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import of toxic wastes from industrialized countries to India, despite such wastes being hazardous to the environment and life of the people of this country. The Writ Petitioner sought to challenge the decision of the Ministry of Environment and Forests permitting import of toxic wastes in India under the cover of recycling, which, according to the Petitioner, made India a dumping ground for toxic wastes.= by reasserting the interim directions given with regard to the handling of hazardous wastes and ship breaking in the various orders passed in the writ petition from time to time and, in particular, the orders dated 13th October, 1997 and 14th October, 2003. The Central Government is also directed to ban import of all hazardous/toxic wastes which had been identified and declared to be so under the BASEL Convention and its different protocols. The Central Government is also directed to bring the Hazardous Wastes (Management & Handling) Rules, 1989, in line with the BASEL Convention and Articles 21, 47 and 48A of the Constitution. The further declaration sought for that without adequate protection to the workers and public, the aforesaid Rules are violative of the Fundamental Rights of the citizens and are, therefore, unconstitutional, is, however, rejected in view of what has been discussed hereinabove. 36. In the peculiar facts of the case, there will be no order as to costs.


|REPORTABLE              |

                        IN THE SUPREME COURT OF INDIA
                         CIVIL ORIGINAL JURISDICTION

                      WRIT PETITION (C) No.657 of 1995




1 RESEARCH FOUNDATION FOR SCIENCE,           … PETITIONER


2 TECHNOLOGY AND NATURAL RESOURCE


3 POLICY



                         VS.





           2 UNION OF INDIA & ORS.                            …
RESPONDENTS






                               J U D G M E N T



ALTAMAS KABIR, J.


1.    This writ petition has been  filed  by  the  Research  Foundation  for
Science Technology and Natural Resource Policy, through  its  Director,  Ms.
Vandna Shiva, for the following reliefs :
      “1.    direct  the  Union  of  India  banning  all  imports   of   all
           hazardous/toxic wastes;


      2.     direct  amendment  of  rules  in  conformity  with  the   BASEL
           Convention and Article 21, 47 and 48A  of  the  Constitution  as
           interpreted by this Court;


      3.    declare that without adequate  protection  to  the  workers  and
           public and without any provision of sound environment management
           of disposal of  hazardous/toxic  wastes,  the  Hazardous  Wastes
           (Management & Handling) Rules, 1989 are violative of Fundamental
           Rights and, therefore, unconstitutional;”

      On 29th October, 1995, this Court directed notice to issue on the writ
petition and also on the application for stay.

2.    The basic grievance of the Writ Petitioner  was  with  regard  to  the
import of toxic wastes from industrialized countries to India, despite  such
wastes being hazardous to the environment and life of  the  people  of  this
country.  The Writ Petitioner  sought  to  challenge  the  decision  of  the
Ministry of Environment and Forests permitting import  of  toxic  wastes  in
India under the cover of recycling,  which,  according  to  the  Petitioner,
made India a dumping ground for toxic wastes.  It  was  alleged  that  these
decisions were contrary to the provisions of  Articles  14  and  21  of  the
Constitution and also Article 47, which enjoins  a  duty  on  the  State  to
raise the standards of living and to improve public  health.   In  the  writ
petition it was also contended that Article  48A  provides  that  the  State
shall endeavour to protect and improve the environment and to safeguard  the
forests and wildlife of the country.

3.     In  the  writ  petition,  Ms.  Vandna  Shiva,  the  Director  of  the
Petitioner Foundation, who is a well-known environmentalist and  journalist,
while highlighting some of the tragedies which had occurred  on  account  of
either  dumping  or  release  of  hazardous  and  toxic  wastes   into   the
atmosphere, such as the tragedy  which  took  place  in  the  Union  Carbide
factory at Bhopal in 1984, referred to the BASEL Convention on  the  Control
of Transboundary Movements of Hazardous Wastes and their disposal.   It  was
submitted that an international awareness had been created under  the  BASEL
Convention against the movement of hazardous wastes and  their  disposal  in
respect  whereof  the  United  Nations  Environment  Programme  (UNEP)   had
convened  a  Conference  on  the  Global  Convention  on  the   Control   of
Transboundary  Movements  of  Hazardous  Wastes  pursuant  to  the  decision
adopted by the Governing Council of UNEP  on  17th  June,  1987.   The  said
Conference met at the European World Trade  and  Convention  Centre,  Basel,
from 20th to 22nd March, 1989. India also participated  in  the  Conference.
On the basis of the deliberations of the Committee, the BASEL Convention  on
the Control  of  Transboundary  Movements  on  Hazardous  Wastes  and  their
Disposal was adopted on 22nd March, 1989.  It was the grievance of the  Writ
Petitioner that since India became a signatory to the  BASEL  Convention  on
22nd September, 1992, it should have amended the  definition  of  “hazardous
wastes”, as provided in Article 3 read with Articles 4.1 and 13 of the  said
Convention. It was the further grievance of the Writ Petitioner  that  India
should have enacted laws in regard to the Transboundary Movement  procedures
with regard to  hazardous  wastes.   Some  of  the  relevant  provisions  of
Article 4 of the aforesaid Convention have been quoted in the writ  petition
and are extracted hereinbelow :

      1.    (a) Parties exercising their right to  prohibit  the  import  of
      hazardous wastes or other wastes for disposal shall inform  the  other
      parties of their decision pursuant to Article 13.


