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Saturday, January 3, 2015

2014- Oct. Month- S.C.- CRIMINAL APPEAL NO. 2202 OF 2014 [Arising Out of Special Leave Petition (Criminal) No. 7185 of 2013] |ANANDA POOJARY |.....APPELLANT(S) | |VERSUS | | |STATE OF KARNATAKA |.....RESPONDENT(S)

                                                                  REPORTABLE

                        IN THE SUPREME COURT OF INDIA

                       CRIMINAL APPELLATE JURISDICTION

                      CRIMINAL APPEAL NO. 2202 OF 2014
     [Arising Out of Special Leave Petition (Criminal) No. 7185 of 2013]




|ANANDA POOJARY                           |.....APPELLANT(S)              |
|VERSUS                                   |                               |
|STATE OF KARNATAKA                       |.....RESPONDENT(S)             |


                               J U D G M E N T


A.K. SIKRI, J.

      Leave granted.

2.    By this appeal, the appellant Ananda Poojary  questions  the  legality
and validity of the judgment dated 14.02.2013 passed by the  High  Court  of
Karnataka, whereby the appellant's conviction  for  offences  under  Section
302 and Section 201 of the Indian Penal Code  (for  short  'IPC')  has  been
upheld.  The High Court has also upheld the sentence passed by the  Sessions
Judge,  Udupi.   The  result  is  that  the  appellant  is  made  to  suffer
incarceration for life for allegedly murdering his own foster mother.

3.    It is an admitted position, accepted by the  two  courts  below,  that
the deceased Dorathi Kutinho, who was a Teacher, had brought Ananda  Poojary
(the appellant) who was her student to her house and had showered  love  and
affection like a mother.  In her old age, there was  nobody  to  look  after
her as she was living  with  her  only  brother  Rudolph  Kutinho,  who  was
mentally challenged.  Dorathi Kutinho had full confidence in  the  appellant
and kept him as a caretaker.  It is also established  on  record,  which  is
the case of prosecution itself, that the appellant had taken  due  and  full
care of the deceased as well as her brother.  He had been  nursing  both  of
them so well.  Dorathi  Kutinho  was  too  pleased  with  his  selfless  and
dedicated service, giving all due attention to  her  and  her  brother.   So
much so, she had started loving the appellant as  her  son  and  because  of
this reason, she had  executed  a  Will  bequeathing  all  her  movable  and
immovable properties to the appellant.  It  was,  however,  subject  to  one
condition viz. the appellant, who is otherwise a Hindu, marries a  Christian
lady.  In the said Will, she had even conferred upon  the  appellant  rights
to perform all rituals after her death and of her brother Rudolph Kutinho.

4.    Sadly, on 1st March, 2006, Dorathi Kutinho had to rush to a  hospital.
 As per the appellant, she had complained of chest pain.  By  the  time  she
reached the hospital, she had died.  The doctor who examined  her  issued  a
certificate stating that she had died of cardiac arrest.   However,  as  per
the postmortem done few days later, the cause  of  death  was  found  to  be
Asphyxia as a result of smothering.   The  appellant  was  roped  in  as  an
accused committing murder of Dorathi Kutinho and was  put  to  trial.   Both
the sessions court as well as  the  High  Court  have  found  the  appellant
guilty of the offences under Section 302 and Section 201 IPC.  It is  to  be
examined in this appeal as to whether the courts below are  right  in  their
conclusion that the appellant who was supposed to act as savior  of  Dorathi
Kutinho had become the destroyer of her life.

5.    As per the prosecution, Dorathi Kutinho was aged and had a brother  by
name Rudolph Kutinho, a mentally challenged person.  Only two of  them  were
residing in the house of the deceased  situated  in  Najaru,  Kelarkalabettu
Village, Udupi.  She was an affluent lady and  having  lots  of  jewels  and
fixed deposits as well as investments in several banks and  other  financial
institutions.  She also owned a house where she  was  living.   Though,  her
father had two foster sons, they were living separately.  One  of  them  was
Anthony Kutinho (PW-3) and  other  Simon  Kutinho,  who  is  a  resident  of
America.

6.    In so far as the alleged murder of Dorathi Kutinho on the fateful  day
i.e. 1st March, 2006 is concerned, the case set up by  the  prosecution  was
that though Dorathi had executed a Will in her favour the appellant was  not
willing to wait till the death of Dorathi Kutinho and was  eager  to  secure
all her properties.  With this motive in mind, he had planned  to  eliminate
Dorathi and in furtherance of this intention, on 01.03.2006  at  about  6.00
a.m. in the morning smothered her mouth and  nose  and  on  account  of  the
same, Dorathi Kutinho died  due  to  Asphyxia.   In  order  to  destroy  the
evidence of the said murder, he took the dead body  of  Dorathi  Kutinho  in
the auto-rickshaw of PW-10 Roshan Kumar to Adarsha hospital as  if  she  was
suffering from cardiac arrest.  When Dorathi Kutinho's  body  was  taken  to
Adarsha hospital,  she  was  seen  by  CW-13  Dr.  Rekha  and  in  turn  she
telephoned PW-2 Dr. Chandrashekhar informing him about the death of  Dorathi
Kutinho and having brought her dead to the hospital and on  the  request  of
the appellant, a Death Certificate was issued as  if  Dorathi  Kutinho  died
due to cardiac arrest.

7.     It  is  the  further  case  of  the  prosecution   that   immediately
thereafter, the appellant  informed  PW-3  the  foster  brother  of  Dorathi
Kutinho about the death of Dorathi Kutinho  on  account  of  cardiac  arrest
over phone.  PW-3 informed his brother Simon Kutinho, who  was  in  USA  and
body of Dorathi Kutinho was  kept  in  Kasturba  Medical  College  Hospital,
Manipal, awaiting the arrival of Simon  Kutinho  from  USA.   Thereafter,  a
complaint was filed before the Police as per Ex.P-4 which is  registered  as
an UDR complaint suspecting the murder of Dorathi Kutinho and  he  requested
the Police to send body of Dorathi Kutinho  for  Autopsy  to  find  out  the
cause of death.  The case was registered in  UDR  No.5/2006  and  thereafter
Autopsy was conduced by PW-1 Dr. Pradeep Kumar as per Ex.P-1.  Based on  the
postmortem report, PW-8 M.S. Naikar registered a complaint  as  per  Ex.P-11
suo moto on 07.03.2006 in  Crime  No.19/206   for  the  offences  punishable
under Sections 302 and 201 of IPC and thereafter the case  was  investigated
by Udupi Police and charge sheet was  filed against the  appellant  for  the
aforesaid offences.  This  case  has  resulted  in  the  conviction  of  the
appellant, as already noted above.

8.    In order to bring home the  guilt  of  the  accused,  the  prosecution
relied upon evidence of PW-1 to PW-14; Exs.P-1 to P-46 and Mos.1 to 5.   The
accused was also examined by the Court under  Section  313  Cr.P.C.  and  he
denied the incriminating evidence found in the evidence of  the  prosecution
against him.  No defence evidence was led by the  appellant  except  marking
Ex.D-1 a portion of statement of PW-3.

9.    There is a serious dispute about the  cause  of  death.   As  per  the
medical examination, Dorathi Kutinho had  died  unnatural  death,  cause  of
death Asphyxia by smothering.  It is, therefore, claimed to  be  a  case  of
murder.  The defence maintains  that  she  died  natural  death  because  of
cardiac arrest.  Admittedly, there  are  no  eye-witnesses  to  the  alleged
crime and it is a case of circumstantial evidence.  The learned trial  court
held it to be a case of murder.  After analysing the  testimony  of  various
witnesses, it observed that motive could not be elicited directly  from  any
of the witnesses.  However, from the recovery of articles and deposition  of
PW-3, one  could  clearly  find  the  motive  which  the  appellant  had  in
committing the said murder.  The trial court also recorded that the  various
ingredients proved by the prosecution are sufficient to complete  the  chain
of circumstances to come to a definite  and  unerring  conclusion  that  the
appellant must be the person who had committed  the  murder.   The  sessions
court has rested its aforesaid findings by  taking  into  consideration  the
following circumstances:  The execution of Will is not in question.  As  per
PW-14, the recovery of the said articles was from a bed placed in the  Flour
Mill, which was situated in the  same  compound  as  that  of  the  deceased
lady's house.  The bag included gold ear stud; one pendent;  one  gold  rope
chain; the Will; one General Power of Attorney;  one  consent  letter;  bank
certificates.  All the above-mentioned documents were in  the  name  of  the
appellant herein i.e. he was named the  nominee/beneficiary.   PW-10  (Auto-
Rickshaw driver) stated that he had advised a nearby hospital named  Goratti
Hospital but the appellant insisted on going to Adarsha Hospital.   He  also
stated that the appellant was found to be scared  and  was  sweating.   PW-2
(Dr.  Chandrashekhar,  Adarsha  Hospital)  stated  that  the  appellant  had
informed him that the deceased died due to chest pain and requested  him  to
issue a death certificate and to keep the dead  body  in  the  cold  storage
till other relatives of the deceased arrive.  PW-11 is  the  sister  of  the
appellant (extra judicial statement) who turned hostile.  According  to  the
prosecution, it was stated by PW-11 that the appellant had mentioned  it  to
her that the deceased had asked the appellant to marry a Christian  girl  in
order to get the will in his name.  PW-4 stated that the appellant was  like
a son to the deceased lady.  The appellant denied to  answer  the  questions
put to him when examined under Sections 313 Cr.P.C. and so much so  when  he
was asked if he lived with the deceased lady, he even denied that.

10.   The High Court has also upheld the aforesaid conclusion of  the  trial
court by echoing virtually the same reasoning.  It is, inter alia,  observed
that:

(i)   It is not  in  dispute  that  the  appellant  was  residing  with  the
deceased and her mentally retarded brother Rudolph.

(ii)  There was no other  person  except  the  appellant,  deceased      and
Rudolph who were residing in the house of the deceased.

(iii) The appellant was taking care of the deceased and her brother  and  it
was within his knowledge that the deceased had executed a  Will  bequeathing
all her movable and immovable properties  in  his  favour.   Even  Power  of
Attorney was executed in his favour by the  deceased  giving  him  power  to
manage all her  properties.   These  documents  were  not  disputed  by  the
appellant.  Will was found in the possession of the appellant.

(iv)  One of the covenants in the Will was the desire of the  deceased  that
the appellant shall marry a Christian lady.  However, as per  the  testimony
of Sampa Poojarthy (PW-11) who is appellant's sister, the appellant was  not
willing to marry a Christian lady.

(v)   The appellant had not disputed that Dorathi  was  shifted  by  him  in
Adarsha Hospital in auto-rickshaw of PW-10 Roshan Kumar.  Roshan  Kumar  had
received a call from the appellant stating  that  the  deceased  was  in  an
uncomfortable condition and had to be shifted immediately to  the  hospital.
Thus, he came to the house of  Dorathi  and  took  Dorathi  along  with  the
appellant to the hospital in his  auto-rickshaw.   He  deposed  that  though
there was a hospital nearby but the  appellant,  instead,  took  Dorathi  to
Adarsha Hospital which was little away.  This circumstance is  held  against
the appellant with the observation that he wanted to take Dorathi only to  a
hospital of his choice where he could manage the things in his own way.

(vi)  When the appellant reached  with  Dorathi  at  Adarsha  Hospital,  Dr.
Rekha (CW-13) examined Dorathi and found that she  was  brought  dead.   She
informed Dr. G.S. Chandrashekhar (PW-2), the owner of Adarsha  Hospital  and
PW-2 directed Dr. Rekha to issue a certificate.  Thereupon, the  certificate
was issued that death had occurred as a result of cardiac  arrest.   As  per
the prosecution, this certificate  was  issued  giving  aforesaid  cause  of
death just to oblige the appellant considering the relationship between  the
appellant and the deceased.  On the other hand, relying upon  the  testimony
of PW-1 who had conducted an Autopsy on the dead body and  submitted  report
as Exh. P-1, courts below concluded that cause  of  death  was  not  due  to
cardiac arrest but Asphyxia on account of smothering.

