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Wednesday, October 31, 2012

the question of the competence of the commanding officer of the accused, who signed and issued the charge sheet, to convene and conduct the summary court-martial against that very accused. - Section 116 provides that the summary court-martial may be held by the commanding officer of any corps, department or detachment of the regular Army, and he shall alone constitute the court. - There is no violation of principles of natural justice. No illegality has been committed in convening the summary court-martial by the commanding officer nor there is any illegality in the conduct of the summary court- martial. The respondent pleaded guilty to the charge before the summary court-martial and the summary court-martial found him guilty. It was only then that the order of dismissing the respondent from service was passed. It is now settled that no reasons are required to be recorded by the court-martial. 23. Civil appeal is allowed. The judgment and order of the Single Judge dated 7.09.2006 and the order of the Division Bench dated 28.08.2008 are set aside. No order as to costs.


                                                                  REPORTABLE


                        IN THE SUPREME COURT OF INDIA
                        CIVIL APPELLATE JURISDICTION


                      CIVIL  APPEAL NO. 1961   OF 2010






        Union of India & Ors.                    …. Appellants


                                   Versus




        Dinesh Prasad
        ….Respondent








                                  JUDGMENT




        R.M. Lodha, J.






                This appeal raises the question of the  competence  of  the
        commanding officer of the  accused,  who  signed  and  issued   the
        charge sheet, to convene  and  conduct  the  summary  court-martial
        against that very accused.
        2.      The above question arises  in  this  way.  The  respondent,
        Dinesh Prasad, joined the 11th Assam Rifles  as  washerman/rifleman
        in 1995. For the period between 26.07.1998 and 11.10.2000 (FN),  he
        absented himself from unit unauthorisedly while in active  service.
        On 03.08.2001, Col. A.S. Sehrawat, Commandant, under his  signature
        served a charge sheet under Section 39(a) of  the  Army  Act,  1950
        (for short, ‘Army Act’) on the respondent for the  absence  without
        leave for 808  days.  The  Commandant  constituted  summary  court-
        martial to try the respondent for the above charge.  The respondent
        pleaded guilty to the charge before the summary court-martial.  The
        summary court- martial, after taking into consideration  the  facts
        and circumstances of  the  case,  passed  an  order  on  04.08.2001
        dismissing the respondent from service.  The Reviewing Officer  has
        confirmed the punishment of dismissal from the service  awarded  to
        the respondent.
        3.      The respondent challenged the punishment awarded to him  by
        the summary court-martial  in a writ petition  before  the  Gauhati
        High Court. The respondent (petitioner therein)  explained  in  the
        writ petition the reason for his absence. According to him, he lost
        his mental balance while in service and was suffering  from  mental
        depression.  At the time of arguments before the Single  Judge,  it
        was submitted on  his  behalf  that  the  very  Commandant  of  the
        Battalion, who signed and issued  the charge sheet to him, convened
        and presided over the summary court-martial and  on  conclusion  of
        which the punishment of dismissal from service  was  imposed  which
        vitiated the court-martial proceedings  as he  was  denied  a  fair
        trial.
        4.      The learned Single Judge held that while issuing  a  charge
        sheet the Commandant tentatively made up his mind  that  there  was
        some material against the delinquent and accordingly, after  having
        issued charge sheet, Col. A.S. Sehrawat, who was Commandant of  the
        Battalion, ought not to have convened the court-martial and in  any
        event ought not to have conducted the  proceedings  of  the  court-
        martial leading to the punishment of dismissal  from  the  service.
        The  Single  Judge  held  that  in  the  facts  of  the  case,  the
        proceedings  of  the  summary  court-martial   held   against   the
        delinquent were vitiated on account of likelihood of bias.  By  the
        judgment and order dated 07.09.2006, the Single Judge  allowed  the
        writ  petition  and  set  aside  the  respondent’s  dismissal  from
        service.  It was observed, however, that it would be open  for  the
        concerned authority to proceed in the matter afresh  in  accordance
        with law, if it so desired.
        5.      Being not satisfied  with  the  judgment  and  order  dated
        07.09.2006, the present  appellants  preferred  writ  appeal.   The
        Division Bench of the Gauhati High Court found  that under  Section
        116 of the Army Act, the summary court-martial proceedings could be
        held  by  the  commanding  officer  of  any  corps,  department  or
        detachment of the regular Army and it need not necessarily  be  the
        commanding officer of  the  Battalion  in  which  the  accused  was
        serving.   The Division Bench thus in its order of  28.08.2008  was
        of the view that there was no justification to interfere  with  the
        view taken and the conclusion reached by the Single  Judge  in  the
        impugned judgment.  It is from this order that the  present  appeal
        by special leave has arisen.
        6.       It  is  necessary  to  refer  to  the  relevant  statutory
        provisions in the Army Act and the Army  Rules,  1954  (for  short,
        ‘Army Rules’)  for consideration of the question raised before  us.
        Section 3(v) defines ‘commanding officer’ as under:

                       “S.3(v)-  "commanding  officer",  when  used  in  any
                       provision of this Act, with reference to any separate
                       portion of the regular  army  or  to  any  department
                       thereof, means the officer whose duty it is under the
                       regulations of the regular Army, or in the absence of
                       any such regulations, by the custom of  the  service,
                       to discharge with respect  to  that  portion  of  the
                       regular Army or that department, as the case may  be,
                       the functions of a commanding officer  in  regard  to
                       matters  of  the  description  referred  to  in  that
                       provision”.



        7.      Section 4 of the Army Act makes applicable  its  provisions
        to certain forces under the Central Government. In exercise of  the
        powers conferred by sub-section (1) of Section 4 of the  Army  Act,
        the Central Government has issued SRO 117 dated 28.03.1960 and  SRO
        318 dated 6.12.1962. SRO 318 has been subsequently amended  by  SRO
        325 dated 31.8.1977. SRO 318 dated 6.12.1962 (as amended by SRO 325
        dated 31.8.1977) reads as follows:
                       “S.R.O. 318 dated 6th December, 1962 (as  amended  by
                       S.R.O.  No.  325  dated  31st  August,  1977).  -  In
                       exercise of the powers conferred by  sub-section  (1)
                       of  Section  4  of  the  Army  Act,  1950    and   in
                       supersession of the notification of the Government of
                       India in the late Affair Department  No.  93-X  dated
                       25th June 1942, as subsequently amended, the  Central
                       Government hereby –
                       (i) Applies  to every unit of the Assam Rifles,  (and
                       to recruits and personnel or the  said  Assam  Rifles
                       when  undergoing  training  in  any   army   training
                       establishments) being a force raised  and  maintained
                       in India under authority  of the Central  Government,
                       all the provisions of  the  said  Act,  except  those
                       specified in Part A of the Schedule  annexed  hereto,
                       subject to the modifications set forth in Part  B  of
                       the that (sic) Schedule, when attached   to or acting
                       with any  body of the regular army; and
                       (ii)       suspends, while this notification  remains
                       in force the operation of sections 6,7,8 and 9 of the
                       Assam Rifles Act, 1941 (5 of 1941)”.


        8.      Chapter VI  of  the  Army  Act  deals  with  the  offences.
        Sections 34 to 70 fall under Chapter VI.  Section 39, to the extent
        it is relevant, reads as under:-


                       “39. Absence without leave.- Any  person  subject  to
                       this Act who commits any of the  following  offences,
                       that is to say, -
                         (a) absents himself without  leave; or
                         (b) to (g)  ……………….


                       shall on conviction by court-martial,  be  liable  to
                       suffer imprisonment   for a term which may extend  to
                       three years or such less punishment as is in this Act
                       mentioned”.


        9.      Section 108 describes the  kinds  of  courts-martial.   The
        said provision reads as under:
                       “108. Kinds of courts-martial. – For the purposes  of
                       this Act there shall be four kinds of courts-martial,
                       that is to say, -


                          (a) general courts-martial;
                          (b) district courts-martial;
                          (c ) summary general courts-martial; and
                          (d) summary courts-martial”.