      (b) Parties shall prohibit or shall not permit the export of hazardous
      wastes and other wastes to  the  Parties  which  have  prohibited  the
      import of such wastes, when notified pursuant to sub-para (a) above.


      (c)   Parties shall  prohibit  or  shall  not  permit  the  export  of
      hazardous wastes and other wastes if the  State  of  import  does  not
      consent in writing to the specific import,  in  the  case  where  that
      State of import has not prohibited the import of such wastes.


      2.    Each Party shall take the appropriate measures to :
                       xxx                         xxx
      (c)   Ensure that persons involved  in  the  management  of  hazardous
      wastes or other wastes within it take such steps as are  necessary  to
      prevent pollution due to hazardous wastes  and  other  wastes  arising
      from such management and, if such pollution occurs,  to  minimize  the
      consequences thereof for human health and the environment;


      (d)   Ensure that the transboundary movement of hazardous  wastes  and
      other  wastes  is  reduced  to  the  minimum   consistent   with   the
      environmentally sound and efficient management of such wastes, and  is
      conducted in  a  manner  which  will  protect  human  health  and  the
      environment against the adverse effects which  may  result  from  such
      movement;
                       xxx                    xxx
      (g)   Prevent the import of hazardous wastes and other  wastes  if  it
      has reason to believe that the wastes in question will not be  managed
      in an environmentally sound manner.”


4.    Even restrictions on transboundary movement between parties  contained
in Article 6 of the Convention,  inter  alia,  provide  that  the  State  of
export shall not allow the exporter to commence the  transboundary  movement
until it has received written confirmation that the  notifier  has  received
from the State of  import  confirmation  of  the  existence  of  a  contract
between the exporter  and  the  disposer  specifying  environmentally  sound
management of the wastes in question.

5.     On  25th  March,  1994,  65  countries  which  participated  in   the
Convention agreed by consensus to ban all exports of hazardous  wastes  from
OECD to Non-OECD countries immediately. It is  the  grievance  of  the  Writ
Petitioner that inspite of such consensual decision to ban  all  exports  of
hazardous wastes from OECD to Non-OECD countries,  consistent  efforts  were
made by the industrialized countries to break down the  Non-OECD  solidarity
and to weaken the resolutions adopted at the BASEL Convention, and,  in  the
process, Asia was fast becoming a  vast  dumping  ground  for  international
waste traders.

6.    In the Writ Petition various instances were provided of  the  type  of
toxic wastes imported into the country under the garb  of  recycling.    The
Writ Petitioner has also drawn the attention of the Court to the  provisions
of the Hazardous Wastes (Management &  Handling)  Rules,  1989,  hereinafter
referred as the H.W.M.H. Rules, 1989, and complained of the  fact  that  the
same had not been implemented both by the Central Government and  the  State
Governments and Union Territories and  their  respective  Pollution  Control
Boards.

7.    Based on the said allegations, this  Court  initially  asked  all  the
State Governments and  Union  Territories  and  their  respective  Pollution
Control Boards to submit affidavits as to how  far  the  provisions  of  the
aforesaid Rules had been implemented.  The Central Government was  asked  to
file a comprehensive affidavit in  respect  thereof.   From  the  affidavits
filed, this Court appears to have come to the  conclusion  that  the  States
and their respective authorities did not seem to appreciate the  gravity  of
the matter and the need for taking prompt measures to  prevent  the  adverse
consequences of such neglect. In the said  background,  this  Court  by  its
order dated 13th October, 1997, appointed  a  High-Powered  Committee,  with
Prof. M.G.K. Menon as its Chairman, and referred 14 issues to the  Committee
on which it was required to give its report and recommendations.  Since  the
said 14 terms of reference are of great relevance in the matter of  disposal
of the writ petition, the same are reproduced hereinbelow :-
        “(1) Whether and to what extent the hazardous wastes listed  in  the
      Basel Convention have been banned by the  Government  and  to  examine
      which  other  hazardous  wastes,  other  than  listed  in  the   Basel
      Convention and the Hazardous Wastes (Management and  Handling)  Rules,
      1989, require banning.