(vii) There was recovery of certain documents and  jewellery  items  at  the
instance of the appellant.   Documents  were  in  the  nature  of  Power  of
Attorney and Will which was executed by the deceased.  These  documents  and
jewellery which also belonged to the deceased were  seized  from  the  place
where the appellant was running a service  station.   This  service  station
was in the compound of deceased  house  and  it  is  the  deceased  who  had
allowed the appellant to run a service station  from  the  compound  of  the
house.

11.   Narrating the aforesaid circumstances, the High Court  took  the  view
that Session Judge was right in  holding  that  chain  of  circumstances  is
complete to prove the guilt of the appellant.

12.   Mr. Basant R., learned Senior  Counsel  appearing  for  the  appellant
submitted that in arriving at the aforesaid conclusions,  the  courts  below
had ignored and did not take into account some very  relevant  and  material
aspects of  the  case  which  would  clearly  prove  the  innocence  of  the
appellant.  He went to the extent  of  submitting  that  the  appellant  was
falsely roped in the aforesaid  case  by  the  relatives  of  the  deceased,
particularly Anthony Kutinho (PW-3) and Simon Kutinho (who  lives  in  USA),
as they did not like her sister  giving  away  all  her  properties  to  the
appellant.  With regard to Dr. Chandrashekhar (PW-2),  he  submits  that  if
the appellant  had  any  mala  fide  intentions,  then  he  would  not  have
requested PW-2 to store the body of the deceased and on the  contrary  being
the caretaker of deceased lady's who had also authorised him to perform  the
last rites as per her Will, he would have  gone  ahead  with  the  cremation
himself, more so when even the doctor (CW-13) had testified  that  cause  of
death was cardiac arrest.  With regard to the statement of  Vishwanath  (PW-
14) – Circle Inspector of Police, it is submitted that it  is  important  to
note that articles were recovered from the bag that was  kept  on  the  bed,
placed in the Flour Mill which was in  the  same  house.   He  submits  that
other than gold chain and the earpiece, all other  documents  kept  were  in
his name and he was the  nominee/beneficiary  to  those.   So  there  is  no
reason for him to hide such  articles  and  rather  placing  such  documents
would help him  to  prove  his  case.   Also,  if  the  appellant  had  such
intentions to hide these articles, then why would he hide  it  in  the  same
compound as that of the house of the deceased? He, thus,  argued  that  such
recovery seems more like a story/plot made by the prosecution.  With  regard
to Roshan Kumar (PW-10) an  auto-rickshaw  driver,  learned  Senior  Counsel
agrees to the fact that PW-10 suggested a nearby hospital but  submits  that
in such a critical situation, the appellant opted for the  safer  option  as
the deceased was already getting  treatment  at  Adarsha  Hospital  and  the
doctors at Adarsha Hospital knew the history of the patient  (deceased)  and
hence, thought of it to be  a  more  viable  option.   With  regard  to  the
appellant being nervous and sweating,  he  submitted  that  it  was  not  an
abnormal behaviour as any person, in such a situation,  would  feel  nervous
when his/her dear one is critical.   Hence,  he  submitted  that  inferences
drawn by the courts below from certain circumstances were  clearly  perverse
and many vital aspects were totally overlooked  which  would  clearly  prove
the innocence of the appellant.

13.   The prosecution questions that when a nearby  hospital  was  suggested
to the appellant herein by PW-10, then why did the  appellant  opt  for  the
hospital that was far.  He submits  that  the  appellant  could  have  first
taken the deceased lady to the nearer hospital and once her  state/condition
would have got stable, he could have shifted her to Adarsha  Hospital.   The
prosecution then questions the finding/recovery of the gold  chain  and  the
earpiece from the possession of the appellant hidden in a bed placed in  the
Flour Mill.  It is further submitted that the  appellant  denied  to  answer
the questions put to him when examined  under  Section  313  Cr.P.C.,  which
shows his falsehood.  The learned counsel read out the reasons given by  the
High Court in support of its conclusions and submitted that the findings  of
the trial court and the High Court are correct and should be upheld.

14.   We have already discussed in brief the circumstances  which  persuaded
the trial court as well as the High Court to come  to  the  conclusion  that
Dorathi died unnatural death “cause of death  was  Asphyxia  by  smothering”
and it is the appellant  who  is  responsible  for  causing  the  murder  of
Dorathi.   In  this  scenario,  two   basic   questions   which   fall   for
consideration are as under:

      (i)   Whether Dorathi's demise was on account of cardiac arrest     or
the cause of death was asphyxia as a result of    smothering?
      (ii)  In case Dorathi was  murdered,  whether  the  appellant  is  the
culprit who caused this murder?

15.   We would take up these issues for our discussion  and  conclusions  in
the aforesaid order in which these questions are formulated.   At  the  same
time, we would like to point out that some of the aspects of discussion  are
overlapping as the issues are interrelated and, therefore,  there  would  be
some repeat discussion while answering these questions.

      Answer to Question No.1

16.   So far as cause  of  death  of  Dorathi  is  concerned,  we  have  two
conflicting documentary evidences on record.  On the one hand,  there  is  a
certificate in the form of Ex.P-3 issued by CW-13 Dr.  Rekha  as  per  which
the deceased died of cardiac arrest.  On the other  hand,  we  have  Autopsy
report in the form of  Ex.P-1,  as  a  result  of  postmortem  of  the  body
conducted by PW-1 Dr. G. Pradeep Kumar which claims  that  Dorathi  died  of
Asphyxia  by  smothering.   The  courts  below  have  discarded  Ex.P-3  and
preferred to rely  upon  Ex.P-1.   Reason  given  in  rejecting  the  credit
worthiness  of  Ex.P-3  is  that  Dr.  Rekha  has  purportedly  obliged  the
appellant by issuing said certificate considering the  relationship  between
the appellant and the accused.  The courts below  also  raised  eyebrows  on
the conduct of the appellant in taking the  deceased  to  Adarsha  Hospital,
even when there was another hospital near Goratti, the residential place  of
the deceased.  On this basis, also keeping in view the  statement  of  PW-10
Roshan Kumar who had taken the deceased  and  the  appellant  in  the  auto-
rickshaw, the courts below have refused to chew the  defence  put  forth  by
the appellant that after finding Dorathi in an  uncomfortable  position,  he
had called Roshan Kumar so that he could take  Dorathi  immediately  to  the
hospital for her treatment.

17.   Let us first deal with this aspect  of  the  so  called  abnormal  and
suspicious behaviour of the appellant.  It  is  a  matter  of  record,  even
accepted by the prosecution as well, that the deceased used to  be  examined
by the doctors at Adarsha Hospital as and  when  she  had  medical  problem.
That would mean that the doctors at Adarsha Hospital with whom  Dorathi  was
regular patient knew about the medical condition of Dorathi so  well.   That
is an admitted fact as stated by PW-2 as well.  When we  keep  this  crucial
fact in mind, the choice of the appellant to take her to  Adarsha  Hospital,
by no stretch of imagination, can be termed as so unnatural or  abnormal  so
as to create suspicion about his conduct.  In fact, he  acted  in  the  best
interest of the patient in a manner any reasonable person would.   It  is  a
common case of the parties that Dorathi was an old and infirm woman who  was
suffering from various illness including heart ailment and because  of  this
reason,  he  was  getting  medical  treatment,  on  and  off,  from  Adarsha
Hospital.  It is for this reason while at home, the  appellant  was  nursing
Dorathi and taking absolute care of her.  It  would  be  rather,  a  natural
conduct of any person to take the patient to a doctor under whose  care  and
supervision the patient is already  put,  as  that  doctor  would  be  in  a
position to immediately diagnose  the  ailment,  knowing  well  the  medical
history of the patient.  Therefore, merely  because  there  was  some  other
hospital near Goratti and the appellant did not take  Dorathi  at  the  said
hospital but chose to bring her to Adarsha Hospital, is not  a  circumstance
which would create any doubt about his integrity or conduct.

18.   In so far as issuance of death certificate (Ex.P-3) is  concerned,  it
has come on record that CW-13 Dr. Rekha  had  seen  the  dead  body  of  the
deceased.  She formed the opinion that Dorathi had died of  cardiac  arrest.
She informed PW-2 Dr. G.S. Chandrashekhar about the same and  PW-2  directed
her to issue a certificate to this effect.  PW-2 has  merely  said  that  he
did not examine Dorathi when she was brought to the hospital  and  going  by
this statement alone, PW-3 is discarded.  Since Dr. Rekha examined the  body
and issued the certificate, it is she who was  competent  to  issue  such  a
certificate.  We fail to understand as to from where the inference has  been
drawn that she issued the certificate giving cause of death  as  desired  by
the appellant.  Pertinently, CW-13 is not even examined by the  prosecution.
 No efforts are made to find  out  her  whereabouts.   Therefore,  not  much
reliance can be placed on the fact that PW-2 admitted in his  evidence  that
he had not seen the body of Dorathi, which is neither here nor there.

19.   However, at the same time, we find that after the  postmortem  of  the
dead body was conducted, the cause of death is  mentioned  as   asphyxia  on
account of smothering.   This  cannot  be  lightly  brushed  aside.   Before
adverting to this report (Ex.P-1), it would be necessary to  ease  out  some
creases.  As per the High Court, postmortem is conducted at the instance  of
Dorathi's brother namely Anthony Kutinho (PW-3).  However, in the process  a
very relevant and material aspect is glossed over  and  missed  out  by  the
courts below.  After Dorathi was  declared  dead  at  Adarsha  Hospital  and
certificate (Ex.P-3) was issued by the doctor  (CW-13),  the  appellant  had
informed PW-3 about the said death.  Significantly, it is the appellant  who
suggested the Autopsy of the dead body.  If  it  was  a  case  of  unnatural
death and appellant was responsible for the same, appellant would  not  made
such a suggestion.  In that case, armed with the  certificate  showing  that
deceased had  died  due  to  cardiac  arrest,  he  would  rather  shown  his
eagerness to perform the last rites of the deceased.  He  was  empowered  to
do so by the Will of the deceased herself.  But he did not do so.  It is  on
his suggestion that PW-3 lodged a complaint with the  Police  and  requested
for the postmortem of the deceased. (to be taken from the statement of  PW-2
(doctor) at page 73-74.

20.   There is one more very crucial and critical circumstance  which  needs
to be highlighted at this stage.  Death took place on 1st March,  2006;  UBR
was registered only on 4th March,  2006  and  postmortem  conducted  on  5th
March, 2006.  On that basis, FIR was registered on 7th March,  2006  wherein
it was stated that the 'murder was committed by unknown persons'.  It  shows
that till that time, the appellant was not the  suspect  at  all.   Why  and
under what circumstances he came under cloud and  roped  in  as  an  accused
person, would be dealt with us a little later at an appropriate stage.   For
now, we revert back to the  postmortem  report.   PW-1  is  the  doctor  who
conducted the postmortem and gave  his  report  (Ex.P-1)  in  which  he  has
stated that after the postmortem examination, he gave the 'tentative'  cause
of death as 'cerebral and pulmonary oedema secondary to  smothering'.   This
opinion of his, which is only 'tentative', is based on  his  examination  of
the body whereby he observed  certain  external  injuries.   In  his  cross-
examination, he categorically admitted that the type of contusion  found  on
the body could be caused if that portion came  in  contact  with  rough  and
hard surface.  He also admitted in the cross-examination  that  presence  of
alcohol was found in the dead body.  Therefore, possibility cannot be  ruled
out that after consuming the alcohol, Dorathi  might  have  fallen  and  hit
herself on a rough and hard surface.  This vital portion  of  the  testimony
of the doctor is not even adverted to  and  conveniently  omitted  from  the
discussion.  It would be also relevant to point out at this stage even  PW-2
namely Dr. Chandrashekhar under whose regular treatment  the  deceased  was,
had stated that the deceased had come  to  his  hospital  for  treatment  on
05.11.2005, 08.11.2005 and  25.11.2005.   He  also  categorically  mentioned
that at that time, she was treated  for  hypertension  and  depression.   He
also mentioned that she was an alcoholic and he  had  advised  her  to  quit
drinking.  Even this part of testimony of PW-2 is overlooked by  the  courts
below.