        10.     Section 116 provides that the summary court-martial may  be
        held  by  the  commanding  officer  of  any  corps,  department  or
        detachment of the regular Army, and he shall alone  constitute  the
        court.  As per sub-section (2)  of  Section  116,  the  proceedings
        shall be attended throughout by two  other  persons  who  shall  be
        officers or junior commissioned officers or one of either, and  who
        shall not as such, be sworn or affirmed.
        11.     Section 71 provides for punishments  awardable  by  courts-
        martial.   One of the punishments that is awardable by the  courts-
        martial is dismissal  of the delinquent from service.
        12.     The Army Rules have been framed by the  Central  Government
        in exercise of its powers under Section 191  for  the  purposes  of
        carrying into effect the provisions of the Army Act.  The powers of
        the commanding officers in relation to investigation of charges and
        trial by court-martial are provided in Chapter V of the Army Rules.
         Rule 31 provides that the charge sheet  shall  be  signed  by  the
        commanding officer of the accused and shall contain the  place  and
        date of such signature.


        13.     Rule 39 deals with ineligibility  and  disqualification  of
        officers for court-martial.  It reads as under:
                       “39 Ineligibility  and    disqualification  of
                       officers  for    court-martial;

                       (1) An officer is not eligible for serving on a court-
                       martial if he is not subject to the Act.


                       (2) An officer  is  disqualified  for  serving  on  a
                       general or district court-martial if he--


                            (a) is an officer who convened the Court; or


                            (b) is the prosecutor  or  a  witness  for  the
                            prosecution; or


                            (c) investigated the charges before  trial,  or
                            took down the summary of  evidence,  or  was  a
                            member of a court  of  inquiry  respecting  the
                            matters  on  which  the  charges  against   the
                            accused  are  founded,  or  was  the  squadron,
                            battery, company, or other commander, who  made
                            preliminary inquiry into the  case,  or  was  a
                            member of a previous court-martial which  tried
                            the accused in respect of the same offence; or


                            (d) is the commanding officer of  the  accused,
                            or of the corps to which the  accused  belongs;
                            or


                            (e) has a personal interest in the case.


                       (3) The provost-marshal or assistant  provost-marshal
                       is disqualified from  serving  on  a  general  court-
                       martial or district court-martial.”





        14.     Rules 106  to  133  of  the  Army  Rules  provide  for  the
        proceedings for conduct  of  summary  court-martial.   The  summary
        court-martial has to follow the procedure provided in these  Rules.
        Arraignment of the accused is provided in Rule 111. Rule 115  deals
        with general plea of ‘guilty’ or ‘not guilty’.  Rule 116 deals with
        the procedure  after  plea  of  ‘guilty’.   Rule  116  provides  as
        follows:

                       “116 Procedure after plea of "Guilty":-


                       (1) Upon the record of the plea of "Guilty", if there
                       are other charges in the same charge-sheet  to  which
                       the plea is  "Not  Guilty",  the  trial  shall  first
                       proceed with respect  to  the  latter  charges,  and,
                       after the finding of  these  charges,  shall  proceed
                       with the charges on which a plea of "Guilty" has been
                       entered; but if they  are  alternative  charges,  the
                       Court may either proceed  with  respect  to  all  the
                       charges as if the accused had not pleaded "Guilty" to
                       any charge, or may, instead of trying him,  record  a
                       finding upon any one of the  alternative  charges  to
                       which he has pleaded "Guilty" and a finding  of  "Not
                       Guilty" upon all the other alternative charges.


                       (2) After the record of the plea  of  "Guilty"  on  a
                       charge (if the trial does not proceed  on  any  other
                       charges),  the  Court  shall  read  the  summary   of
                       evidence, and annex it to the proceedings or if there
                       is no such summary, shall take and record  sufficient
                       evidence to enable it to determine the sentence,  and
                       the reviewing officer to know all  the  circumstances
                       connected with the offence.  The  evidence  shall  be
                       taken in like manner as is directed by these rules in
                       case of a plea of "Not Guilty".