        (2) To verify the present status of the  units  handling  hazardous
      wastes  imported  for  recycling  or  generating/recycling  indigenous
      hazardous  wastes  on  the  basis  of  information  provided  by   the
      respective States/UTs and determine the status  of  implementation  of
      the Hazardous Wastes (Management and Handling) Rules, 1989 by  various
      States/UTs and in the  light  of  directions  issued  by  the  Hon'ble
      Supreme Court.


        (3) What safeguards have been put in place to  ensure  that  banned
      toxic/hazardous wastes are not allowed to be imported?


        (4) What are the changes required in the existing laws to  regulate
      the functioning of units handling hazardous wastes and for  protecting
      the people (including  workers  in  the  factory)  from  environmental
      hazards?


        (5) To assess the adequacy of the existing facilities for  disposal
      of hazardous wastes in an environmentally sound  manner  and  to  make
      recommendations  about  the  most  suitable  manner  for  disposal  of
      hazardous wastes.


        (6) What is further required to be done  to  effectively  prohibit,
      monitor and regulate  the  functioning  of  units  handling  hazardous
      wastes keeping in view the existing body of laws?


        (7) To make recommendations as to what should be the  prerequisites
      for issuance of authorisation/permission under Rule 5 and Rule  11  of
      the Hazardous Wastes (Management and Handling) Rules, 1989.


        (8) To identify the criteria for designation of areas for  locating
      units handling hazardous wastes and waste disposal sites.


        (9) To determine as to whether the authorisations/permissions given
      by the State Boards for handling hazardous wastes  are  in  accordance
      with Rule 5(4) and Rule 11 of the Hazardous  Wastes  Rules,  1989  and
      whether the decision of the State Pollution Control Boards is based on
      any prescribed procedure of checklist.


        (10) To recommend a  mechanism  for  publication  of  inventory  at
      regular intervals giving areawise  information  about  the  level  and
      nature of hazardous wastes.


        (11) What should be the framework for reducing risks to environment
      and public health by stronger regulation and by  promoting  production
      methods and products which are ecologically friendly and  thus  reduce
      the production of toxics?


        (12) To consider any other related area as the Committee  may  deem
      fit.


        (13) To examine the quantum and nature  of  hazardous  waste  stock
      lying at the docks/ports/ICDs and recommend a mechanism for  its  safe
      disposal or re-export to the original exporters.


        (14) Decontamination of ships before they are exported to India for
      breaking.”


      Each one of the said terms of reference are  of  special  significance
as far as the reliefs prayed for in the writ petition  are  concerned.   The
said High Powered Committee, comprised of  experts  from  different  fields,
submitted its report after making a  thorough  examination  of  all  matters
relating to hazardous wastes.

8.    On 14th October, 2003, the Writ Petition was taken up  by  this  Court
to consider the report of  the  High  Powered  Committee  on  the  Terms  of
Reference  which  had  been  made   to   it.    Although,   initially,   the
deliberations with  regard  to  the  contents  of  the  Writ  Petition  were
confined to different toxic materials  imported  into  India,  at  different
stages of the proceedings, a good deal of emphasis came to be  laid  on  the
issue relating to imported waste oil lying in the ports and docks,  as  well
as on ship breaking. This Court observed that the ship  breaking  operations
could  not  be  allowed  to  continue,  without  strictly  adhering  to  all
precautionary principles, CPCB guidelines  and  upon  taking  the  requisite
safeguards, which have been dealt with extensively  in  the  report  of  the
High Powered Committee, which also included the working  conditions  of  the
workmen.

9.    One of the other issues which was required to be dealt  with  was  the
disappearance of hazardous  waste  from  authorized  ports/Indian  Container
Depots/Container Freight Stations and also  as  to  how  to  deal  with  the
containers lying there.  Since disappearance of hazardous waste was  one  of
the Terms of Reference, by order  dated  10th  December,  1999,  this  Court
directed that a list of importers who had made illegal imports be placed  on
record.  Since the same was not done, this  Court  on  3rd  December,  2001,
directed the Government to inquire into the matter, which  resulted  in  the
appointment of an eight-member Committee by the Government, chaired  by  Mr.
A.C. Wadhawan.  The report dated 26th July,  2002,  submitted  by  the  said
Committee suggested that action should be taken  against  the  importer  for
illegal import under the Customs Act,  1962,  and  also  under  the  Central
Excise Act, 1944.  This Court categorized the matter into  two  parts.   The
first part related to imports made and cleared, where the  consignments  had
already found their way to the  market.  The  second  part  related  to  the
stocks of hazardous waste lying at various  ports/ICDs/CFSs.   The  question
which arose was as to how the said stock was to be cleared from  where  they
were lying.  This Court was of the view that the stock in question could  be
divided into two categories; one, relating to imports of  goods  which  were
banned under the H.W.M.H. Rules, 1989, as amended  up  to  date  or  falling
under the banned  category  as  per  the  Basel  Convention  and  the  other
relating to waste in respect whereof there was no ban and  being  regulated,
it was permissible to recycle and reprocess the same within the  permissible
parameters by  specified  authorized  persons  having  requisite  facilities
under the Rules, as amended up to date.  The Court directed  that  the  said
consignments falling  under  the  said  category  were  to  be  released  or
disposed of or auctioned in terms of the Rules, to the registered  recyclers
and reprocessors.  However, in case the  importer  of  such  goods  remained
untraceable, the authorities were directed to deal  with  the  same  at  the
risk, cost and consequences of the importer.   It  was  specified  that  the
consignment of such importer could not be allowed to  remain  at  the  ports
etc. indefinitely, merely because the importer was not traceable.