21.   In the aforesaid scenario, it cannot be  said  with  certainty  as  to
whether Dorathi died of smothering or being  a  heart  patient,  the  actual
cause of death was cardiac arrest.  In such circumstances, when there was  a
possibility of both the causes of death, in the absence of  clear  certainty
about the cause, we are of the opinion that High Court  committed  an  error
in not giving benefit of doubt to the accused person.

      Answer to Question No.2

22.   With this, we  now  deal  with  the  second  point  for  consideration
formulated by us above.  We may observe that with our answer  to  the  first
question, itself makes it a case of acquittal giving  benefit  of  doubt  to
the appellant.  Still we are entering into the discussion on  this  question
as the circumstances discussed while dealing with this question  would  show
more signs of innocence of the appellant.

23.   As per the sessions court as well as the High  Court,  complete  chain
of circumstances is established pointing accusing finger  at  the  appellant
and it is proved beyond any reasonable doubt that it is  the  appellant  who
has caused the  murder  of  Dorathi.   The  circumstances  which  are  found
against the appellant are:

      (i)   Motive on the part of the appellant  to  commit  the  murder  of
Dorathi stands established.
      (ii)  Appellant and the deceased were last seen together.
      (iii) Injuries which are found  on  the  body  of  the  deceased  show
unnatural death.  (This aspect is already dealt with by us   above).
       (iv)   Certain  recoveries  are  made  pursuant  to  the   disclosure
statement of the appellant which nail him of the offence.

24.   As far as the company of the appellant  with  the  deceased  and  they
were together is not in dispute so 'last seen' aspect is proved.   In  fact,
the appellant has accepted the same even in his defence when he claims  that
he and Dorathi was in the house when Dorathi had complained  of  chest  pain
and seen her in an uncomfortable position he decided  to  take  her  to  the
hospital.  For this, he called PW-10 Roshan Kumar  and  went  in  his  auto-
rickshaw  to  the  hospital.   However,  we  have  serious  doubts  on   the
establishment of 'motive' attributed to him or the 'recoveries' made on  the
so called disclosure statement of the accused.   In  so  far  as  motive  is
concerned, it is apparent on the face of the record that  the  courts  below
have stretched the facts too far, bordering distortion, to impute motive  on
the part of the appellant.  It has come on record and  in  fact  it  is  the
case of the prosecution itself that  as  there  was  nobody  to  look  after
Dorathi and her mentally challenged brother  Rudolph  Kutinho,  Dorathi  had
brought the appellant to her house as a caretaker.  The appellant  has  been
looking after Dorathi and Rudolph.  It  is  clear  that  he  had  done  this
service to the two needy  persons  with  all  love  and  devotion.   Dorathi
treated him as her son.  She was so happy  and  pleased  with  his  selfless
service that  she  had  decided  to  give  all  her  movable  and  immovable
properties to the appellant.  In order to make this desire  a  reality,  she
had even executed a Will bequeathing all her properties  in  favour  of  the
appellant to the exclusion of all others (which would  include  her  brother
PW-3 and Simon Kutinho).  Will was executed on 5th July,  2005.   This  Will
was kept by Dorathi with the appellant himself which means that Dorathi  had
even disclosed him the said Will.  She had  even  given  her  jewellery  and
documents pertaining to fixed deposits as well  as  investments  in  several
banks and  other  financial  institutions.   In  this  background,  why  the
appellant would commit the  murder  of  Dorathi,  whom  he  look  after  and
treated as his mother, that  too  after  a  period  of  7  months  from  the
execution of the Will.

25.   We find that very curious aspect is attributed  as  a  motive  on  the
part of the appellant.  It is stated that in the Will, a condition  was  put
that the appellant will succeed to the estate of Dorathi only if he  marries
a Christian lady and the appellant who was Hindu by religion  did  not  want
to marry a Christian girl.  This gives rise to an important poser:   whether
killing of Dorathi would have solved this dilemma of the  appellant,  if  at
all such dilemma was there.  Answer  is  to  be  emphatic  'NO'.   Death  of
Dorathi, natural or unnatural, would have the only consequence  of  bringing
the Will as operational.   That  would  not  and  could  not  wipe  off  the
aforesaid condition stated  in  the  Will.   Therefore,  it  can  hardly  be
treated as a motive on the part of the appellant to kill  Dorathi.   On  the
other hand, having regard to very cordial and lovable  relationship  between
the appellant and Dorathi which was as pious as mother and son, it was  very
unlikely that appellant would kill Dorathi even  when  Dorathi  had  already
Willed away her properties in favour of the appellant.  One has to  keep  in
mind another important aspect namely Dorathi was of  advanced  age  and  was
suffering from hypertension, depression and other old age related  ailments.
 Therefore, no purpose could have been achieved by killing such  a  helpless
lady, a little prematurely.

26.   The alleged recoveries  are  nothing  but  make  belief.   We  get  an
uncanny feeling that this aspect is introduced just to make the appellant  a
suspect and thereafter to rope him in a case of murder.  It is a  matter  of
record that Will, documents  relating  to  investments  and  jewellery  were
handed over to the appellant and,  therefore,  they  were  in  his  rightful
possession.  He had not taken away  and  kept  these  things  at  any  other
place.  The so called 'recovery' is from the house itself.  It is  from  the
service station, which is situated  in  the  same  house  where  all  lived.
Therefore, this could not have been a circumstance  from  which  an  adverse
inference is drawn.  We hardly see this to be valid reason  to  suspect  the
appellant.

27.   During arguments, we put a  query  to  the  learned  counsel  for  the
parties as we were curious about the properties of the  deceased  which  she
had bequeathed to the appellant.  A very  disturbing,  but  crucial,  aspect
emerged from the answer given by the parties which  was  that  these  assets
were disposed of by PW-3 and his brother when  the  trial  of  the  case  is
still on and the verdict of guilt had not been  pronounced  by  the  Session
Judge.  This  speaks  volume  about  many  possibilities  and  bolsters  our
conclusion that the appellant is an innocent person who has been  roped  in,
in a false case with a view to rob him of the properties  and  assets  which
Dorathi had Willed to the appellant out of her love and  affection,  to  the
exclusion of all others including PW-3 and his brother who is a resident  of
USA.

28.    We  also  inquired  about  the  whereabouts  of   Rudolph,   mentally
challenged brother of Dorathi.  The answer was equally startling.   We  were
informed  that  within  few  months  of  Dorathi's  death,  he  also   died.
Obviously, with the appellant in jail, there was nobody to  look  after  and
take care of Rudolph.  His foster brother Anthony Kutinho (PW-3)  and  other
brother Simon Kutinho (resident of America) did not care to look after  him,
after the arrest of the appellant.

29.   We are conscious of the fact that with the aforesaid analysis  of  the
evidence, we  have  interfered  with  the  findings  of  the  courts  below.
However, having regard to the seriousness of the nature of imputation,  viz.
that of murder, coupled with the fact that findings of the courts below  are
the result of ignoring vital material and unsustainable inferences, such  an
exercise is permissible under the law.  Permissibility of such a  course  of
action is supported by various judgments of this Court, some  of  which  are
taken note of below.

30.   In Sham Sunder v.  Puran  &  Anr.,  (1990)  4  SCC  731),  this  Court
observed that such an  exercise  would  be  justified  for  the  purpose  of
satisfying itself that the grave injustice had not  resulted  in  the  case.
We quote hereinbelow the following observations from that case:

“2.  It is true that the High Court is entitled to reappraise  the  evidence
in the case.  It is also true that under  Article  136,  the  Supreme  Court
does not ordinarily reappraise  the  evidence  for  itself  for  determining
whether or not the High Court has come to a correct conclusion on facts  but
where the  High  Court  has  completely  missed  the  real  point  requiring
determination and has also on erroneous  grounds  discredited  the  evidence
and has further failed  to  consider  the  fact  that  on  account  of  long
standing enmity  between  the  parties,  there  is  a  tendency  to  involve
innocent persons and to exaggerate and lead prejudged evidence in regard  to
the occurrence, the Supreme Court would  be  justified  in  going  into  the
evidence for the purpose of satisfying itself that the grave  injustice  has
not resulted in the case.”


31.   Further in Khilli Ram v. State of  Rajasthan,  when  the  Court  found
that certain features were overlooked by the  courts  below,  there  was  no
jurisdictional bar in finding out whether the prosecution case could at  all
be accepted, and we would be well advised to reproduce paragraphs 4  and  13
from the said judgment, which read as under:

“4.  There are certain features in this  case  which  appear  to  have  been
overlooked both by the trial Court as also the High Court.   The  two  panch
witnesses have not only turned  hostile,  but  have  disclosed  facts  which
support the defence version of the incident.  PW. 2, the decoy  witness  has
stated facts  which  probabilise  the  defence  stand.   Even  the  literate
Constable PW. 7 who has not been declared hostile has supported the  defence
version.  The place and the maner in which the bribe is said  to  have  been
offered and received make the prosecution story totally opposed to  ordinary
human conduct – a feature which the two Courts have overlooked.  We  are  of
the opinion that this is a case where the evidence has  to  be  looked  into
with a view to finding out whether  the  prosecution  case  can  at  all  be
accepted.  The restriction on appreciation  of  evidence  in  an  appeal  by
special leave is a self-imposed one and is not a jurisdictional bar.   While
we reiterate that ordinarily this Court would refrain from re-examining  the
evidence, in a case where serious injustice would be done  if  the  evidence
is not looked into it would not be proper for the Court  to  shun  attention
by following the self-imposed restriction.

                                      XX   XX    XX

13.  We are prepared to agree with Counsel for the State of  Rajasthan  that
ordinarily a case of this type is difficult to prove and the law is  settled
that even the uncorroborated testimony of trap witnesses can be  acted  upon
as indicated by this Court in the case of  Prakash  Chand  v.  State  (Delhi
Administration), 1979 Cri.L.J. 329 and  Kishan  Chand  Mangal  v.  State  of
Rajasthan, (1983) 1 SCR 569, but in the present case  the  evidence  of  the
panchas is  not  available  to  support  the  prosecution  case.   There  is
discrepancy in many material aspects.  The prosecution story is  opposed  to
ordinary human conduct.  The discrepancies go to the root of the matter  and
if properly  noticed  would  lead  any  court  to  discard  the  prosecution
version.  Without powder treatment, for the absence of which no  explanation
has been advanced, the prosecution story becomes liable to be rejected.   An
overall assessment of the matter indicates that the story  advanced  by  the
prosecution is not true and the defence version seems to be  more  probable.
In these circumstances we are of the view that sufficient material has  been
brought out to merit interference in this appeal.  We allow the appeal,  set
aside the conviction of the appellant and acquit him.  He is discharge  from
his bail bond.”

32.   Yet again in Suryamoorthi & Anr. v. Govindaswamy & Ors., (1989) 3  SCC
24, the Court observed that discretion  conferred  by  Article  136  of  the
Constitution is wide enough to permit this Court to interfere even on  facts
in suitable cases if the approach of the courts below had resulted in  grave
miscarriage of justice.

“13.  The learned counsel for the  accused  submitted  that  we  should  not
disturb the concurrent findings of fact recorded by  both  the  Courts.   We
are  conscious  of  the  fact  that   ordinarily   this   Court   exercising
jurisdiction under Article 136 of the Constitution is slow  in  substituting
its findings of fact in  place  of  those  recorded  by  the  courts  below.
However, this does not mean that this Court has no  power  to  do  so.   The
discretion conferred by Article 136 of the Constitution is  wide  enough  to
permit this Court to interfere even  on  facts  in  suitable  cases  if  the
approach of the courts below has resulted in grave miscarriage  of  justice.
By  way  of  self-imposed  discipline,  this  Court  does   not   ordinarily
reappreciate or reassess the evidence unless  it  is  of  opinion  that  the
approach  of  the  courts  below  has  resulted  in   failure   of   justice
necessitating correction.  If the courts below  have  misread  the  evidence
resulting in miscarriage of justice it becomes the duty  of  this  Court  to
interfere in the interest of administration of justice.  In  our  view,  the
present is one such case which calls for interference.  The approach of  the
courts below in doubting the capacity of PWs 1 and 2 to possess Rs. 73,600/-
 and requiring them to prove how PW 2 had over a period of  10  years  saved
the said amount notwithstanding the  find  of  Rs.33,600/-,  was  wrong  and
resulted in an erroneous conclusion.”