                       (3) After  such  evidence  has  been  taken,  or  the
                       summary of evidence has been read, as  the  case  may
                       be, the accused may address the Court in reference to
                       the charge and in mitigation of  punishment  and  may
                       call witnesses as to his character.


                       (4) If from the statement of the accused, or from the
                       summary of evidence, or otherwise, it appears to  the
                       Court that the accused did not understand the  effect
                       of his plea of "Guilty",  the court shall  alter  the
                       record and enter a plea of “Not Guilty”, and  proceed
                       with the trial accordingly.”


                       (5)  If a plea of "Guilty" is recorded and the  trial
                       proceeds with respect to other charges  in  the  same
                       charge-sheet, the proceedings under sub-rules (2) and
                       (3) shall take place when the findings on  the  other
                       charges in the same charge-sheet are recorded.


                       (6) When the accused states anything in mitigation of
                       punishment which in the opinion of the Court requires
                       to be proved, and would, if proved, effect the amount
                       of punishment, the court may permit  the  accused  to
                       call witnesses to prove the same.


                       (7) In any case  where  the  Court  is  empowered  by
                       section 139 to find the accused guilty of an  offence
                       other than that charged, or guilty of  committing  an
                       offence in circumstances involving a less  degree  of
                       punishment, or where  it  could,  after  hearing  the
                       evidence, have  made  a  special  finding  of  guilty
                       subject to exceptions  of  variations  in  accordance
                       with sub-rule (3) of rule  121,  it  may,  if  it  is
                       satisfied of the justice of such  course  accept  and
                       record a plea of guilty of such other offence, or  of
                       the offence as having been committed in circumstances
                       involving such less degree of punishment, or  of  the
                       offence  charged  subject  to  such   exceptions   or
                       variations”.