10.   For the purpose of dealing with such consignments where  the  importer
could not be traced, this Court was of the view  that  the  same  should  be
dealt with, disposed  of/auctioned  by  a  Monitoring  Committee  which  was
appointed by the Court by the said order itself.  The  Monitoring  Committee
was comprised of existing  members  of  the  Committee  constituted  by  the
Ministry of Environment and Forests, along with one Dr. Claude Alvares,  NGO
and Dr. D.B. Boralkar.  The Committee  was  directed  to  oversee  that  the
directions of this Court were implemented in a time-bound fashion.

11.   One of the other issues which came up for  consideration  before  this
Court was the MARPOL Convention  which  made  it  compulsory  for  signatory
nations to allow discharge of sludge oil for the purposes of recycling.   In
the wake of the other issues  which  were  taken  up  by  this  Court  while
considering the report of  the  High  Powered  Committee  and  that  of  the
Wadhawan Committee, the issue relating  to  the  provisions  of  the  MARPOL
Convention was set apart for decision at a later stage.

12.   The original MARPOL Convention was signed on 17th February, 1973,  but
did not  come  into  force.  Subsequently,  in  combination  with  the  1978
Protocol, the Convention was brought into force on 2nd  October,  1983.   As
will be noticed from the acronym, the expression “MARPOL” is the short  form
of  “Marine  Pollution”.   The  same  was  signed  with  the  intention   of
minimizing pollution on the seas, which included dumping,  oil  and  exhaust
pollution.  Its object was to preserve the marine  environment  through  the
complete elimination of pollution by oil and other  harmful  substances  and
the minimization of accidental discharge of  such  substances.   As  far  as
this aspect of the matter is concerned, the Central Government was  directed
to file an affidavit indicating in detail how the said oil was  dealt  with.
The issue relating to the import of such sludge oil was left unresolved  for
decision at a subsequent stage.

13.   However, during the course of hearing  in  regard  to  the  import  of
waste oil purportedly in violation of the  H.W.M.H.  Rules,  1989,  the  two
dominating principles  relating  to  pollution,  namely,  the  polluter-pays
principle and precautionary principle, were examined at length.  The  report
of the Committee indicated that the hazardous waste oil  was  imported  into
the country in the garb of furnace oil and, in fact, the containers and  the
vessels in which they were being transported,  were  also  highly  polluted,
causing a tremendous  risk  to  the  environment  and  to  human  existence.
Ultimately, by the said order of  14th  October,  2003,  certain  directions
were given regarding the procedure  to  be  adopted,  with  regard  to  ship
breaking, to the Central Pollution Control  Board,  to  prepare  a  national
inventory for rehabilitation of  hazardous  waste  dump  sites.   The  State
Pollution Control Boards were directed to ensure that  all  parties  dealing
in hazardous chemicals which generated hazardous  wastes,  displayed  online
data in that regard outside their respective factories, on  the  pattern  of
Andhra Pradesh.  The Ministry of Environment and Forests were also  directed
to consider making provision for Bank Guarantees.   Certain  recommendations
were also made with regard to legislation in order  to  destroy  any  trans-
boundary movement of hazardous wastes or other wastes  and  to  punish  such
illegal trafficking stringently.

14.   The matter rested there and only interim directions  were  given  from
time to time till it surfaced again before the Court on 25th January,  2003.
 On this occasion,  the  focus  of  this  Court  was  directed  towards  the
presence of hazardous waste oil in  133  containers  lying  at  Nhava  Sheva
Port, as noticed by the High Powered Committee.  On the  directions  of  the
Court, the oil contained in the said 133 containers was sent for  laboratory
test to determine whether the same was hazardous waste oil  or  not.   After
such examination it was found  to  be  hazardous   waste.   Considering  the
detailed report submitted by the Commissioner of Customs (Imports),  Mumbai,
and the Monitoring Committee, and after  hearing  learned  counsel  for  the
parties, this Court  observed  that  the  issue  to  be  determined  in  the
proceedings was limited to the environment and in giving  proper  directions
for dumping consignments in question, having  regard  to  the  precautionary
principle and polluter-pays principle.  The main question before  the  Court
was whether only a direction was required to be issued for  the  destruction
of the consignment in order to protect the environment and, if not, in  what
other manner could the consignments be dealt with.   Having  considered  the
provisions  of  the  Basel  Convention  on  the  Control  of  Trans-Boundary
Movement of Hazardous Wastes and their  disposal,  and  the  report  of  the
Monitoring  Committing  recommending  destruction  of  the  consignments  by
incineration, but also keeping in mind the fact that  import  of  waste  oil
was permitted for the purpose of recycling, this Court directed  that  where
the consignment was  found  fit  for  recycling,  the  same  should  not  be
destroyed, but recycling should be permitted under the  supervision  of  the
Monitoring Committee. However, it was also recorded that  if  recycling  was
not considered advisable by the Government, the said consignment would  also
have to be destroyed by incineration along with other consignments. In  such
a case the cost of incineration was to be borne by the Government.