33.   Legal position, explaining the  contours  and  width  of  power  under
Article 136 of the Constitution was narrated in detail in  Mahesh  Dattatray
Thirthkar v. State of Maharashtra, (2009) 11 SCC 141.  After taking note  of
earlier precedents explaining the scope of Article 136 of the  Constitution,
position was summarised in para 22 and we reproduce the same:

“22.  From a close examination of the principles laid down by this Court  in
the aforesaid series of  decisions  as  referred  to  herein  above  on  the
question of exercising power to interfere with  findings  of  fact  by  this
Court under Article 136  of  the  Constitution,  the  following  principles,
therefore, emerge:

The powers of this Court under Article 136 of the Constitution of India  are
very wide.


It is open to this Court to interfere with the findings  of  fact  given  by
the High  Court  if  the  High  Court  has  acted  perversely  or  otherwise
improperly.

When the evidence adduced by the parties  in  support  of  their  respective
cases fell short of reliability and acceptability and as such it  is  highly
unsafe and improper to act upon it.

The appreciation of evidence and finding is vitiated by any error of law  of
procedure or found contrary to the principles of natural justice, errors  of
record and misreading of the evidence, or where the conclusions of the  High
Court are  manifestly  perverse  and  unsupportable  from  the  evidence  on
record.

The appreciation of evidence and finding results in serious  miscarriage  of
justice or manifest illegality.

Where findings of subordinate courts are shown to be “perverse or  based  on
no evidence or irrelevant evidence  or  there  are  material  irregularities
affecting the said findings or  where  the  court  feels  that  justice  has
failed and the findings are likely to result in unduly excessive hardship.



When the High Court has redetermined a fact in issue in a civil appeal,  and
erred in drawing interferences based on presumptions.

The judgment was not a proper judgment of reversal.


34.   The result of the aforesaid discussion would be to allow this  appeal,
giving the  appellant  benefit  of  doubt.   The  appellant  is  accordingly
acquitted of the charge.  He shall be released forthwith.


                             .............................................J.
                                                            (J. CHELAMESWAR)



                             .............................................J.
                                                                (A.K. SIKRI)

New Delhi;
October 14, 2014.

Friday, January 2, 2015

INTERLOCUTORY APPLICATION NO.86 OF 2014 IN WRIT PETITION(C) NO. 435 OF 2012 Goa Foundation ….Petitioner versus Union of India and others ….Respondents-2014-OCT.MONTH. S.C.

                        IN THE SUPREME COURT OF INDIA
                         CIVIL ORIGINAL JURISDICTION

                   INTERLOCUTORY APPLICATION NO.86 OF 2014
                                     IN
                      WRIT PETITION(C) NO. 435 OF 2012

Goa Foundation                                          ….Petitioner

                                   versus

Union of India and others                               ….Respondents


And in the matter of:

M/s Bandekar Brothers Private Limited                   ….Applicant


                                  O R D E R

1.    Through  the  instant  interlocutory  application,  the  applicant-M/s
Bandekar Brothers  Private  Limited  has  prayed  for  a  direction  to  the
concerned  authorities  for  restraining  them  from  auctioning  the  mined
mineral ore produced by  the  applicant  prior  to  22.11.2007,  through  e-
auction. This prayer is premised on the  foundation,  that  the  applicant's
above stated mined mineral ore cannot be sold, under the  orders  passed  by
this Court. In this behalf, it was the contention  of  the  learned  counsel
for the applicant, that the applicant had mined 67,285 metric tons  of  iron
ore (Grade 63.19% Fe approximately) prior to 22.11.2007, and therefore,  the
applicant should be released the aforesaid  iron  ore,  with  the  right  to
dispose of the same.  A similar submission was made  by  the  applicant  for
the  disposal  of  1,00,000  metric  tons  of  old  dump  (grade  46.15%  Fe
approximately).
2.    According to the learned counsel for the applicant,  the  mineral  ore
mined prior to 22.11.2007, cannot be treated as having  been  illegitimately
mined, and as such, the applicant as also all other similarly placed  mining
lease holders, should be released the same  with liberty to sell the same.
3.    Mr. A.D.N. Rao,  Advocate,  learned  amicus,  vehemently  opposes  the
prayer made on behalf of the applicant. While doing so, he  placed  reliance
on the decision rendered by this Court in Goa  Foundation  versus  Union  of
India (2014) 5  SCALE  364.   Our  pointed  attention  was  invited  to  the
following observations recorded therein:
“67.  As we have held that the deemed mining leases of the  lessees  in  Goa
expired on 22.11.1987 and the maximum period (20 years) of  renewal  of  the
deemed mining leases in Goa has also expired on 22.11.2007,  mining  by  the
lessees in Goa  after  22.11.2007  was  illegal.   Hence,  the  order  dated
10.09.2012 of the Government of Goa  suspending  mining  operations  in  the
State of Goa and the order dated  14.09.2012  of  the  MoEF,  Government  of
India, suspending the environmental clearance granted to the  mines  in  the
State of Goa, which have been impugned in the writ petitions in  the  Bombay
High  Court,  Goa  Bench  (transferred  to  this  Court  and  registered  as
transferred cases) cannot  be  quashed  by  this  Court.   The  order  dated
10.09.2012 of the Government of Goa and the order dated  14.09.2012  of  the
MoEF will have to continue till decisions are taken by the State  Government
to grant fresh leases and decisions are taken by the  MoEF  to  grant  fresh
environmental clearances for mining projects.

68.   On 05.10.2012, this Court while issuing notice in  Writ  Petition  (C)
No.435 of 2012 (Goa Foundation vs. Union of  India  &  Others)  also  passed
orders that all mining operations in the leases identified in the report  of
the Justice Shah Commission and transportation of  iron  ore  and  manganese
ore from those leases, whether lying at the mine-head or  stockyards,  shall
remain suspended.  Thereafter on 11.11.2013,  this  Court  passed  an  order
that the inventory of the excavated mineral ores lying  in  different  mines
stockyards/jetties/ports in the State of  Goa  made  by  the  Department  of
Mines and Geology of the Government of Goa be verified  and  thereafter  the
whole of the inventorised mineral ores be sold by  e-auction  and  the  sale
proceeds (less taxes and royalty) be retained  in  separate  fixed  deposits
(lease-wise) by the State of Goa till this Court delivers judgment in  these
matters on the legality of the leases  from  which  the  mineral  ores  were
extracted.  In our order passed on 11.11.2013, we  had  also  directed  that
this entire process of verification of the inventory e-auction  and  deposit
of sale proceeds be monitored by a Monitoring  Committee  appointed  by  the
Court.  The Monitoring  Committee  comprising  Dr.  U.V.  Singh  (Additional
Principal Chief Conservator of Forests, Karnataka),  Shri  Shaikh  Naimuddin
(former Member of Central Board of Direct Taxes) and  Parimal  Rai  (Nominee
of Govt. of Goa) have in the meanwhile monitored the e-auction.  We  extract
hereinbelow the relevant portion of the interim report dated  12.03.2014  of
the Monitoring Committee :

“After the two e-auctions, the total ore auctioned is about 1.62 million  MT
and the total value realized is 260.68 crores  approximately.   As  directed
by this Hon'ble Court, the State Government has been requested  to  maintain
separate accounts, lease wise and keep the sale proceeds as  fixed  deposits
in Nationalzed Banks.

The process of transportation of ore for export has not yet  been  initiated
because of the storage charges being demanded from the successful bidder  by
the Marmagoa Port Trust (MPT).  As a result, the  process  of  e-auction  is
likely to slow down.  The extent of  storage  charges  demanded  is  as  per
Annexure MC III.”

69.   As we have held that renewal of all the deemed mining  leases  in  the
State of Goa had expired on 22.11.2007,  the  mining  lessees  will  not  be
entitled to the sale value of the ores sold in  caution  but  they  will  be
entitled to the approximate cost (not actual cost) of the extraction of  the
ores.....”

                                  (emphasis is ours)


Based on the aforesaid observations, it was the vehement  assertion  of  the
learned amicus, that an inventory of all the mined  mineral  ores  lying  in
different mines/stockyards/jetties/ports in the State of Goa was ordered  to
be prepared by the Monitoring Committee (appointed by this Court).   It  was
further  directed,  that  the  entire  mined  mineral  ores  (of  which  the
inventory was prepared) was to be sold by way of e-auction.  It was  pointed
out, that this Court had clearly expressed, that the holders of  the  mining
leases were not to be entitled to the proceeds  thereof.   In  other  words,
the mining lease holders could  not  claim  the  sale  value  of  the  mined
mineral ores sold by way of e-auction.  This Court  in  its  directions  had
explicitly held that they would be entitled only  to  the  approximate  cost
(not actual cost) incurred by  them  during  the  extraction  of  the  mined
mineral ores. In view of the above directions of this Court, learned  amicus
submitted,  that  the  prayers  made  in  the   application   were   clearly
unacceptable.
4.    In addition to the aforesaid submission, it was  also  the  contention
of the learned amicus, that the prayer made  by  the  applicant  was  wholly
unjustified in view of the provisions of the Mineral Concession Rules,  1960
(hereinafter referred to as the 'Mineral Rules').  Insofar  as  the  instant
aspect of the matter  is  concerned,  reliance  was  first  placed  on  Rule
27(2)(la) of the Mineral Rules.  The same is extracted hereunder:
“27. Conditions – (1) Every mining lease shall be subject to  the  following
conditions:

(a) to (u)  xxx        xxx        xxx

(2)   A mining  lease  may  contain  such  other  conditions  as  the  State
Government may deem necessary in regard to the following, namely, :-

(a) to (l)  xxx        xxx        xxx

(la) the time limit for removal of mineral, ore, plant, machinery and  other
properties  from  the   leasehold   area   after   expiration,   or   sooner
determination or surrender or abandonment of the mining lease.”

(m) to (o)       xxx        xxx        xxx”


A perusal of the above Rule leaves no room for any doubt,  that  the  State,
while granting a mining lease, had the discretion to fix the time limit  for
removal of the mined mineral ore etc. from the lease hold  area.   In  order
to demonstrate that such a period was provided for, our attention was  drawn
to Rule 31 of the Mineral Rules.  Rule 31 is being extracted hereunder:
“31.  Lease to be executed within six months.- (1) Where, on an  application
for the grant of a mining lease, an order has been made  for  the  grant  of
such lease, a lease deed in  Form  K  or  in  a  form  as  near  thereto  as
circumstances of each case may require, shall be executed within six  months
of the order or within such further  period  as  the  State  Government  may
allow in this behalf, and if no such lease deed is executed within the  said
period due  to  any  default  on  the  part  of  the  applicant,  the  State
Government may revoke the order granting the lease and  in  that  event  the
application fee shall be forfeited to the State Government.

(2)   The date of the commencement of the period for which  a  mining  lease
is granted shall be the date on which a duly executed  deed  under  sub-rule
(1) is registered.”


A perusal of the aforesaid Rule reveals, that a lease  deed  in  Form  K  is
mandatorily required to be  executed within  six  months  of  the  order  of
grant of such lease (or within such further period as the  State  Government
may allow).  Our attention was then invited to Form K (mining  lease  deed),
and more particularly, to paragraphs 5  and  6  of  Part  IX  thereof.   The
aforesaid paragraphs are being extracted hereunder:
5.    the lessee/lessees having first  paid  discharged  rents,  rates,  and
royalties payable by virtue of these  presents  may  at  the  expiration  or
sooner determination  of  the  said  term  or  within  six  calendar  months
thereafter (unless the lease shall be determined under clauses 1  and  2  of
this part and in that case at any time not less than three  calender  months
nor ore than six calendar months after such  determination)  take  down  and
remove for his/their own benefits all or any ore  mineral  excavated  during
the currency of lease  engines,  machinery,  plant,  buildings,  structures,
tramways, railways and other works, erections  and  conveniences  which  may
have been erected, set up or placed by the lessee/lessees  in  or  upon  the
said lands and which the lessee/lessees is/are not bound to deliver  to  the
State Government under clause 20 of Part VII of the Schedule and  which  the
State Government shall not desire to purchase.


