCC
381] and Bishna Alias Bhiswadeb Mahato and Others
Vs. State of West Bengal [2005 (12) SCC 657]
similarly explain and reiterate the legal position on the
subject.
19
23. In the case at hand, there is, in our opinion, no
evidence to show that the appellant knew that in
prosecution of the common object of preventing the putting
up of the fence around the chapel the members of the
assembly or any one of them was likely to commit the
murder of the deceased. There is indeed no evidence to
even show that the appellant knew that Anthony D'Souza
was carrying a knife with him, which he could use. The
evidence on the contrary is that after stabbing the
deceased Anthony D'Souza had put the knife back in the
cover from where he had drawn it. The conduct of the
members of the assembly especially the appellant also does
not suggest that they intended to go beyond preventing the
laying of the fence, leave alone committing a heinous
offence of murder of a person who had fallen to the ground
-
with a simple blow and who was being escorted away from
the spot by his companions. We have, therefore, no
hesitation in holding that the Courts below fell in error in
convicting the appellant for murder with the aid of Section
149 of the IPC.
20
24. Having said that, we have no manner of doubt that the
conviction of the appellant for offences punishable under
Sections 143, 148, 323 and 325 read with Section 149 of
the IPC is perfectly justified. The evidence on record clearly
makes out a case against the appellant under those
provisions and the Courts below have rightly found him
guilty on those counts. In fairness to Mr. Luthra, we must
mention that even he did not assail the conviction of the
appellant under those provisions. What was argued by the
learned counsel is that this Court could reduce the sentence
to the period already undergone by the appellant having
regard to the fact that the incident in question had taken
place nearly 15 years back and the appellant had not only
suffered the trauma of a prolonged trial and uncertainty but
his life had also suffered a setback, in as much Antonetta
had divorced him. Mr. Luthra submitted that the appellant
-
was a first offender and being a middle aged man, could be
spared the ignominy and hardship of a jail term at this
stage of his life when he was ready to abide by any
21
directions of this Court regarding compensation to the
victims of the incident. Support for his submissions was
drawn by Mr. Luthra from the decisions of this Court in
Hansa Vs. State of Punjab [1977 (3) SCC 575] and
Hari Singh Vs. Sukhbir Singh & Others [1988 (4) SCC
551]. In Hansa's case (supra), the accused had been
convicted for an offence under Section 325 and sentenced
to undergo one year rigorous imprisonment. The High Court
had, however, given the accused the benefit of probation of
offenders Act, and let him off on his giving a bond for good
conduct for a year. This Court held that the power vested
in the Court had been correctly exercised. Even in Hari
Singh's case (supra), the court granted a similar benefit to
a convict under Section 325 who had been sentenced to
undergo two years rigorous imprisonment. The Court in
addition invoked its power under Section 357 of the Cr.P.C.
to award compensation to the victim, and determined the
amount payable having regard to the nature of the injury -
inflicted and the paying capacity of the appellant. This
Court said:
22
"10. Sub-section (1) of Section 357 provides power to
award compensation to victims of the offence out of the
sentence of fine imposed on accused. In this case, we
are not concerned with sub-section (1). We are
concerned only with sub-section (3). It is an important
provision but courts have seldom invoked it. Perhaps
due to ignorance of the object of it. It empowers the
court to award compensation to victims while passing
judgment of conviction. In addition to conviction, the
court may order the accused to pay some amount by
way of compensation to victim who has suffered by the
action of accused. It may be noted that this power of
courts to award compensation is not ancillary to other
sentences but it is in addition thereto. This power was
intended to do something to reassure the victim that he
or she is not forgotten in the criminal justice system. It
is a measure of responding appropriately to crime as
well of reconciling the victim with the offender. It is, to
some extent, a constructive approach to crimes. It is
indeed a step forward in our criminal justice system.
We, therefore, recommend to all courts to exercise this
power liberally so as to meet the ends of justice in a
better way.
11. The payment by way of compensation must,
however, be reasonable. What is reasonable, may
depend upon the facts and circumstances of each case.
The quantum of compensation may be determined by
taking into account the nature of crime, the justness of
claim by the victim and the ability of accused to pay. If
there are more than one accused they may be asked to
pay in equal terms unless their capacity to pay varies
considerably. The payment may also vary depending
upon the acts of each accused. Reasonable period for
payment of compensation, if necessary by instalments,
may also be given. The court may enforce the order by
imposing sentence in default."
25. Section 357 of the Code of Criminal Procedure
embodies the concept of compensating the victim of a -
crime and empowers the courts to award a suitable
amount. This power, it goes without saying, shall be
23
exercised by the Courts having regard to the nature of the
injury or loss suffered by the victim as also the paying
capacity of the accused. That the provision is wide enough
to cover a case like the present where the appellant has
been found guilty of offences punishable under Sections
323 & 325 of the IPC has not been disputed before us.
Indeed Mr. Luthra relied upon the provision and beseeched
this Court to invoke the power to do complete justice short
of sending the appellant back to the prison. Mrs.