15.   Taking further note of the precautionary  principle  forming  part  of
the  Vienna  Declaration  and  also  having  regard  to  the   polluter-pays
principle, this Court directed that it would be feasible to dispose  of  the
oil under the supervision of the Monitoring Committee by incineration  which
would have no impact on the  environment.  It  was  directed  that  the  133
containers  in  question  be  destroyed   by   incineration   as   per   the
recommendations of the Monitoring Committee and under  its  supervision,  at
the cost of the importer which was assessed by the Monitoring  Committee  at
Rs.12/- per kilo, which would have to be paid by the importers  in  advance.
In the order dated 9th May, 2005, this Court took up for  consideration  the
Fifth Quarterly Report of March 2005,  filed  by  the  Monitoring  Committee
from which it was seen that the waste oil contained in  the  133  containers
had not been destroyed in terms of  the  direction  given  on  5th  January,
2005, on  account  of  non-payment  of  the  cost  of  incineration  by  the
importers. None of the importers had  made  the  payment  for  incineration,
though, a direction had been given  to  deposit  the  cost  of  incineration
within four weeks from  the  date  of  the  order.   However,  while  taking
serious note of non-payment of the incineration cost, this Court  also  felt
that the destruction of the waste oil could not be delayed any  further  and
directed immediate destruction of the waste oil in terms of order dated  5th
May, 2005, by the Monitoring Committee and for the said purpose the cost  of
incineration was to be initially borne by  the  Customs  Department,  to  be
recovered from the importers.  Simultaneously,  a  further  opportunity  was
given to the  importers  to  deposit  the  cost  of  incineration  with  the
Monitoring Committee within two weeks, failing which they were  directed  to
remain present in the Court on  18th  July,  2005,  and  to  show-cause  why
proceedings for contempt should not be taken against  them.  The  Monitoring
Committee was directed to file a report in that regard on the next date.

16.   One other aspect was also taken note of with regard to the  directions
given to the  Jawaharlal  Nehru  Port  Trust,  Mumbai  Port  Trust  and  the
Commissioner of Customs, to furnish requisite  information  with  regard  to
the  170  containers,  which  were  lying  unclaimed,  to   the   Monitoring
Committee.  Since the  same  had  not  been  filed  within  four  weeks,  as
directed, the Chairperson of the Jawaharlal Nehru  Port  Trust,  the  Mumbai
Port Trust and the Chief Commissioner of Customs Department,  were  directed
to file personal affidavits as to why the order of the Court  had  not  been
complied with. Subsequently, suo-motu contempt proceedings, being No.155  of
2005, in Writ Petition(C) No.657 of 1995, were initiated for  non-compliance
of the directions contained in the order of 9th May, 2005.

17.   As far as the suo-motu contempt proceedings are  concerned,  the  same
are an off-shoot of the various orders passed in the  writ  proceedings  and
the same will have to be considered separately from the reliefs  prayed  for
in the writ petition itself.

18.   At the very beginning of this judgment we have  set  out  the  reliefs
prayed for in the writ petition, which, inter alia, include a prayer  for  a
direction upon the Union of India to  ban  imports  of  all  hazardous/toxic
wastes and for a further direction to amend the  rules  in  conformity  with
the BASEL Convention and Articles  21,  47  and  48A  of  the  Constitution.
Apart from the above, a  declaration  has  also  been  sought  that  without
adequate protection of the workers and the public and without any  provision
of sound environment management of disposal of hazardous/toxic  wastes,  the
Hazardous Wastes (Management & Handling) Rules, 1989, are violative  of  the
Fundamental  Rights  guaranteed  under  the  Constitution  and,   therefore,
unconstitutional.

19.   Since the proceedings became a continuing mandamus,  this  Court  from
time to time took up several issues emanating from the first prayer  in  the
writ petition to ban imports of all  hazardous/toxic  wastes.   However,  in
the process, one of the  Conventions,  namely,  the  impact  of  the  MARPOL
Convention, though referred to, was not decided and  left  for  decision  at
the final hearing.