6.    If at the end of six calendar months after the  expiration  or  sooner
determination of the said terms under the provisions contained in  clause  4
of Part VIII of this Schedule become effective  there  shall  remain  in  or
upon the  said  land  any  ore  or  engines,  machinery,  plant,  buildings,
structures, tramways, railways and other works, erections  and  conveniences
or  other  property  which  are  not  required  by  the  lessee/lessees   in
connection with operations in any other lands held  by  him  by  them  under
prospecting licence or mining lease, the same shall if  not  be  removed  by
the lessee/lessees  within  one  calender  month  after  notice  in  writing
requiring their removal has  been  given  to  lessee/lessees  by  the  State
Government be deemed to become the property of the State Government and  may
be sold or disposed of in such manner as the  State  Government  shall  deem
fit without  liability  to  pay  any  compensation  or  to  account  to  the
lessee/lessees in the respect thereof.”

                                                  (emphasis is ours)

A perusal of the terms and conditions expressed in the lease required to  be
executed by a mining lease holders, leaves no room for any doubt,  that  the
mineral ore extracted by the lessee, has to be removed within  six  calendar
months from the date of expiration of the mining lease.  And  further  more,
if at the end of the above six calendar months, the  excavated  mineral  ore
is not removed, then within one calender month after a notice in writing  is
issued to the lessee/lessees, the extracted mineral ore is deemed to  become
the property of the State Government.  Accordingly, relying  on  the  afore-
stated statutory provisions, it was the submission of  the  learned  amicus,
that the ore which had remained unremoved after the expiration of the  above
period of  six  months,  would  be  deemed  to  have  vested  in  the  State
Government.
5.    In support of the above submission, learned amicus again  invited  our
attention  to  Goa  Foundation's  case  (supra),  wherein  this  Court   had
permitted, that the entire stock of extracted mineral  ores  would  vest  in
the State Government. In  this  behalf,  our  attention  was  drawn  to  the
following observations:
“70.  The entire sale value of the stock of mineral ores sold  by  e-auction
less the average cost of excavation, 50% of the  wages  and  allowances  and
50% of the storage  charges  to  be  paid  to  MPT  is  thus  due  to  State
Government which is the owner of the mineral ores which have been sold by e-
auction.  The State Government will set-aside 10%  of  this  balance  amount
for the Goan  Iron  Ore  Permanent  Fund  for  the  purpose  of  sustainable
development  and  inter-generational  equity.   This  entire   exercise   of
calculating the average cost of extraction of ores to be paid to the  mining
lessees, 50% of the basic wages and dearness allowance to  be  paid  to  the
workers, 10% of the balance amount towards the Goan Iron Ore Permanent  Fund
and the balance amount to be appropriated by the State  Government  will  be
done by the Director of Mines and Geology,  Government  of  Goa,  under  the
supervision of the Monitoring Committee.  Till this  exercise  is  over  and
the report of the Monitoring Committee will continue and their members  will
be paid their  remuneration  allowances  as  directed  in  the  order  dated
11.11.2013.”

                                             (emphasis is ours)

6.    Learned counsel for the applicant, could not invite our  attention  to
any favourable observations made by this  Court  in  Goa  Foundation's  case
(supra), nor could learned counsel for the applicant  invite  our  attention
to any statutory provisions from the Mineral Rules, which would counter  the
submissions advanced at the hands of the  learned  amicus.  The  submissions
advanced on behalf of the applicant were premised merely on  the  assertion,
that the mineral ore which the applicant was  claiming  a  right  over,  had
been legitimately mined before 22.11.2007, and therefore, the applicant  had
an absolute and legitimate ownership over the same. We may  note,  that  the
above position was emphasised, stressed and persistently reiterated to  make
the stand absolutely crystal clear.
7.    Based on the directions issued by this Court in Goa Foundation's  case
(supra), as also, the provisions of the Mineral Rules, it  is  not  possible
for us to accept the prayers made by the learned counsel for the  applicant.
 We are of  the  firm  view,  that  this  Court  clearly  and  categorically
directed the preparation of an  inventory  of  all  the  existing  extracted
mineral  ore  available  as  on  11.11.2013.   Accordingly,  the  Monitoring
Committee prepared an inventory of  all  the  extracted  mineral  ore.   The
inventory included the ore, whether lying at the mine-head or stockyards  or
jetties or ports in the State of Goa. This Court further directed  the  sale
of the entire  extracted ore included in the above inventory was to be  made
by way of e-auction. It was further directed, that the mining lease  holders
would not be entitled to the proceeds of  the  e-auction,  but  only  to  an
approximate cost (not actual cost) of extraction of the mined mineral  ores,
and nothing more.  As such, the prayer  made  in  the  instant  application,
that the State Government be restrained from selling the  extracted  mineral
ore, and further that, the applicant be permitted to dispose of the same  by
itself, cannot be accepted.
8.    Additionally, the provisions of the Mineral  Rules  mandate  that  the
excavated mineral ore is liable to be removed by the lessee within a  period
of six months, failing which, after the  issuance  of  a  notice,  the  same
would stand forfeited to the State Government.  On the issue of  forfeiture,
this Court clearly directed in Goa Foundation's case (supra), that  all  the
extracted mineral ore contained in the inventory prepared by the  Monitoring
Committee, would vest in the State  Government.    The  directions  of  this
Court, satisfy the vesting of the  extracted  mineral  ore  with  the  State
Government, thus negating the requirement of  the  issuance  of  any  formal
notice to the mining lease holders. It is, therefore, difficult  for  us  to
accept, the prayers made by the applicant, either for  the  release  of  the
extracted mineral ore to the applicant, or the liberty to sell the  same  at
its own.
9.    In recording  our  above  conclusion,  we  have  also  taken  note  of
consideration of an unequivocal determination by this  Court,  that  without
renewal of the mining leases,  all  the  leases  would  be  deemed  to  have
expired on 22.11.2007.  The State of Goa passed an  order  dated  10.09.2012
suspending mining operations in the State of Goa.  By  another  order  dated
14.09.2012, the Ministry of Environment and Forests,  Government  of  India,
suspended the environmental clearances granted to  mines  in  the  State  of
Goa.  It is, therefore, apparent that no mining activity was  being  carried
out in the State of Goa after  10/14.09.2012.  In  the  above  view  of  the
matter, the instant application filed on 12.08.2014 is wholly  misconceived,
and merits outright rejection.
10.   For the reasons recorded hereinabove, we find no merit in the  prayers
made in interlocutory application No. 86 of 2014  in  Writ  Petition(C)  No.
435 of 2012. The same is accordingly dismissed.


                                             ….......................J.
                                             [JAGDISH SINGH KHEHAR]


                                             …........................J.
                                             [J. CHELAMESWAR]


NEW DELHI;                             …........................J.
OCTOBER 14, 2014.                            [A.K. SIKRI]

CIVIL APPEAL NO.9699 OF 2014 [Arising out of S.L.P. (Civil) No.33699 of 2011] Sameer Singh and Another ... Appellants Versus Abdul Rab and Others ... Respondents-2014-Oct. Month.S.C.


                        IN THE SUPREME COURT OF INDIA

                        CIVIL APPELLATE JURISDICTION


                        CIVIL APPEAL NO.9699 OF 2014
              [Arising out of S.L.P. (Civil) No.33699 of 2011]


Sameer Singh and Another                           ... Appellants

                                   Versus

Abdul Rab and Others                                 ... Respondents






                               J U D G M E N T


Dipak Misra, J.


  Leave granted.

The Universal Construction Company, the respondent No. 3 herein,  instituted
Civil Suit No. 480 of 1971 in  the  High  Court  of  Calcutta  invoking  its
original civil jurisdiction for  realization  of  a  sum  of  Rs.2,15,289.28
paise  from  the  Engineers  Syndicate  (India)  Private  Limited,  the  4th
respondent herein, and an ex parte decree was passed  in  the  suit.   After
obtaining the decree, respondent No. 3 assigned the same in favour of  Abdul
Rab, respondent No. 1  herein,  on  20th  May,  2005.   After  the  deed  of
assignment was given the formal shape, the 1st  respondent  moved  the  High
Court of Calcutta and got the said decree transferred to the  Court  of  Sub
Judge-I,  Jamshedpur  for  execution  by  way  of  attachment  and  sale  of
immovable properties of the 4th respondent situated within the  jurisdiction
of the executing Court.  Thereafter, the 1st respondent filed  an  execution
case against the 4th respondent.  A schedule of  property  was  attached  to
the execution petition.


3.    As the factual matrix would unfurl, the executing court after  receipt
of the  decree  on  23.8.2006  issued  notice  to  the  4th   respondent  by
registered post and when the service was not effected, mode  of  publication
was taken recourse to for appearance of  the  judgment-debtor.   Eventually,
the execution case was fixed  for  ex  parte  hearing  on  9.3.2007  on  the
petition of the assignee-decree-holder.  After following the procedure,  the
scheduled property was put up for sale by  way  of  auction  and  ultimately
Abdul Rafai, respondent No. 2, purchased the property and  pursuant  to  the
order of the Court took over possession of the said immovable property.

4.    As the factual narration would further undrape, at the said  juncture,
the present appellants filed an application under Order XXI,  Rules  97,  99
and 101 of the Code of Civil  Procedure  (C.P.C.)  contending,  inter  alia,
that the disputed property originally belonged to the  4th   respondent  who
had borrowed a sum of Rs.14,571/- from his deceased father, Gopal Singh,  by
depositing the sale deeds of the said property on 18.2.1971 at Calcutta  and
had delivered possession of the said property to Gopal  Singh  on  19.2.1971
in lieu of interest of said borrowed amount.  When  he  failed  to  pay  the
borrowed sum, the 4th respondent agreed to transfer the said property for  a
consideration of Rs.25,000/- to Gopal Singh  after  adjusting  the  borrowed
amount i.e. Rs.14,571/-.  Regard being had to the  said  arrangement,  Gopal
Singh had  paid  the  balance  amount  of  Rs.10,429/-  and  accordingly  an
agreement for sale was executed.  When the 4th  respondent  did  not  honour
his part of the contract, Gopal Singh instituted Title Suit No. 43  of  1974
in the Court of Sub Judge-I,  Jamshedpur  against  the  4th  respondent  and
eventually the said suit was decreed by the Second  Additional  Sub  Judge-I
on 14.5.1977.  Thereafter, a case was filed and in pursuance of  the  decree
a sale deed was executed on 10.10.1982  in  favour  of  the  father  of  the
appellants through Court and he was put in possession through Nazir  of  the
Civil Court in respect of the property in question, and after the demise  of
Gopal Singh, the appellants, being sons, inherited  the  said  property  and
remained in possession having right, title and interest till 27.4.2008  when
all of a sudden, respondent No. 2 through the help of  Nazir  took  delivery
of the  property  after  dispossessing  the  appellants  therefrom.   On  an
inquiry being made, they came to know  under  what  circumstances  they  had
been dispossessed by the Nazir.  The application further asserted  that  the
schedule of property which had been appended to Execution  Case  No.  24  of
2006 had been deliberately added though the 4th respondent  had  no  concern
with the same.  It was also put  forth  that  an  order  of  attachment  was
published in a local daily ‘Uditwani’ dated 23.10.1982  in  respect  of  the
scheduled property by the High Court of Calcutta in Suit  No.  480  of  1971
and the father of the appellants coming to know of the  same  had  filed  an
objection before the High Court which after considering  the  objection  and
taking note  of  the  right,  title  and  interest  of  the  father  of  the
appellants had released the  said  property  from  attachment  but  the  1st
respondent by suppressing all the facts got the said  schedule  of  property
attached and put the same in auction and respondent No. 2 who was set up  by
the  respondent No.1 became the purchaser of the property.  In  essence,  it
had been pleaded that respondent Nos. 1  and  2  had  colluded  to  put  the
property to auction which did not belong to the respondent  No.  4  and  was
not meant for attachment and sale, for it had been already released  by  the
High Court of Calcutta and, in  any  case,  the  respondent  No.  4  had  no
concern with the said property.  In the application it was prayed  that  the
appellants, the applicants in the court below, should be put  in  possession
of the scheduled property and the respondents be  restrained  from  changing
the nature and character of  the  property  till  the  adjudication  of  the
application.