        15.     Rule 123 provides for  procedure on conviction and Rule 124
        deals  with  the  sentence.  Rule  187(3)(a)  provides  that  every
        battalion is ‘corps’ for the purpose of summary court-martial.
         16.    It may be immediately stated that   by virtue of Section  4
        of the Army Act read with S.R.O.318 dated 6.12.1962 (as amended  by
        S.R.O.  325  dated  31.08.1977),  the  Army   Act  has  been   made
        applicable to the Assam Rifles.  The respondent was thus subject to
        the provisions of the Army Act.
        17.     That the Commandant,  Col. A.S. Sehrawat, signed and issued
         the charge sheet to the respondent and  convened and presided over
        the summary court-martial is not in dispute.  It  is  also  not  in
        dispute that the summary court-martial presided over by  Col.  A.S.
        Sehrawat awarded to the respondent   the  punishment  of  dismissal
        from service. Whether the above procedure has vitiated  the  court-
        martial proceedings against the respondent is  the  question.   The
        courts-martial are of four kinds, (a) general  courts-martial;  (b)
        district courts-martial; (c) summary  general  courts-martial;  and
        (d) summary courts-martial as per Section 108.  Rule 39 of the Army
        Rules deals with ineligibility and disqualification of officers for
        court-martial.  In terms of this Rule, an officer  is  disqualified
        for serving  on general court-martial or district court-martial  if
        he is an officer who convened the court.  A commanding  officer  of
        the accused or of the corps to which the accused  belongs  is  also
        disqualified for serving on general court-martial or district court-
        martial.   However, no disqualification is attached to the  officer
        who convened the court or the commanding officer of the accused  or
        of the corps to which the accused belongs for serving on the  other
        two kinds of  courts-martial,   namely,   summary  general  courts-
        martial  or     summary  courts-martial.  There  is   neither   any
        impediment nor embargo in the Army Act or the  Army  Rules  for  an
        officer who convened the summary general courts-martial or  summary
        courts- martial or the commanding officer of the accused or of  the
        corps to which the accused belongs to serve on such court.  Section
        116 of the Army Act rather provides that  a  summary  court-martial
        may be held by the commanding officer of  any corps, department  or
        detachment of the regular Army and  he shall alone   constitute the
        court (summary court-martial).    If  the  provision  contained  in
        Section 116 of the Army Act is read with Rules 31 and   39  of  the
        Army Rules, there  remains  no  manner  of  doubt  that  Col.  A.S.
        Sehrawat, who was commanding officer of  the  respondent,  did  not
        suffer from any disability, ineligibility  or  disqualification  to
        serve  on the summary court-martial to try the  respondent  despite
        the fact that he signed and issued  the charge  sheet  against  the
        respondent.
        18.      As a matter of fact,  the  competence  or  eligibility  of
        Col. A.S. Sehrawat to serve on the summary court-martial for  trial
        of the respondent was not at all put in issue by the respondent  in
        the entire writ  petition.   The  petitioner  therein  set  up  the
        following grounds,  namely; (1) the charge against  the  petitioner
        for absenting himself without leave being an offence under  Section
        39(a) of the Army Act   has to be proved  beyond reasonable  doubt;
        (2) the petitioner’s   absence  from  Unit   Headquarters  was  not
        willful and intentional;  it was for the reason beyond his control;
         and (3)  the punishment  awarded  by the summary court-martial was
        not rational and commensurate with the offence proved; it  did  not
        maintain the proportion; the punishment was oppressive  and out  of
        tune of the occasion.  It was  only  in  the  course  of  arguments
        before the  learned Single Judge that  a  submission  was  made  on
        behalf of the petitioner that the very Commandant of the Battalion,
        who signed and issued  the  charge  sheet  to  him,   convened  and
        presided over the summary court-martial and on  conclusion of which
        the punishment of dismissal from service was imposed which vitiated
        the court-martial proceedings  as he was denied a fair  trial.   In
        our view, the   learned  Single  Judge  was  clearly  in  error  in
        allowing such argument.  Firstly, the argument was  raised  without
        any foundation in  the  writ  petition.    No  plea  of  actual  or
        likelihood of bias was raised in the writ petition.  There was also
        no plea  taken in the writ petition that he was denied  fair  trial
        in the course  of   summary  court-martial.    Secondly,  and  more
        importantly, the learned Single Judge overlooked  and  ignored  the
        statutory provisions referred to hereinabove.  The  Division  Bench
        also failed in considering the matter in right perspective  and  in
        light of the provisions  in the Army Act and the Army Rules.
        19.     Absence without leave is one of the offences under the Army
        Act.  On conviction by the court-martial of the said offence,   the
        offender is liable to suffer imprisonment  for  a  term  which  may
        extend to three years.  Alternatively, for such offence any of  the
        punishments provided in Section 71 may be  awarded  by  the  court-
        martial. Clause (e) of  Section  71  provides  dismissal  from  the
        service as one of  the punishments awardable by  the  court-martial
        for such an offence.  The respondent was  served  with  the  charge
        sheet which was in conformity with Rule 31 of the  Army  Rules  and
        Sections 39 and 116 of the Army Act.    The  respondent  admittedly
        absented himself from unit line for 808 days.  He  did  not  obtain
        any leave. He pleaded guilty before the summary court-martial.  The
        summary court-martial followed the procedure  provided  under  Rule
        116 of the Army Rules  and awarded punishment   of  his   dismissal
        from service.   Neither constitution of the  summary  court-martial
        nor the procedure followed by that court can be said to suffer from
        any illegality.   The facts are  eloquent  inasmuch  as  respondent
        remained absent without leave  for  more  than  two  years  in  the
        service of about five years.  The order of dismissal, in the  facts
        and circumstances of the case, by no stretch of imagination, can be
        said to be disproportionate or oppressive or founded on  extraneous
        consideration.
        20.     The decision of this Court in Vidya  Parkash  v.  Union  of
        India and  Ors[1].  squarely  applies  to  the  present  situation.
        Unfortunately, the judgment in Vidya Parkash1 was  not  brought  to
        the notice of the Single Judge and the Division Bench.   The  facts
        in Vidya Parkash1 were these:  the appellant was posted as Jawan in
        Panagarh. He left Panagarh with his wife and  children  for  Kanpur
        without taking any leave.  According to  Vidya Parkash,  he  became
        unwell and he was under treatment of a doctor.  When he reported to
        Panagarh unit with  his   fitness  certificate,   he  was    served
        with a charge sheet wherein it was ordered  by  Major  P.S.  Mahant
        that he would be tried by summary court-martial.  The summary court-
        martial which was presided over by Major P.S.  Mahant  ordered  his
        dismissal from service.  Vidya Parkash challenged that order  in  a
        writ petition before Delhi High Court.  Inter alia,   a   plea  was
        set up  that the commanding  officer  Major  P.S.  Mahant  was  not
        legally competent to preside over  a  summary  court-martial.   The
        Division Bench of the Delhi High Court dismissed the writ petition.
         It was held that no objection was taken as to  the  competence  of
        Major P.S. Mahant to act as a Judge in summary  court-martial.   It
        was from the order of the  Delhi High Court that the matter reached
        this Court.  This Court   considered  Sections 108 and 116  of  the
        Army Act,   Rule 39(2) of the Army Rules and held that the  summary
        court martial held  by the commanding officer Major P.S. Mahant was
        in accordance with the provisions of Section 116 of the  Army  Act.
        This Court further observed :
                         “13   -   The  Commanding  Officer  of  the  Corps,
                       Department or Detachment of the Regular Army to which
                       the  appellant  belongs,  is   quite   competent   in
                       accordance with the provisions of Section 116 of  the
                       said Act and as such the constitution of the  summary
                       court martial by the Commanding Officer of the  Corps
                       cannot be questioned as illegal or incompetent. It is
                       neither a general court martial nor a district  court
                       martial where the  appellant's  case  was  tried  and
                       decided. In case of general court martial or district
                       court martial Rule 39(2) of the Army Rules,  1954  is
                       applicable  and  the  Commanding   Officer   is   not
                       competent  to  convene  general  or  district   court
                       martial. The summary court martial was  held  by  the
                       Commanding Officer of the corps,  Major  P.S.  Mahant
                       and there are two other officers including Capt. K.J.
                       Singh and another officer to attend the  proceedings.
                       In such  circumstances,  the  summary  court  martial
                       having been convened by the Commanding Officer of the
                       corps according to the provisions of  the  Army  Act,
                       1950, the first submission  made  on  behalf  of  the
                       appellant fails.”