Subhashini also in principle did not have any quarrel with
the proposition that the power was available and can be
exercised, though according to her, the present being a
gross case of unprovoked violence against law abiding
citizens the exercise of the power to compensate the
victims ought not to save accused from suffering a
deterrent punishment warranted under law.
26. Prof. Andrew Ashworth of Oxford University Centre for
Criminological Research has in the handbook of Criminology
-
24
authored by him referred to what are called "Restorative
and Reparative Theories" of punishment. The following
passage from the book is, in this regard, apposite:
"Restorative and Reparative Theories
These are not theories of punishment, rather, their
argument is that sentences should move away from
punishment of the offender towards restitution and
reparation, aimed at restoring the harm done and
calculated accordingly. Restorative theories are
therefore victim-centred, although in some versions
they encompass the notion of reparation to the
community for the effective crime. They envisage less
resort to custody, with onerous community based
sanctions requiring offenders to work in order to
compensation victims and also contemplating support
and counselling for offenders to regenerate them into
the community. Such theories therefore tend to act on
a behavioural premises similar to rehabilitation, but
their political premises is that compensation for victims
should be recognised as more important than notions
of just punishment on behalf of the State"
27. The provision for payment of compensation has been
in existence for a considerable period of time on the statute
book in this country. Even so, criminal courts have not, it
appears, taken significant note of the said provision or
exercised the power vested in them thereunder. The Law
Commission in its 42nd Report at para 3.17 refers to this
regrettable omission in the following words:
25
"We have a fairly comprehensive provision for payment
of compensation to the injured party under Section 545
of the Criminal Procedure Code. It is regrettable that
our courts do not exercise their statutory powers under
this Section as freely and liberally as could be desired.
The Section has, no doubt, its limitations. Its
application depends, in the first instance, on whether
the Court considers a substantial fine proper
punishment for the offence. In the most serious cases,
the Court may think that a heavy fine in addition to
imprisonment for a long terms is not justifiable,
especially when the public prosecutor ignores the plight
of the victim of the offence and does not press for
compensation on his behalf."
28. In Manish Jalan Vs. State of Karnataka (2008) 8
SCC 225, even this Court felt that the provision regarding
award of compensation to the victims of crimes had not
been made use by the Courts as often as it ought to be.
This Court observed:
"Though a comprehensive provision enabling the Court
to direct payment of compensation has been in
existence all through but the experience has shown
that the provision has really attracted the attention of
the Courts. Time and again the Courts have been
reminded that the provision is aimed at serving the
social purpose and should be exercised liberally yet the
results are not heartening."
29. In the above case the appellant had been convicted
under Sections 279 and 304A of the IPC. The substantive
sentence of imprisonment was in that case reduced by this
-
26
Court to the period already undergone with payment of fine
and a compensation of an amount of rupees one lakh to the
mother of the victim. Reference may also be made to the
decision of this Court in Rachpal Singh and Anr. Vs.
State of Punjab AIR 2002 SC 2710, where this Court
emphasised the need to assess and award compensation by
the accused to the gravity of the offence, needs of the
victim's family as also the paying capacity of the accused.
30. Coming to the case at hand we need to keep in mind
that the incident in question had taken place as early as in
the year 1997. The appellant has faced a prolonged trial
and suffered the trauma of uncertainty arising out of his
conviction by the Trial Court and the High Court in appeal.
Besides the appellant have had no criminal antecedents or
involvement in any case, before or after the incident in
question. He has already undergone nearly three months
of imprisonment out of the sentence awarded to him. He
has, in the above backdrop, offered to compensate the
victims of the incident in question suitably. Mr. Luthra
submitted on instructions that the appellant is running a -
27
hotel in Goa and is earning an amount of Rs.10-12 lakhs
per year from the same implying thereby that he is in a
position to deposit the amount of compensation ordered by
this Court. In the totality of the above circumstances, we
are inclined to interfere in so far as the quantum of
sentence awarded under Section 325 of the IPC is
concerned.
31. In the result, we allow this appeal in part, set aside
the conviction and sentence awarded to the appellant under
Section 302 read with Section 149 of the IPC and acquit the
appellant of that charge. The conviction of the appellant for
offences punishable under Sections 323 and 325 of the IPC
is affirmed and the appellant is sentenced to the period of
imprisonment already undergone by him. We further direct
that the appellant shall deposit a sum of Rs.3,00,000/-
towards compensation to be paid to the widow of the
deceased Shri Felix Felicio Monteiro, failing her to his
surviving legal heirs. A sum of Rs.1,00,000/- shall be
similarly deposited towards compensation payable to Shri
Salish Monteiro, besides a sum of Rs.50,000/- to be paid to
Ms. Conceicao Monteiro failing to their legal
28
representatives. The deposit shall be made within two
months from today failing which the sentence of one year
awarded to the appellant shall stand revived and the
appellant taken in custody to serve the remainder of the
period. The appeal is disposed of with the above
modification and directions.
..................................J.
(ASOK KUMAR GANGULY)
....................................J.
(T.S. THAKUR)
New Delhi
February 1, 2012
29
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