5.    The said application was resisted by respondent  Nos.  1  and  2,  the
opposite parties No. 1 and 2 before the executing court, on  many  a  ground
and basically reasseverating the facts how the decree  had  been  passed  by
the High Court of Calcutta and how there had been a deed of  assignment  and
further the fairness  of  procedure  adopted  in  putting  the  property  to
auction and the eventual sale.

6.      The  executing court framed two issues which read as follows:-

“I. Whether the transferee executing court has  jurisdiction  to  adjudicate
the present petition filed by the applicants under order XXI  rules  97,  99
and 101 C.P.C.?

II. Whether the applicants are entitled to get as relief in claim  in  their
application?”

7.    The executing  court  noted  the  submissions  of  both  the  parties,
referred to the order passed by the High Court of Calcutta transferring  the
decree for execution, adverted to the provisions under Sections 39 to 42  of
C.P.C., placed reliance on certain authorities as regards the limitation  on
the powers of the transferee court under Section 42 of C.P.C., recorded  the
fact  that  it  had  already  dismissed  the  execution  case  to  the  full
satisfaction of the decree-holder on 19.12.2008 and  informed  the  same  to
the Registrar of the High Court of Calcutta, and  eventually  came  to  hold
that it had no jurisdiction to reopen and discuss the matter  pertaining  to
the title of the parties in execution  case  at  the  instance  of  a  third
party.  In that backdrop, it observed that the executing  court  had  become
functus officio and could not entertain the application.  Adverting  to  the
second issue, the executing court noted the contentions and referred to  the
authorities earlier cited but ultimately opined that as a finding  had  been
recorded  to  the  effect  that  the  transferee-executing  court   had   no
jurisdiction to entertain the petition, regard being had to  the  fact  that
the decree had been executed to the full satisfaction and an intimation  had
been sent to the Registrar of  the  Calcutta  High  Court,  the  controversy
raised could not be dealt with and no relief could be granted.

8.    The aforesaid order came to be  assailed  before  the  High  Court  in
W.P.C. No. 348 of 2011 under Article 227 of the Constitution  of  India.   A
preliminary objection was raised on behalf of the  1st  respondent  that  an
order passed under Order XXI, Rule 98 to 100 of C.P.C. is a  decree  as  per
the  provisions  contained  under  Order  XXI,  Rule  103  of  C.P.C.   and,
therefore, an appeal would lie and the writ petition was  not  maintainable.
The preliminary objection was resisted by proponing a contention  that  only
those orders which adjudicate the  dispute  between  the  parties  would  be
treated as decree but as in the case at hand, the Court had not decided  the
lis in question as it had expressed an opinion that it had  no  jurisdiction
after having become functus officio, an appeal would not lie.

9.    The learned Single Judge accepted the  preliminary  objection  on  the
foundation that dispute between parties regarding jurisdiction of  executing
court could be determined under Order XXI, Rule 100 of C.P.C. and that  when
a decision had been rendered on that score  it  would  be  a  deemed  decree
under Order XXI, Rule 103 of C.P.C. and hence, the  writ  petition  was  not
maintainable.  Expression of aforesaid view entailed dismissal of  the  writ
petition.  Hence, the present appeal by special leave.

We have heard Mr. Saurabh S. Sinha, learned counsel for the  appellants  and
Mr. Jayesh Gaurav, learned counsel for the respondents.

Assailing the impugned order it is contended by Mr. Sinha that  the  learned
Single Judge has failed to appreciate the language employed  in  Order  XXI,
Rules 97 to 103  which  commands  the  executing  court  to  adjudicate  the
controversy  pertaining  to  all  the  aspects  and,  therefore,  when   the
executing Court has only opined that it  has  become  functus  officio,  the
said order cannot be treated as a decree.  It is urged by him that the  said
order tantamounts to refusal of exercise of jurisdiction duly  vested  in  a
Court and, therefore, such an error has to be rectified in exercise  of  the
power of superintendence  by  the  High  Court  under  Article  227  of  the
Constitution  of  India.   It  is  his  further  submission  that  the  view
expressed by the High Court is fallacious as far  as  its  understanding  of
the ratio of the decision  in  Babulal  v.  Raj  Kumar  and  Others[1].   To
pyramid the submission that there has to be an adjudication as warranted  in
law, learned counsel has placed reliance on Ghasi Ram and  Others  v.  Chait
Ram Saini and others[2] and Ram Kumar Tiwari and  Others  v.  Deenanath  and
Others[3].

Mr. Jayesh Gaurav, learned counsel appearing for the respondents in  support
of the order passed by the High Court has contended that when the  executing
court had clearly expressed the view that it has no jurisdiction  to  embark
upon the issues as required to be gone into under Order  XXI,  Rules  97  to
103 of  C.P.C., there was no necessity to proceed further and it would be  a
travesty of justice  if  it  is  construed  that  when  there  has  been  no
adjudication of an application on behalf of a third party it would not be  a
decree.  It is canvassed by him that adjudication does not necessarily  mean
to record evidence and deal with the issue of right, title and  interest  to
make the order a deemed decree as stipulated under Order XXI, Rule 103.   It
is urged by him that when finality is given to the objection it assumes  the
character  of  a  decree  as  envisaged  under  Order  XXI,  Rule  103  and,
therefore, the reasons ascribed by the High Court  cannot  be  faulted.   In
support  of  his  contention,  learned  counsel  has  commended  us  to  the
authority in S. Rajeswari v. S.N. Kulasekaran and Others[4].
To appreciate the  submissions  raised  at  the  Bar,  it  is  necessary  to
appreciate the whole gamut of provisions contained in Order  XXI,  Rules  97
to 103 of CPC and the fundamental objects behind the same.   Rule  97  deals
with resistance or obstruction to possession by the holder of a  decree  for
possession or the purchaser of any such property  sold  in  execution  of  a
decree.  It empowers such a person to  file  an  application  to  the  Court
complaining of such resistance or obstruction and requires the  Court  under
sub-rule (2) to adjudicate upon  the  application  in  accordance  with  the
provisions provided therein.  Rule 99 deals with  dispossession  by  decree-
holder or purchaser.  It stipulates that where any  person  other  than  the
judgment-debtor is dispossessed of immovable property by  the  holder  of  a
decree for the possession of such property or where such property  has  been
sold in execution of a decree, by the purchaser  thereof,  he  may  make  an
application to the Court complaining of such dispossession.   The  Court  is
obliged to adjudicate such an application.  Thus this rule, as is  manifest,
includes any person other than the judgment-debtor.   Rule  101  deals  with
the questions to be determined.  It provides that  all  questions  including
questions relating to right, title  or  interest  in  the  property  arising
between the parties to a proceeding on an application under Rule 97 or  Rule
99 or their  representatives,  and  relevant  to  the  adjudication  of  the
application shall be determined by the Court  dealing  with  an  application
and not by a separate suit and for the said  purpose,  the  executing  court
has been conferred the jurisdiction to decide  the  same.   Rule  100  deals
with orders to be passed upon application complaining of dispossession.   It
is apt to reproduce the said rule:-
“Rule  100.  Order  to   be   passed   upon   application   complaining   of
dispossession.- Upon the determination of the  questions  referred  in  Rule
101, the Court shall, in accordance with such determination,-

make an order allowing the application and directing that the  applicant  be
put into possession of the property or dismissing the application; or

(b)   pass such order as, in the circumstances of  the  case,  it  may  deem
fit.”

Rule 98 deals with orders after adjudication.  Sub-rule  (1)  provides  that
upon the determination of questions referred to in Rule 101,  the  Court  in
accordance with determination and subject  to  provisions  of  sub-rule  (2)
therein make an order  allowing  the  application  and  directing  that  the
applicant  be  put  in  possession  of  the  property  or   dismissing   the
application or pass such other order, as in the circumstances  of  the  case
it may deem fit.  As far as sub-rule (2)  is  concerned,  the  same  is  not
necessary to be taken note of for the purposes of present  case.   Rule  103
which is significant reads as follows:-
“Rule 103. Orders to be treated as decrees.- Where any application has  been
adjudicated  upon under Rule 98 or Rule 100, the order  made  thereon  shall
have the same force and be subject to the same conditions as  to  an  appeal
or otherwise as if it were a decree.”

The submission of the learned counsel for the  appellants  is  that  if  the
scheme underlying the said Rules is appositely appreciated, it is  clear  as
crystal that the legislature in order to avoid multiplicity  of  proceedings
has  empowered  the  executing  court  to  conduct  necessary  enquiry   and
adjudicate by permitting the parties  to  adduce  evidence,  both  oral  and
documentary, and to determine the right, title and interest of  the  parties
and, therefore, such  an order has been given the status of  a  decree.   As
has been put forth by him, a proceeding in terms of Rule 97 or  Rule  99  is
in the nature of a suit and the adjudication is similar to that  of  a  suit
and when in the case at hand, the Court has  declined  to  embark  upon  any
enquiry  by  calling  for  reply,  recording  evidence   and   appropriately
adjudicating the controversy, the order  passed  cannot  be  regarded  under
Rule 103 of Order XXI as a decree.  In this context,  the  authorities  that
have been commended to us need to be carefully noticed.
 In Noorduddin v. Dr. K.L. Anand[5], the executing court  had  rejected  the
application of the appellant therein on the ground that the High  Court  had
already adjudicated the lis.  Analysing the language employed in  Rules  97,
98 and 100 to 104, the Court held:-

“Thus, the scheme of the Code clearly adumbrates that  when  an  application
has been made under Order 21, Rule 97, the court is enjoined  to  adjudicate
upon the right, title and interest claimed in the property  arising  between
the parties to a proceeding or between  the  decree-holder  and  the  person
claiming independent right, title or interest in the immovable property  and
an order in that behalf be  made.  The  determination  shall  be  conclusive
between the parties as if it was a decree subject to  right  of  appeal  and
not a matter to be agitated by a separate suit. In  other  words,  no  other
proceedings were  allowed  to  be  taken.  It  has  to  be  remembered  that
preceding Civil Procedure Code Amendment Act,  1976,  right  of  suit  under
Order 21, Rule 103 of 1908 Code was  available  which  has  been  now  taken
away. By necessary implication, the legislature relegated the parties to  an
adjudication of right, title or interest in  the  immovable  property  under
execution and finality has been accorded to it.  Thus,  the  scheme  of  the
Code appears to be to put an end to the protraction of the execution and  to
shorten the litigation between the parties or persons claiming right,  title
and interest in the immovable property in execution.”

            Elucidating further, the Court opined that  adjudication  before
execution is an efficacious remedy to prevent fraud,  oppression,  abuse  of
the process of the court or miscarriage of justice. The object of law is  to
meet out justice and, therefore, adjudication under  Order  XXI,  Rules  98,
100 and 101 and its successive rules is sine qua non to a  finality  of  the
adjudication of the right, title  or  interest  in  the  immovable  property
under execution.
In  Babulal  (supra),  the  appellant  apprehending   that   it   would   be
dispossessed in an execution proceeding had filed an  application  based  on
possessory title and obtained interim injunction.   He  had  also  filed  an
application stating, inter alia, that he should not  be  dispossessed.   His
objection was overruled by the executing court holding  that  since  he  had
not been dispossessed, an application under  Order  XXI,  Rule  98  was  not
maintainable.  The said view  was  affirmed  by  the  High  Court  in  Civil
Revision Petition.  The Court while interpreting the Order XXI, Rules 98  to
102 referred to the decision in Bhanwar Lal v.  Satyanarain  and  Another[6]
and opined that  it  is  clear  that  an  adjudication  is  required  to  be
conducted under Order XXI, Rule 98 before removal of the obstruction  caused
by the objector or the appellant and a finding is required  to  be  recorded
in that behalf. The Court ruled that the order is treated as a decree  under
Order XXI, Rule 103 and it is subject to an appeal.  It  has  been  observed
in the said case that prior to 1976, the order  was  subject  to  suit,  but
under the amended Code, right of suit under Order XXI, Rule 63 of  old  Code
has been taken away, and the determination of the  question  of  the  right,
title or interest of the objector in the immovable property under  execution
needs to be adjudicated under Order XXI, Rule 98 which is an order and is  a
decree under Order XXI, Rule 103 for the purpose of appeal  subject  to  the
same conditions as to an appeal or otherwise as if it were  a  decree.   The
Court further opined that the procedure prescribed is  a  complete  code  in
itself and, therefore, the executing [pic]court  is  required  to  determine
the question.
In Ghasi Ram and Others (supra)  while  making  a  distinction  between  the
provisions prior to the amendment brought in 1976 in CPC and  the  situation
after the amendment, a two-Judge Bench observed thus:-
“The position has changed after amendment of the Code of Civil Procedure  by
the  Amendment  Act  of  1976.   Now,  under  the  amended  provisions,  all
questions,  including  right,  title,  interests  in  the  property  arising
between   the  parties  to  the  proceedings  under  Rule  97,  have  to  be
adjudicated by the executing court itself and not left to be decided by  way
of a fresh suit.”