      Accordingly, that aspect of the matter has to be decided also in these
proceedings.

20. In one of the earlier orders  passed  on  5th  May,  1997,  two  Hon’ble
Judges had occasion to  deal  with  the  enormous  generation  of  hazardous
wastes in the country each day and Their Lordships were of the opinion  that
the said fact alone indicated sufficiently the magnitude of the problem  and
the promptitude with which it was needed to be  tackled  before  the  damage
became irreversible.   Their  Lordships  observed  that  prompt  action  was
required to be taken, not only by the Central Government, but  also  by  the
State Governments and the Central and the State  Pollution  Control  Boards.
Accordingly, notice was given to all the State  Governments  and  the  State
Control Boards to file their replies, and directions were  also  given  that
with effect from that date no authorization/ permission would  be  given  by
any authority for the import of wastes which had already been banned by  the
Central Government  or  by  any  order  made  by  any  Court  or  any  other
authority.  In addition, it was also directed  that  with  effect  from  the
date of the order, no import would be made or permitted by any authority  or
any person of any hazardous waste, which was already banned under the  Basel
Convention or was to be banned  subsequently,  with  effect  from  the  date
specified therein.  Notice was also issued to the State Governments to  show
cause as to why an order should not be made directing closure of  the  units
utilizing the hazardous wastes where provision had  already  been  made  for
requisite safe disposal sites.  In  addition,  the  State  Governments  were
also directed to show cause as to why immediate orders should  not  be  made
for the closure of all unauthorized hazardous waste handling units.

21.   Thereafter, during the pendency of the matter, a fresh  Special  Leave
Petition was filed, being SLP(C)No.16175 of 1997,  by  Dr.  Surendra  Dhelia
against the Union of India  and  others  regarding  import  of  contaminated
waste oil and their disposal, since despite directions given  to  the  State
Governments and the Union of India, no affidavits were forthcoming  and,  as
a result, on 4th February, 2002, a direction was given to the  Secretary  in
the Ministry of Environment and Forests to  file  affidavits  in  compliance
with the orders passed on 14th September, 2001 and 3rd  December,  2001.   A
sum of Rs.10,000/- was  also  imposed  as  costs  against  the  Ministry  of
Environment and Forests.

22.   The matter came up again before the Court on 24th September, 2003,  in
which  the  H.W.M.H. Rules,
1989, fell for consideration having regard to  Section  11  of  the  Customs
Act,  1962,  which  empowers  the  Central  Government  to  prohibit  either
absolutely or subject  to  such  conditions  as  may  be  specified  in  the
notification, the import and export of the goods, if satisfied  that  it  is
necessary so to do for any  of  the  purposes  stated  in  Sub-Section  (2).
Since on behalf of the Central Government it was submitted that  the  import
of 29 items had already been prohibited under Schedule 8  of  the  Hazardous
Waste  Rules,  the  Court  directed  the  Central  Government  to  issue   a
notification without further delay under Section  11  of  the  Customs  Act,
1962, prohibiting the import of the said 29  items.   Their  Lordships  also
noted that the BASEL Convention had banned 76 items.  Their  Lordships  were
of the view that the remaining items were also required to be examined  and,
if necessary, to  issue  additional  notifications  to
comply with any ban that may have  been  imposed  in  respect  of  remaining
items.

23.   What is more important is the fact that the Hon’ble Judges  took  note
of the provisions of the Hazardous  Waste  Rules  which  allowed  import  of
certain items subject to fulfillment  of  certain  conditions.   This  Court
directed that before the imported consignment  was  cleared,  the  requisite
notification was to be issued making the compliance of the  said  conditions
mandatory.  In particular, in paragraph  7  of  Their  Lordships’  order,  a
direction was given to the Competent Authority  to  the  effect  that  while
disposing of hazardous waste, in exercise of power under Sections 61 and  62
of the Major Port Trusts Act, 1963, they were required to  ensure  that  the
H.W.M.H. Rules, as amended up to date, and in particular, Rules  19  and  20
thereof, were complied with.

24.   The said direction becomes relevant in relation to  the  third  prayer
made in the writ petition, as  referred  to  hereinabove,  relating  to  the
constitutionality of the H.W.M.H. Rules, 1989.   One  thing  is  clear  that
even  at  the  interim  stage,  there  was  no  challenge  as  such  to  the
constitutionality of the aforesaid  Rules  and  that,  on  the  other  hand,
directions were given by the Court to ensure compliance thereof.