        21.     The  legal  position  exposited  by  this  Court  in  Vidya
        Parkash1 renders the impugned judgments unsustainable.
        22.     Learned counsel for the respondent  placed  heavy  reliance
        upon the decisions  of this Court in Punjab National Bank  and Ors.
        v. Kunj Behari Misra[2], Maneka Gandhi v. Union of India &  Anr.[3]
        and Roop Singh   Negi v.  Punjab  National  Bank  &  Ors.[4]  ,  in
        support of his submission that the order of dismissal from  service
        by the summary court-martial was in  violation   of  principles  of
        natural justice.  We are afraid none of  these  decisions  has  any
        application to  the  facts  of  the  present  case.   There  is  no
        violation of principles of natural justice. No illegality has  been
        committed in convening the summary court-martial by the  commanding
        officer nor there is any illegality in the conduct of  the  summary
        court- martial.  The respondent pleaded guilty to the charge before
        the summary court-martial and the summary court-martial found   him
        guilty.  It  was  only  then  that  the  order  of  dismissing  the
        respondent from service was passed.  It  is  now  settled  that  no
        reasons are required to be  recorded  by the court-martial.
         23.    Civil appeal is allowed.   The judgment and  order  of  the
        Single Judge dated 7.09.2006 and the order of  the  Division  Bench
        dated  28.08.2008 are set aside.  No order as to costs.




                                                                 ………………………J.
                                                           (R.M. Lodha)




                                                             .....……………………J.
                                                                 (Anil   R.
        Dave)
        NEW DELHI
        OCTOBER 30, 2012.






        -----------------------
[1]       (1988) 2 SCC 459
[2]       (1998) 7 SCC 84
[3]       AIR 1978 SC 597
[4]       (2009) 2 SCC 570