In the case of S. Rajeswari (supra), the appellant was one  of  the  persons
who  had  obstructed  the  execution  of  a  decree  obtained  by  the   1st
respondent therein and  had filed an application under Section  151  of  CPC
which was rejected by the executing court on the  ground  that  it  was  not
maintainable.  Being grieved by the  said  order  he  preferred  a  revision
petition which was allowed  by  the  High  Court.   The  Court  treated  the
application preferred under Section 151 of C.P.C.  to  be  one  under  Order
XXI, Rule 97 because the executing court proceeded to  record  evidence  and
thereupon adjudicated the matter.  The evidence  of  the  decree-holder  was
considered and a conclusion was arrived at that  the  identity  of  plot  in
question had not been established and thereby  the  plaintiff  was  disabled
from executing the decree for possession of  the  land.   A  contention  was
raised before this Court that the High Court had  erred  in  entertaining  a
revision petition under Section 115, C.P.C., for  the  order  was  a  decree
under Order XXI, Rule 103 of C.P.C. and hence,  an  appeal  lay.   The  said
contention was accepted by this Court.
At this juncture, we may refer with profit to the pronouncement in  Brahmdeo
Chaudhary v. Rishikesh Prasad Jaiswal and  another[7]  wherein  a  two-Judge
Bench scanning the anatomy of the rules came to hold that:-

“... a stranger to the decree who claims an  independent  right,  title  and
interest in the decretal property can offer his  resistance  before  getting
actually dispossessed. He can equally agitate his grievance  and  claim  for
adjudication of his independent right, title and interest  in  the  decretal
property even after losing possession as per Order XXI, Rule 99. Order  XXI,
Rule 97 deals with a stage which is prior to the  actual  execution  of  the
decree for possession wherein the grievance of  the  obstructionist  can  be
adjudicated upon before actual delivery of possession to the  decree-holder.
While Order XXI, Rule 99 on the other hand deals with the  subsequent  stage
in the execution proceedings where a stranger claiming any right, title  and
interest in the decretal property might have got actually  dispossessed  and
claims restoration of possession on adjudication of his  independent  right,
title and interest dehors the interest of the  judgment-debtor.  Both  these
types [pic]of enquiries in connection with the right, title and interest  of
a stranger to the decree are clearly contemplated by  the  aforesaid  scheme
of Order XXI and it is not as if that such a  stranger  to  the  decree  can
come in the picture only at the final stage after losing the possession  and
not before  it  if  he  is  vigilant  enough  to  raise  his  objection  and
obstruction  before  the  warrant  for  possession  gets  actually  executed
against him.”

The  aforesaid  authorities  clearly  spell  out  that  the  court  has  the
authority to adjudicate all the questions  pertaining  to  right,  title  or
interest in the property arising between the parties.  It also includes  the
claim of a  stranger  who  apprehends  dispossession  or  has  already  been
dispossessed from the immovable property.  The self-contained Code,  as  has
been emphasised by this Court, enjoins the  executing  court  to  adjudicate
the lis and the purpose is to avoid  multiplicity  of  proceedings.   It  is
also so because prior to 1976 amendment the grievance  was  required  to  be
agitated by filing a suit but after the amendment the entire enquiry has  to
be conducted by the executing court.  Order XXI, Rule 101 provides  for  the
determination of necessary issues.  Rule 103 clearly  stipulates  that  when
an application is adjudicated upon under Rule 98 or Rule 100 the said  order
shall have the same force as if it were a decree.   Thus,  it  is  a  deemed
decree.  If a Court declines to adjudicate on the ground that  it  does  not
have jurisdiction, the said order cannot earn the status of  a  decree.   If
an executing court only expresses its inability  to  adjudicate  by  stating
that it lacks  jurisdiction,  then  the  status  of  the  order  has  to  be
different.  In the  instant  case  the  executing  court  has  expressed  an
opinion that it has become functus officio and hence, it cannot initiate  or
launch any enquiry. The appellants had invoked the jurisdiction of the  High
Court under Article 227 of the Constitution assailing the  order  passed  by
the executing court on the foundation that it had  failed  to  exercise  the
jurisdiction vested in it.   The appellants had approached  the  High  Court
as per the dictum laid down by this Court in Surya Dev Rai  v.  Ram  Chander
Rai and others[8].
Whether the executing court, in the obtaining circumstances,  has  correctly
expressed the view that it has become functus officio or not and thereby  it
has jurisdiction or  not,  fundamentally  pertains  to  rectification  of  a
jurisdictional error.  It is so as there has been  no  adjudication.   If  a
subordinate court exercises its jurisdiction not vested  in  it  by  law  or
fails to exercise the jurisdiction so vested, the said order  under  Section
115 of the Code is revisable as has been held  in  Joy  Chand  Lal  Babu  v.
Kamalaksha Chaudhury and others[9].  The same principle has been  reiterated
in Keshardeo Chamria v. Radha  Kissan  Chamria  and  others[10]  and  Chaube
Jagdish Prasad and another v.  Ganga  Prasad  Chaturvedi[11].   Needless  to
emphasise, the said principle  is  well-settled.   After  the  amendment  of
Section 115, C.P.C. w.e.f. 1.7.2002,  the  said  power  is  exercised  under
Article 227 of the Constitution as per the principle laid down in Surya  Dev
Rai (supra).  Had the executing court apart from expressing  the  view  that
it had become functus officio had adjudicated  the  issues  on  merits,  the
question would have been different, for in that event there would have  been
an adjudication.
In view of the forgoing analysis, we conclude and hold that the  High  Court
has fallen  into  error  by  opining  that  the  decision  rendered  by  the
executing court is a decree and,  therefore,  an  appeal  should  have  been
filed, and resultantly allow the appeal and set aside  the  impugned  order.
The High Court shall decide the matter as necessary  under  Article  227  of
the Constitution of India.  As a long span of  time  has  expired  we  would
request the High Court to dispose of the matter within  a  period  of  three
months.  There shall be no order as to costs.


                                             .............................J.
                                                               [Dipak Misra]



                                             .............................J.
                                                                         [V.
Gopala Gowda]

New Delhi;
October 14, 2014


                                                     -----------------------
[1]    (1996) 3 SCC 154
[2]    (1998) 6 SCC 200
[3]    AIR 2002 Chhattisgarh 1
[4]    (2006) 4 SCC 412
[5]    (1995) 1 SCC 242
[6]    (1995) 1 SCC 6
[7]    AIR 1997 SC 856
[8]    (2003) 6 SCC 675
[9]    AIR 1949 PC 239
[10]   AIR 1953 SC 23
[11]   AIR 1959 SC 492

-----------------------
21


Thursday, January 1, 2015

2014 (10) S.C - CIVIL APPEAL NO. 6862 OF 2014 [Arising out of S.L.P. (C) No. 6757 of 2012) Rajni Rani & Anr. ... Appellants Versus Khairati Lal & Ors. ...Respondents.

                        IN THE SUPREME COURT OF INDIA

                        CIVIL APPELLATE JURISDICTION


                      CIVIL APPEAL NO.  6862   OF 2014
                [Arising out of S.L.P. (C) No. 6757 of 2012)

Rajni Rani & Anr.                                  ... Appellants

                                   Versus

Khairati Lal & Ors.                               ...Respondents





                               J U D G M E N T



Dipak Misra, J.

The centrirorial issue that has stemmed in this appeal by grant  of  special
leave is whether an order of dismissal of the counter-claim being barred  by
principles of Order 2, Rule 2 of the Code of Civil  Procedure  (C.P.C.)  can
be set aside in exercise of revisional jurisdiction  under  Section  115  of
the C.P.C. or in exercise of power of superintendence under Article  227  of
the Constitution of India or is it required to be assailed by preferring  an
appeal.
The factual score need not be exposited in  detail.   Suffice  it  to  state
that one Phoolan Rani, wife of Om  Prakash,  and  another  instituted  Civil
Suit No. 107B of 2003 seeking   a declaration that they are  the  owners  in
possession of the land admeasuring 1/9th share in the suit land and  further
praying for permanent injunction against the  defendants.   After  issue  of
notice, the defendants entered contest and the defendant Nos.12 to 14  filed
a counter-claim putting forth that they had the right,  title  and  interest
as the original owner, Jeth Ram, had executed  a  Will  dated  18.5.1995  in
their favour.
After the  counter-claim  was  filed,  defendant  Nos.  1  and  2  filed  an
application for dismissal of the counter-claim on the  foundation  that  the
same did not merit consideration as it was barred by  Order  2,  Rule  2  of
C.P.C.  It was set forth in the application that a suit for declaration  was
earlier filed by the  present  appellants  along  with  others  against  the
defendants and a decree was passed in their favour on 21.9.2002  whereby  it
was held that the present  appellants  and  some  of  the  respondents  were
entitled to 1/4th share each.  The judgment and decree passed  in  the  said
suit was assailed in appeal and the appellate court  modified  the  judgment
and decree dated 21.9.2002 vide judgment dated 15.2.2003 holding  that  each
one of them was entitled to 1/9th share and the said modification  was  done
on the ground that the property was ancestral in nature and the sisters  had
their shares.  After disposal of the appeal, one  of  the  sisters  filed  a
declaratory suit to the effect that she is the owner in possession  of  land
in respect of 1/9th share in the suit land and in the said suit  a  counter-
claim was filed by defendant Nos. 12 to 14  stating  that  they  had  become
owners in possession of the  suit  property  on  the  basis  of  a  properly
registered Will dated 18.5.1995 executed by Jeth Ram. In the application  it
was set forth that the counter-claim had been filed in  collusion  with  the
plaintiff as the plea of claiming any status under the Will dated  18.5.1995
was never raised in the earlier suit.  It was urged  that  the  plea  having
not been raised in the earlier suit, it could not have been  raised  by  way
of a counter-claim in the second suit being  barred  by  the  principles  of
Order 2, Rule 2 of C.P.C.
The learned trial Judge adverted to the lis in the first  suit,  the  factum
of not raising the plea with regard to Will in the earlier suit and came  to
hold that the counter-claim could not be advanced solely on the ground  that
the existence of the Will had come to the knowledge of the  defendants  only
in the year 2003.  Being of this view, the learned trial Judge  allowed  the
application filed by the defendant Nos. 1 and 2  and  resultantly  dismissed
the counter-claim filed by the defendant Nos. 12  to  14  vide  order  dated
13.10.2010.
The legal substantiality of the aforesaid order was called  in  question  in
Civil  Revision  No.  900  of  2011  preferred  under  Article  227  of  the
Constitution of India wherein the High Court taking  note  of  the  previous
factual background came to hold that the learned trial Judge had  failed  to
appreciate that the Will dated 18.5.1995 executed by Jeth  Ram,  the  father
of defendant Nos. 12  to 14, was alive at the time of  adjudication  of  the
earlier suit and hence, the said Will could not have  taken  aid  of  during
his lifetime.  The aforesaid analysis persuaded the learned Single Judge  to
set aside the order passed by the learned trial Judge.  However, the  Single
Judge observed that it would be open to the plaintiff  to  raise  all  pleas
against the counter-claim.
We have heard Mr. Arvinder Arora, learned counsel  for  the  appellants  and
Mr. S.S. Nara, learned counsel for the respondents.
7.    At the very outset, we must make it clear that we are not inclined  to
advert to the defensibility or justifiability of the order of  rejection  of
the  counter-claim  by  the  learned  trial  Judge  or  the   annulment   or
invalidation of the said order by the High Court.  We shall only dwell  upon
the issue whether the revision petition could have been entertained or   was
it obligatory on the part of respondents herein to assail the order  by  way
of appeal.
8.    The submission of  Mr.  Arora,  learned  counsel  appearing  for   the
appellants is that the counter-claim is in the nature of a plaint  and  when
it is dismissed it has to be assailed by way of appeal before the  competent
forum by paying the requisite court fee on the basis of the claim  and  such
an order cannot be set at naught in exercise of supervisory jurisdiction  of
the High Court.  Learned counsel for  the  respondents,  per  contra,  would
contend that such an order is revisable and, in  any  case,  when  cause  of
justice has been subserved this Court should not interfere  in  exercise  of
its jurisdiction under Article 136 of the Constitution of India.
9.    To appreciate the controversy in proper perspective it  is  imperative
to appreciate the  scheme  relating  to  the  counter-claim  that  has  been
introduced by CPC (amendment) Act 104 of 1976  with  effect  from  1.2.1977.
Order 8, Rule 6A deals with counter-claim  by  the  defendant.   Rule  6A(2)
stipulates thus:-
“(2) Such counter-claim shall have the same effect as a cross-suit so as  to
enable the Court to pronounce a final judgment in the  same  suit,  both  on
the original claim and on the counter-claim.”