25.   Then came the orders relating to  the  import  of  133  containers  of
hazardous waste oil, in the garb  of  lubricating  oil,  which  led  to  the
appointment  of  a  Monitoring  Committee  to  oversee  the  destruction  by
incineration of the waste oil, as well as the containers thereof.   Detailed
orders having been passed in relation to the destruction of  the  waste  and
hazardous oil imported into the country in the garb of lubricating oil,  and
the directions given to the Monitoring Committee regarding re-export of  the
same, we will consider the impact of  the  MARPOL  Convention  against  such
background.

26.   The MARPOL Convention, normally referred to as “MARPOL 73/78”, may  be
traced to its beginnings in 1954, when the first conference was held and  an
International Convention was adopted for the Prevention of Pollution of  Sea
by Oil (OILPOL).  The same came into force on 26th July, 1958 and  attempted
to tackle the problem of pollution of the seas by oil, such as,
      (a) crude oil;
      (b) fuel oil;
      (c) heavy diesel oil; and
      (d) lubricating oil.



27.   The first Convention was amended subsequently in 1962, 1969 and  1971,
limiting the quantities of oil discharge into the sea  by  Oil  Tankers  and
also the oily wastes from use in the machinery  of  the  vessel.  Prohibited
zones were established extending the setting up of earmarked areas in  which
oil could be discharged, extending at least 50 miles from the nearest  land.
 In 1971, reminders were  issued  to  protect  the  Great  Barrier  Reef  of
Australia. 1973 saw the adoption of the  International  Convention  for  the
Prevention of Pollution from Ships. The said Convention,  commonly  referred
to as MARPOL, was adopted  on  2nd  November,  1973,  at  the  International
Marine Organization and covered pollution by :
      (i)   oil;
      (ii)  chemicals;
      (iii) harmful substances in packaged form;
      (iv)  sewage; and
      (v)   garbage

      Subsequently, the 1978 MARPOL Protocol was adopted at a Conference  on
Tanker Safety and Pollution Prevention in February, 1978.

28.   The overall objective of  the  MARPOL  Convention  was  to  completely
eliminate pollution of the marine environment by discharge of oil and  other
hazardous  substances  from  ships  and  to  minimize  such  discharges   in
connection with accidents involving ships. The MARPOL 73/78  Convention  has
six  Annexures  containing  detailed   regulations   regarding   permissible
discharges, equipment on board ships, etc.  They are as follows :


      Annex I   : Regulations for the Prevention  of  Pollution  by  Oil,  2
      October, 1983.


      Annex II : Regulations for the Control of Pollution by Noxious  Liquid
      Substances (Chemicals) in Bulk, 6 April, 1987.


      Annex III : Regulations for the Prevention  of  Pollution  by  Harmful
      Substances Carried by Sea in Packaged Form, 1 July 1992.


      Annex IV : Regulations for the Prevention of Pollution by Sewage  from
      ships, 27 September 2003.


      Annex V  : Regulations for the Prevention of Pollution by Garbage from
      Ships, 31 December 1988.


      Annex VI  : Regulations for the Prevention of Air Pollution from Ships
      and Nitrogen oxide.  Will enter into force on 19 May 2005

  29. Apart from the said Regulations, the MARPOL Convention  also  contains
      various Regulations with regard to inspection of  ships  in  order  to
      ensure due compliance with the requirements of the Convention.

30.   India is a signatory, both to the BASEL Convention as also the  MARPOL
Convention, and is, therefore, under an obligation to ensure that  the  same
are duly implemented in relation to import  of  hazardous  wastes  into  the
country.  As we have noticed earlier, the BASEL  Convention  prohibited  the
import of certain hazardous substances on  which  there  was  a  total  ban.
However, some of the other pollutants, which have been identified,  are  yet
to be notified and, on the other hand, in order to prevent pollution of  the
seas, under the MARPOL Convention  the  signatory  countries  are  under  an
obligation to accept the discharge of  oil  wastes  from  ships.   What  is,
therefore, important is for the concerned authorities to  ensure  that  such
waste oil is not allowed to contaminate the surrounding areas and  also,  if
suitable, for the purposes of recycling, to  allow  recycling  of  the  same
under strict supervision with entrusted units and,  thereafter,  to  oversee
its distribution for reuse.