10.   Rule 6A(3) enables the plaintiff to file  a  written  statement.   The
said provision reads as follows:-
“(3) The plaintiff shall be at  liberty  to  file  a  written  statement  in
answer to the counter-claim of the defendant within such period  as  may  be
fixed by the Court.”

11.   Rule 6A(4) of the said Rule postulates that  the  counter-claim  shall
be treated as a plaint and governed by rules applicable to a  plaint.   Rule
6B provides how the counter-claim is to be stated and  Rule  6C  deals  with
exclusion of counter-claim.  Rules 6D deals  with  the  situation  when  the
suit is discontinued.  It is as follows:-
“R. 6D. Effect of discontinuance of suit. – If in  any  case  in  which  the
defendant sets up a counter-claim, the suit  of  the  plaintiff  is  stayed,
discontinued or dismissed, the counter-claim may nevertheless  be  proceeded
with.”

12.   On a plain reading of the aforesaid  provisions  it  is  quite  limpid
that a counter-claim preferred by the defendant in a suit is in  the  nature
of a cross-suit and by a statutory command even if the  suit  is  dismissed,
counter-claim shall remain alive for adjudication.  For  making  a  counter-
claim entertainable by the court, the  defendant  is  required  to  pay  the
requisite court fee on the valuation of the  counter-claim.   The  plaintiff
is obliged to file a written statement and in  case  there  is  default  the
court can pronounce the Judgment against the plaintiff in  relation  to  the
counter-claim put forth by the defendant as it has  an  independent  status.
The  purpose  of  the  scheme  relating  to  counter-claim   is   to   avoid
multiplicity of the proceedings.   When  a  counter-claim  is  dismissed  on
being adjudicated on merits it forecloses the rights of the  defendant.   As
per Rule 6A(2) the court is required to pronounce a final  judgment  in  the
same suit both on the original claim and also  on  the  counter-claim.   The
seminal purpose is to avoid piece-meal  adjudication.    The  plaintiff  can
file an application for exclusion of a counter-claim and can do  so  at  any
time before issues are settled in relation to  the  counter-claim.   We  are
not concerned with such a situation.
13.   In the instant case, the counter-claim has been dismissed  finally  by
expressing an opinion that it is barred by principles of Order 2, Rule 2  of
the CPC.  The question is what status is to be given to such  an  expression
of opinion. In this context we may refer with profit the definition  of  the
term decree as contained in section 2(2) of CPC:-
“(2) “decree” means the formal expression of an adjudication which,  so  far
as regards the Court expressing it, conclusively determines  the  rights  of
the parties with regard to all or any of the matters in controversy  in  the
suit and may be either preliminary or final.  It shall be deemed to  include
the rejection of a plaint and the determination of any question within  [1][
* * *] Section 144, but shall not include –
any adjudication from which an appeal lies as an appeal from an order, or
any order of dismissal for default.

Explanation- A decree is preliminary when further  proceedings  have  to  be
taken before the suit can be completely disposed of.  It is final when  such
adjudication completely disposes of the suit.  It may be partly  preliminary
and partly final;”

14.   In R. Rathinavel Chettiar and Another v. V.  Sivaraman  and  Others[2]
dealing with the basic components of a decree, it has been held thus:-
“10. Thus a “decree” has to have the following essential elements, namely:

      There must have been an adjudication in a suit.

      The adjudication must have determined the rights  of  the  parties  in
respect of, or any of the matters in controversy.

Such determination must be a conclusive determination resulting in a  formal
expression of the adjudication.
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11. Once the matter in controversy has received judicial determination,  the
suit results in a decree either in favour of the plaintiff or in  favour  of
the defendant.”

15.   From the aforesaid enunciation of law, it is manifest that when  there
is a conclusive determination of rights of parties  upon  adjudication,  the
said decision in certain circumstances can have the status of a decree.   In
the instant case, as has been narrated earlier, the counter-claim  has  been
adjudicated and decided on merits holding that it is barred by principle  of
Order 2, Rule 2 of C.P.C.  The claim of the defendants has  been  negatived.
In Jag Mohan Chawla and Another v. Dera Radha Swami  Satsang  and  Others[3]
dealing with the concept of counter-claim, the Court has opined thus:-
“... is treated as a cross-suit with all  the  indicia  of  pleadings  as  a
plaint including the duty to aver his cause of action and  also  payment  of
the requisite court fee thereon.  Instead of relegating the defendant to  an
independent suit, to avert  multiplicity  of  the  proceeding  and  needless
protection (sic protraction), the legislature intended to try both the  suit
and the counter-claim in the same suit as suit and cross-suit and have  them
disposed of in the same trial.  In other words, a defendant  can  claim  any
right by way of a counter-claim in respect of any cause of action  that  has
accrued to him even though it is independent of the cause of action  averred
by the plaintiff and have the  same  cause  of  action  adjudicated  without
relegating the defendant to file a separate suit.”

16.   Keeping in mind the conceptual meaning given to the counter-claim  and
the definitive character assigned to it, there can be  no  shadow  of  doubt
that when the counter-claim filed  by  the  defendants  is  adjudicated  and
dismissed, finality is attached to it as far as the controversy  in  respect
of the claim put forth by the defendants  is  concerned.   Nothing  in  that
regard survives as far  as  the  said  defendants  are  concerned.   If  the
definition of a decree is appropriately understood  it  conveys  that  there
has to be a formal expression of an adjudication as far  as  that  Court  is
concerned.  The determination should conclusively put to rest the rights  of
the parties in that sphere.  When an opinion is expressed holding  that  the
counter-claim is barred  by  principles  of  Order  2,  Rule  2  C.P.C.,  it
indubitably adjudicates the controversy as regards the substantive right  of
the defendants who had lodged the counter-claim.  It cannot be  regarded  as
an ancillary or incidental finding recorded in the suit.  In  this  context,
we may fruitfully refer to a three-Judge Bench decision in  M/s.  Ram  Chand
Spg. & Wvg.  Mills  v.  M/s.  Bijli  Cotton  Mills  (P)  Ltd.,  Hathras  and
Others[4] wherein  their Lordships  was  dealing  with  what  constituted  a
final order to be a decree.  The thrust of the controversy therein was  that
whether an order passed by the executing  court  setting  aside  an  auction
sale as a nullity is an appealable order or not.  The Court referred to  the
decisions in  Jethanand and Sons v. State  of  Uttar  Pradesh[5]  and  Abdul
Rahman v. D.K. Kassim and Sons[6] and proceeded to state as follows:-

“In deciding the question whether the order is  a  final  order  determining
the rights of parties and, therefore, falling within  the  definition  of  a
decree in Section 2(2), it would often become necessary to view it from  the
point of view of both the parties in the present case — the  judgment-debtor
and the auction-purchaser. So far as the judgment-debtor  is  concerned  the
order obviously does not finally decide his rights since  a  fresh  sale  is
ordered. The position however, of the auction-purchaser is  different.  When
an auction-purchaser is declared to be the highest bidder  and  the  auction
is declared to have been concluded certain  rights  accrue  to  him  and  he
becomes entitled to conveyance of the property  through  the  court  on  his
paying the balance unless the sale is not confirmed by the court.  Where  an
application is made to set aside the auction  sale  as  a  nullity,  if  the
court sets it aside either by an order on such an application  or  suo  motu
the only question arising in such a case as between him  and  the  judgment-
debtor is whether the auction was a nullity by reason of  any  violation  of
Order 21, Rule 84 or other similar mandatory provisions. If the  court  sets
aside the auction sale there  is  an  end  of  the  matter  and  no  further
question remains to be decided so far as  he  and  the  judgment-debtor  are
concerned. Even though a resale in such a case  is  ordered  such  an  order
cannot be said to be an interlocutory order as the entire matter is  finally
disposed of. It is thus manifest that the order setting  aside  the  auction
sale amounts to a final decision relating to the rights of  the  parties  in
dispute in that particular civil proceeding, such a proceeding being one  in
which the rights and liabilities of the parties  arising  from  the  auction
sale are in dispute and wherein they are finally  determined  by  the  court
passing the order setting it aside. The parties in such a case are only  the
judgment-debtor and the auction-purchaser, the only issue between  them  for
determination being whether the auction sale is  liable  to  be  set  aside.
There is an end of that matter when the court  passes  the  order  and  that
order is final as it finally, determines the rights and liabilities  of  the
parties, viz., the judgment-debtor and the auction-purchaser  in  regard  to
that sale, as after that order nothing remains to be determined  as  between
them.”
      After so stating, the Court ruled that the order  in  question  was  a
final order determining the rights  of  the  parties  and,  therefore,  fell
within the definition of a decree under Section 2(2) read  with  Section  47
and was an appealable order.
17.         We have referred to the aforesaid decisions  to  highlight  that
there may be situations where an order can get the status of  a  decree.   A
Court may draw up a formal decree or may not, but if by virtue of the  order
of the Court, the rights  have  finally  been  adjudicated,  irrefutably  it
would assume the status of a decree.  As is evincible, in the case at  hand,
the  counter-claim  which  is  in  the  nature  of  a  cross-suit  has  been
dismissed.  Nothing else survives for  the  defendants  who  had  filed  the
counter-claim.  Therefore, we have no hesitation in holding that  the  order
passed by the learned trial Judge  has  the  status  of  a  decree  and  the
challenge to the same has to be made  before  the  appropriate  forum  where
appeal could lay by paying the  requisite  fee.   It  could  not  have  been
unsettled by the High Court in exercise of the power under  Article  227  of
the Constitution of India.  Ergo, the order passed  by  the  High  Court  is
indefensible.
18.   Consequently, the appeal is allowed and the order passed by  the  High
Court is set aside.  However, as we are annulling the order  on  the  ground
that revision was not maintainable, liberty is granted  to  the  respondents
to prefer an appeal before the appropriate forum as required under law.   We
may hasten to add that we have not expressed any opinion on  the  merits  of
the case.  There shall be no order as to costs.


                                             .............................J.
                                                               [Dipak Misra]



                                             .............................J.
                                                                         [V.
Gopala Gowda]

New Delhi;
October 14, 2014




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[1]    The words and figures “section 47 or” omitted by CPC (Amendment) Act
104 of 1976, S 3 (w.e.f. 1-2.1077)
[2]    (1999) 4 SCC 89
[3]    (1996) 4 SCC 699
[4]    AIR 1967 SC 1344
[5]    AIR 1961 SC 794
[6]    AIR 1933 PC 58

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