31.   As far as the first two prayers in the writ  petition  are  concerned,
the same have already been taken care of by the orders dated  13th  October,
1997 and 14th October, 2003.  By the first of the  two  orders,  this  Court
appointed  the  High-Powered  Committee  with  Prof.  M.G.K.  Menon  as  its
Chairman and 14 issues were referred to the said Committee.  After the  said
Committee submitted its Report, another Committee under the Chairmanship  of
Mr. A.C. Wadhawan  was  appointed  to  enquire  into  the  disappearance  of
hazardous wastes from various ports and container depots, and  the  question
relating to the working conditions of the workmen who  handle  such  wastes.
After the Wadhawan Committee submitted its Report, various  directions  were
given with regard to the handling of such  hazardous  wastes.   Furthermore,
the contamination risks involved in ship breaking also came  into  focus  in
the light of the  provisions  of  the  Hazardous  Wastes  Rules,  1989,  and
directions were given as to how ships, which were carrying wastes,  were  to
be dealt with  before  entering  into  Indian  waters,  which  included  the
prohibition on the  exporting  country  to  export  such  oil  or  substance
without the concurrence and clearance from the  importing  country.   During
the course of hearing, an issue was raised by  Mr.  Sanjay  Parikh,  learned
counsel appearing for the petitioner, that some conditions may be laid  down
in relation to vessels containing hazardous wastes  entering  Indian  waters
without proper compliance with the provisions of the BASEL  and  the  MARPOL
Conventions. However, since the question of ship breaking  and  distribution
of  hazardous  wastes  are  being  considered  separately  in  the  contempt
proceedings,  in  these  proceedings  we  expect  and  reiterate  that   the
directions contained in the BASEL Convention have to  be  strictly  followed
by all the concerned players, before a vessel is  allowed  to  enter  Indian
territorial waters and beach at any of the beaching facilities in  any  part
of the Indian  coast-line.   In  case  of  breach  of  the  conditions,  the
authorities shall impose the  penalties  contemplated  under  the  municipal
laws of India.

32.   The directions contained in the second order is based on the  polluter
pays principle, which is duly recognized as one of the  accepted  principles
for dealing with violation of the BASEL Convention and the  H.W.M.H.  Rules,
1989, and the same  will  be  applicable  whenever  such  violations  occur.
However, till such time as a  particular  product  is  identified  as  being
hazardous, no ban can be imposed on its import on the  ground  that  it  was
hazardous.  Such import will, however, be subject  to  all  other  statutory
conditions and restrictions, as may be prevailing on  the  date  of  import.
Accordingly,  the  general  prayer  made  in  the  writ  petition  that  the
Government of India should put a total ban on all hazardous wastes,  can  be
applied in respect of such hazardous wastes as have been identified  by  the
BASEL Convention and its Protocols over the years and/or where  import  into
the country have been restricted by the municipal laws of India. In  respect
of such banned items, directions have already been given in the order  dated
13th October, 1997, to issue a  notification  to  ban  the  import  of  such
identified hazardous substances. In the event, any other  items  have  since
been identified, the Central Government is  directed  to  issue  appropriate
notifications for banning the import of such hazardous substances as well.

33.   The third prayer, that in the event of non-compliance, the  provisions
of the Hazardous Wastes (Management  &  Handling)  Rules,  1989,  should  be
declared as unconstitutional, cannot be granted, since the same are  in  aid
and not in derogation of the provisions of Articles 21, 39(e),  47  and  48A
of the Constitution. In fact, as mentioned hereinabove, even at the  interim
stage,  directions  were  given  for  compliance  with   the   said   Rules,
particularly in the matter of destruction of the waste oil contained in  170
containers by incineration at the cost of the importer.

34.   The writ petition has been entertained and has also  been  treated  by
all concerned not as any kind of adversarial litigation, but  litigation  to
protect the environment from contamination on account of  attempts  made  to
dump hazardous wastes in the country, which would ultimately result  in  the
destruction, not only of the environment, but also the ecology as well  and,
in particular, the fragile marine  bio-diversity  along  the  Indian  Coast-
line.  The petitioner Foundation has  played  a  very  significant  role  in
bringing into focus some very serious questions involving  the  introduction
of  hazardous  substances  into  the  country,  which  needed  the   Courts’
attention to be drawn having regard  to  the  BASEL  Convention,  aimed  and
protecting marine biology and countries having  coast-lines  alongside  seas
and oceans.

35.   The writ petition  is,  therefore,  disposed  of  by  reasserting  the
interim directions given with regard to the  handling  of  hazardous  wastes
and ship breaking in the various orders passed in  the  writ  petition  from
time to time and, in particular, the orders dated  13th  October,  1997  and
14th October, 2003.  The Central Government is also directed to  ban  import
of all hazardous/toxic wastes which had been identified and declared  to  be
so under the BASEL Convention and  its  different  protocols.   The  Central
Government is also directed to bring  the  Hazardous  Wastes  (Management  &
Handling) Rules, 1989, in line with the BASEL Convention  and  Articles  21,
47 and 48A of the Constitution.  The further  declaration  sought  for  that
without adequate protection to the workers and public, the  aforesaid  Rules
are violative of the Fundamental Rights of the citizens and are,  therefore,
unconstitutional, is, however, rejected in view of what has  been  discussed
hereinabove.

36.   In the peculiar facts of the case,  there  will  be  no  order  as  to
costs.



                                                     ………………………………………………………J.
                                     (ALTAMAS KABIR)



                                                     ………………………………………………………J.
                                     (J. CHELAMESWAR)
New Delhi
Dated: 6th July, 2012.

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